IPOs and Transactions: November 17 – 21

There were 61 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including Celsus Therapeutics PLC w/ Goodwin Procter LLP and Mintz, Levin, Cohn, Ferris Glovsky and Popeo, PC, IBIO Inc. w/ Andrew Abramowitz, PLLC and General Agriculture Corp. w/ Kelley Drye & Warren LLP.

We appreciate that they selected to work with us and we’re pleased that they found us to be the intelligent value.

700_banner_2

Registrant Symbol Form Exchange Law firm / Advisor
IBIO, INC. IBIO S-3 NYSE Andrew Abramowitz, PLLC
TARGA RESOURCES CORP. TRGP S-4 NYSE Atlas Energy, L.P.
TARGA RESOURCES PARTNERS LP NGLS S-4 NYSE Atlas Pipeline Partners, L.P.
ELTM, L.P. ~ S-3 ~ Baker & Hostetler LLP
SCRIPPS E W CO /DE SSP S-4 NYSE Baker & Hostetler LLP
ACCESS MIDSTREAM PARTNERS LP ACMP S-4 NYSE Baker Botts L.L.P.
ENGILITY HOLDINGS, INC. EGL S-4 NYSE Bass, Berry & Sims PLC
FORUM ACQUISITIONS II, INC. ~ 10-12G ~ BlackPool Acquisitions, LLC.
BRAC GLOBAL AUTOMOTIVE, INC. ~ 10-12G ~ BRAC Global Automotive, Inc
RING ENERGY, INC. REI S-3 NYSE Burleson LLP
KINDRED HEALTHCARE, INC KND S-4 NYSE Cleary Gottlieb Steen & Hamilton LLP
BELLICUM PHARMACEUTICALS, INC S-1 Nasdaq Cooley LLP
TREVENA INC TRVN S-1 Nasdaq Cooley LLP
BELLICUM PHARMACEUTICALS, INC S-1 Nasdaq Covington & Burling LLP
CTI BIOPHARMA CORP CTIC S-3 Nasdaq CTI BioPharma Corp.
MAGELLAN PETROLEUM CORP /DE/ MPET S-3 Nasdaq Davis Graham & Stubbs LLP
ADVANCED ACCELERATOR APPLICATIONS S.A. F-1 Nasdaq Davis Polk & Wardwell LLP
JD.COM, INC. JD F-1 Nasdaq Davis Polk & Wardwell LLP
ADVANCED ACCELERATOR APPLICATIONS S.A. F-1 Nasdaq Dechert LLP
CINCINNATI FINANCIAL CORP CINF S-3 Nasdaq Dinsmore & Shohl LLP
PAYLOCITY HOLDING CORP PCTY S-1 Nasdaq DLA Piper LLP
FRANKLIN COVEY CO FC S-3 NYSE Dorsey & Whitney LLP
ACORN ENERGY, INC. ACFN S-3 Nasdaq Eilenberg & Krause LLP
OCULUS INNOVATIVE SCIENCES, INC. OCLS S-1 Nasdaq Ellenoff Grossman & Schole LLP
TOA OPTICAL TECH, INC. ~ S-1 ~ ETN Services LLC
CURRENCYSHARES EURO TRUST FXE S-3 NYSE Foley & Lardner LLP
SCRIPPS E W CO /DE SSP S-4 NYSE Foley & Lardner LLP
KINDRED HEALTHCARE, INC KND S-4 NYSE Gentiva Health Services, Inc.
ACCESS MIDSTREAM PARTNERS LP ACMP S-4 NYSE Gibson, Dunn & Crutcher LLP
ASHFORD HOSPITALITY PRIME, INC. AHP S-3 NYSE Gibson, Dunn & Crutcher LLP
CELSUS THERAPEUTICS PLC. CLTX S-1 Nasdaq Goodwin Procter LLP
KINDRED HEALTHCARE, INC KND S-4 NYSE Greenberg Traurig, LLP
21ST CENTURY FOX AMERICA, INC. ~ S-4 ~ Hogan Lovells US LLP
PACIFIC PREMIER BANCORP INC PPBI S-4 Nasdaq Holland & Knight LLP
I MINERALS INC ~ 10-12G ~ I-Minerals Inc.
HII TECHNOLOGIES, INC. HIIT S-1 OTC Indeglia & Carney, LLP.
BIOHEART, INC. BHRT S-1 OTC Jill Arlene Robbins, P.A.
SCRIPPS E W CO /DE SSP S-4 NYSE Journal Communications, Inc.
WESBANCO INC WSBC S-4 Nasdaq K&L Gates LLP
BLUEROCK RESIDENTIAL GROWTH REIT, INC. BRG S-3 NYSE Kaplan Voekler Cunningham & Frank, PLC
RAND LOGISTICS, INC. RLOG S-3 Nasdaq Katten Muchin Rosenman LLP
GENERAL AGRICULTURE CORP GELT S-1 OTC Kelley Drye & Warren LLP
ACCESS MIDSTREAM PARTNERS LP ACMP S-4 NYSE Latham & Watkins LLP
ADVANCED DRAINAGE SYSTEMS, INC. WMS S-1 NYSE Latham & Watkins LLP
JUNO THERAPEUTICS, INC. ~ S-1 ~ Latham & Watkins LLP
PELICAN LANDING GOLF RESORT VENTURES INC ~ S-3 ~ Latham & Watkins LLP
TREVENA INC TRVN S-1 Nasdaq Latham & Watkins LLP
METALICO INC MEA S-1 NYSE Lowenstein Sandler LLP
CAPE BANCORP, INC. CBNJ S-4 Nasdaq Luse Gorman Pomerenk & Schick, P.C.
AQUA QUEST INTERNATIONAL, INC. ~ S-1 ~ Lux Investor Services
MENTOR CAPITAL, INC. ~ 10-12G ~ Mentor Capital, Inc.
CELSUS THERAPEUTICS PLC. CLTX S-1 Nasdaq Mintz, Levin, Cohn, Ferris Glovsky and Popeo, P.C.
LAKELAND INDUSTRIES INC LAKE S-3 Nasdaq Moomjian, Waite & Coleman, LLP
NATIONWIDE LIFE INSURANCE CO ~ S-1 ~ Nationwide Life Insurance Company
ALLIED NEVADA GOLD CORP. ANV S-3 NYSE Neal, Gerber & Eisenberg LLP
CTI BIOPHARMA CORP CTIC S-3 Nasdaq O’Melveny & Myers LLP
PAYLOCITY HOLDING CORP PCTY S-1 Nasdaq Orrick, Herrington & Sutcliffe LLP
TRANSGENOMIC INC TBIO S-3 Nasdaq Paul Hastings LLP
WESBANCO INC WSBC S-4 Nasdaq Phillips, Gardill, Kaiser & Altmeyer, PLLC
VIVEVE MEDICAL, INC. VIVMF S-1 OTC Richardson & Patel LLP
SUPREME LEGAL, INC. ~ S-1 ~ Securities Compliance Group, Ltd.
TRIMAX CONSULTING, INC. ~ S-1 ~ Securities Compliance Group, Ltd.
MARATHON PATENT GROUP, INC. MARA S-3 Nasdaq Sichenzia Ross Friedman Ference LLP
WESBANCO INC WSBC S-4 Nasdaq Silver, Freedman, Taff & Tiernan LLP
ENGILITY HOLDINGS, INC. EGL S-4 NYSE Simpson Thacher & Bartlett LLP
JD.COM, INC. JD F-1 Nasdaq Skadden, Arps, Slate, Meagher & Flom LLP
ADVANCED DRAINAGE SYSTEMS, INC. WMS S-1 NYSE Squire Patton Boggs (US) LLP
PACIFIC PREMIER BANCORP INC PPBI S-4 Nasdaq Stinson Leonard Street LLP
TALON INTERNATIONAL, INC. TALN S-1 OTC Stubbs Alderton & Markiles, LLP
ENDO INTERNATIONAL PLC ENDP S-4 Nasdaq Sullivan & Cromwell LLP
OFS CAPITAL CORP OFS N-2 Nasdaq Sutherland Asbill & Brennan LLP
BLUE WATER GLOBAL GROUP, INC. BLUU S-1 OTC Taurus Financial Partners, LLC
OCULUS INNOVATIVE SCIENCES, INC. OCLS S-1 Nasdaq Trombly Business Law, PC
LION BIOTECHNOLOGIES, INC. LBIO S-3 OTC TroyGould PC
BUCKEYE PARTNERS, L.P. BPL S-3 NYSE Vinson & Elkins L.L.P.
TARGA RESOURCES CORP. TRGP S-4 NYSE Vinson & Elkins LLP
TARGA RESOURCES PARTNERS LP NGLS S-4 NYSE Vinson & Elkins LLP
VOYA RETIREMENT INSURANCE & ANNUITY CO ~ S-3 ~ Voya Retirement Insurance and Annuity Company
TARGA RESOURCES CORP. TRGP S-4 NYSE Wachtell, Lipton, Rosen & Katz
TARGA RESOURCES PARTNERS LP NGLS S-4 NYSE Wachtell, Lipton, Rosen & Katz
PELICAN LANDING GOLF RESORT VENTURES INC ~ S-3 ~ WCI Communities, Inc.
ENGILITY HOLDINGS, INC. EGL S-4 NYSE Weil, Gotshal & Manges LLP
SYNCHRONY FINANCIAL SYF S-3 NYSE Weil, Gotshal & Manges LLP
ADAMIS PHARMACEUTICALS CORP ADMP S-3 Nasdaq Weintraub Tobin Chediak Coleman Grodin, Law Corp.
ACCESS MIDSTREAM PARTNERS LP ACMP S-4 NYSE Williams Partners GP LLC
ENDO INTERNATIONAL PLC ENDP S-4 Nasdaq Willkie Farr & Gallagher LLP
WAVE SYSTEMS CORP WAVX S-3 Nasdaq Willkie Farr & Gallagher LLP
JUNO THERAPEUTICS, INC. ~ S-1 ~ Wilson Sonsini Goodrich & Rosati PC
CAPE BANCORP, INC. CBNJ S-4 Nasdaq Windels Marx Lane & Mittendorf, LLP
CEMPRA, INC. CEMP S-3 Nasdaq Wyrick Robbins Yates & Ponton LLP

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors.

Click here and opt-in to receive this weekly summary via email.

Click here to review the week’s underwriters.

Have a great week.

Leave a Reply

Fill in your details below or click an icon to log in:

WordPress.com Logo

You are commenting using your WordPress.com account. Log Out / Change )

Twitter picture

You are commenting using your Twitter account. Log Out / Change )

Facebook photo

You are commenting using your Facebook account. Log Out / Change )

Google+ photo

You are commenting using your Google+ account. Log Out / Change )

Connecting to %s