IPOs and Transactions: November 10 – 14

There were 58 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including Barington/ Hilco Acquisition Corp. w/ Graubard Miller and Kramer Levin Naftalis & Frankel LLP, Energous Corp. w/ Goodwin Procter LLP and K&L Gates LLP and Village Bank & Trust Financial Corp. w/ LeClairRyan, PC and Silver, Freedman, Taff & Tiernan LLP.

We appreciate that they selected to work with us and we’re pleased that they found us to be the intelligent value.

Q#_lawyer_art

Registrant Symbol Form Exchange Law firm / advisor
SEACOAST BANKING CORP OF FLORIDA SBCF S-3 Nasdaq Alston & Bird LLP
AMERIPRISE CERTIFICATE CO ~ S-1 ~ Ameriprise Certificate Company
ECO-STIM ENERGY SOLUTIONS, INC. ESES S-1 OTC Andrews Kurth LLP
MACROGENICS INC MGNX S-3 Nasdaq Arnold & Porter LLP
AZURE MIDSTREAM PARTNERS, LP ~ S-1 ~ Baker Botts L.L.P.
INTRICON CORP IIN S-3 Nasdaq Blank Rome LLP
WINTRUST FINANCIAL CORP WTFC S-4 OTC Boardman & Clark LLP
DYNAVAX TECHNOLOGIES CORP DVAX S-3 Nasdaq Cooley LLP
NEW RELIC INC ~ S-1 ~ Cooley LLP
PICO HOLDINGS INC /NEW PICO S-3 Nasdaq Cooley LLP
MARTIN MARIETTA MATERIALS INC MLM S-4 NYSE Cravath, Swaine & Moore LLP
PISHPOSH, INC. ~ S-1 ~ David Lubin & Associates, PLLC
BLUE EARTH, INC. BBLU S-3 Nasdaq Davidoff Hutcher & Citron, LLP
INTREPID AVIATION LTD ~ S-1 ~ Davis Polk & Wardwell LLP
CYTORI THERAPEUTICS, INC. CYTX S-3 Nasdaq DLA Piper LLP
COHBAR, INC. ~ S-1 ~ Dorsey & Whitney LLP
HEARTLAND FINANCIAL USA INC HTLF S-4 Nasdaq Dorsey & Whitney LLP
BUSINESS FIRST BANCSHARES, INC. ~ S-4 ~ Fenimore, Kay, Harrison & Ford LLP
FIRST NBC BANK HOLDING CO NBCB S-3 Nasdaq Fenimore, Kay, Harrison & Ford, LLP
GOPRO, INC. GPRO S-1 Nasdaq Fenwick & West LLP
NEW RELIC INC ~ S-1 ~ Fenwick & West LLP
COHBAR, INC. ~ S-1 ~ Garvey Schubert Barer
COUNTY BANCORP, INC. ~ S-1 ~ Godfrey & Kahn, S.C.
ENERGOUS CORP WATT S-1 Nasdaq Goodwin Procter LLP
HORTONWORKS, INC. ~ S-1 ~ Goodwin Procter LLP
BARINGTON/HILCO ACQUISITION CORP. ~ S-1 ~ Graubard Miller
OXFORD CITY FOOTBALL CLUB, INC. OXFC S-1 OTC Harrison Law, P.A.
FIVE PRIME THERAPEUTICS INC FPRX S-3 Nasdaq Hogan Lovells US LLP
CHERRY HILL MORTGAGE INVESTMENT CORP CHMI S-3 NYSE Hunton & Williams LLP
CHERRY HILL MORTGAGE INVESTMENT CORP CHMI S-3 NYSE Hunton & Williams LLP
IBERIABANK CORP IBKC S-4 Nasdaq Jones Walker LLP
AUREUS INC ~ S-1 ~ Joseph I. Emas Atty.
ENERGOUS CORP WATT S-1 Nasdaq K&L Gates LLP
BUSINESS FIRST BANCSHARES, INC. ~ S-4 ~ Kantrow, Spaht, Weaver & Blitzer (APLC)
KINDER HOLDING CORP. ~ 10-12G ~ Kinder Holding Corp.
INTERNATIONAL MARKET CENTERS, INC. ~ S-11 ~ Kirkland & Ellis LLP
BARINGTON/HILCO ACQUISITION CORP. ~ S-1 ~ Kramer Levin Naftalis & Frankel LLP
KVINTESS F&DI HOLDINGS CORP. ~ 10-12G ~ KVintess F&DI Holdings Corp.
EL POLLO LOCO HOLDINGS, INC. LOCO S-1 Nasdaq Latham & Watkins LLP
EVOKE PHARMA INC EVOK S-3 Nasdaq Latham & Watkins LLP
INTREPID AVIATION LTD ~ S-1 ~ Latham & Watkins LLP
SMART SAND PARTNERS LP ~ S-1 ~ Latham & Watkins LLP
YGEIA CONSULTING GROUP, INC. ~ S-1 ~ Law Office of Clifford J. Hunt, P.A.
ADOMANI, INC. ~ S-1 ~ Law Office of Conrad C. Lysiak, P.S.
VILLAGE BANK & TRUST FINANCIAL CORP. VBFC S-1 Nasdaq LeClairRyan, PC
RAVEN INDUSTRIES INC RAVN S-3 Nasdaq Maslon Edelman Borman & Brand, LLP
GULFSLOPE ENERGY, INC. GSPE S-3 OTC Mayer Brown LLP
OVASCIENCE, INC. OVAS S-3 Nasdaq Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.
NEXPOINT MULTIFAMILY REALTY TRUST, INC. ~ S-11 ~ Morris, Manning & Martin, LLP
PORTUS CORP PORS S-1 OTC Northwest Law Group
ON DECK CAPITAL INC ~ S-1 ~ Orrick, Herrington & Sutcliffe LLP
US NUCLEAR CORP. ~ S-1 ~ Paesano Akkashian, P.C.
ROCKY MOUNTAIN CHOCOLATE FACTORY, INC. ~ S-4 ~ Perkins Coie LLP
CHINA TMK BATTERY SYSTEMS INC. DFEL 10-12G OTC Pillsbury Winthrop Shaw Pittman LLP
UNIQUE FABRICATING, INC. ~ S-1 ~ Polsinelli, P.C.
BONE BIOLOGICS, CORP. ~ S-1 ~ Reed Smith LLP
HEARTLAND FINANCIAL USA INC HTLF S-4 Nasdaq Reinhart Boerner Van Deuren S.C.
TIPTREE FINANCIAL INC. TIPT S-3 Nasdaq Schulte Roth & Zabel LLP
CHINA TMK BATTERY SYSTEMS INC. DFEL 10-12G OTC Sichenzia Ross Friedman Ference LLP
WINTRUST FINANCIAL CORP WTFC S-4 OTC Sidley Austin LLP
UNIQUE FABRICATING, INC. ~ S-1 ~ Sills Cummis & Gross, P.C.
VILLAGE BANK & TRUST FINANCIAL CORP. VBFC S-1 Nasdaq Silver, Freedman, Taff & Tiernan LLP
WALTER ENERGY, INC. WLT S-3 NYSE Simpson Thacher & Bartlett LLP
EL POLLO LOCO HOLDINGS, INC. LOCO S-1 Nasdaq Skadden, Arps, Slate, Meagher & Flom LLP
INTERNATIONAL MARKET CENTERS, INC. ~ S-11 ~ Skadden, Arps, Slate, Meagher & Flom LLP
MOELIS & CO MC S-1 NYSE Skadden, Arps, Slate, Meagher & Flom LLP
IBERIABANK CORP IBKC S-4 Nasdaq Smith Mackinnon, PA
CORE MOLDING TECHNOLOGIES INC CMT S-3 NYSE Squire Patton Boggs (US) LLP
LANTRONIX INC LTRX S-3 Nasdaq Stradling Yocca Carlson & Rauth, P.C.
HORTONWORKS, INC. ~ S-1 ~ Sullivan & Cromwell LLP
MOELIS & CO MC S-1 NYSE Sullivan & Cromwell LLP
COUNTY BANCORP, INC. ~ S-1 ~ Vedder Price P.C.
AZURE MIDSTREAM PARTNERS, LP ~ S-1 ~ Vinson & Elkins L.L.P.
ECO-STIM ENERGY SOLUTIONS, INC. ESES S-1 OTC Vinson & Elkins L.L.P.
NISKA GS HOLDINGS I, L.P. ~ S-4 ~ Vinson & Elkins L.L.P.
SMART SAND PARTNERS LP ~ S-1 ~ Vinson & Elkins L.L.P.
SPRAGUE RESOURCES LP SRLP S-3 NYSE Vinson & Elkins L.L.P.
TECHTARGET INC TTGT S-3 Nasdaq Wilmer Cutler Pickering Hale and Dorr LLP
GOPRO, INC. GPRO S-1 Nasdaq Wilson Sonsini Goodrich & Rosati PC
ON DECK CAPITAL INC ~ S-1 ~ Wilson Sonsini Goodrich & Rosati, P.C.

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