IPO Underwriters of the Week: November 10 – 14

Congratulations to the corporations and underwriters that worked with our transaction services team. Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.

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Registrar Form Underwriter 1 Underwriter 2 Underwriter 3 +
INTERNATIONAL MARKET CENTERS, INC. S-11 Barclays Capital Inc. Credit Suisse Securities (USA) LLC Wells Fargo Securities, LLC / Deutsche Bank Securities Inc. / J.P. Morgan Securities LLC
AZURE MIDSTREAM PARTNERS, LP S-1 Citigroup Global Markets Inc. Merrill Lynch, Pierce, Fenner & Smith Inc.
DYNAVAX TECHNOLOGIES CORP S-3 Cowen and Company, LLC ~ ~
BARINGTON/HILCO ACQUISITION CORP. S-1 EarlyBirdCapital, Inc. ~ ~
ECO-STIM ENERGY SOLUTIONS, INC. S-1 FBR Capital Markets & Co. Roth Capital Partners ~
INTREPID AVIATION LTD S-1 Goldman, Sachs & Co. Merrill Lynch, Pierce, Fenner & Smith Inc. Deutsche Bank Securities Inc. / Jefferies LLC / RBC Capital Markets, LLC / Wells Fargo Securities, LLC / Credit Agricole Securities (USA) Inc. / BNP Paribas Securities Corp.
HORTONWORKS, INC. S-1 Goldman, Sachs & Co. Credit Suisse Securities (USA) LLC RBC Capital Markets, LLC / Pacific Crest Securities LLC / Wells Fargo Securities, LLC / Blackstone Advisory Partners L.P.
SMART SAND PARTNERS LP S-1 Goldman, Sachs & Co. Credit Suisse Securities (USA) LLC ~
MOELIS & CO S-1 Goldman, Sachs & Co. Morgan Stanley & Co. LLC Moelis & Company LLC
GOPRO, INC. S-1 J.P. Morgan Securities LLC Barclays Capital Inc. Morgan Stanley & Co. LLC / Citigroup Global Markets Inc. / Allen & Company LLC / Stifel, Nicolaus & Company, Inc. / Robert W. Baird & Co. Inc. / JMP Securities LLC / Piper Jaffray & Co. / Raymond James & Associates, Inc.
EL POLLO LOCO HOLDINGS, INC. S-1 Jefferies LLC Morgan Stanley & Co. LLC Robert W. Baird & Co. Inc. / William Blair & Company, L.L.C. / Stifel, Nicolaus & Company, Inc.
EVOKE PHARMA INC S-3 MLV & Co. LLC ~ ~
NEW RELIC INC S-1 Morgan Stanley & Co. LLC J.P. Morgan Securities LLC Allen & Company LLC / UBS Securities LLC / JMP Securities LLC / Raymond James & Associates, Inc.
ON DECK CAPITAL INC S-1 Morgan Stanley & Co. LLC Merrill Lynch, Pierce, Fenner & Smith Inc. J.P. Morgan Securities LLC / Deutsche Bank Securities Inc. / Jefferies LLC / Raymond James & Associates, Inc. / Stifel, Nicolaus & Company, Inc. /  Needham & Company, LLC
ENERGOUS CORP S-1 Oppenheimer & Co. Inc. Roth Capital Partners, LLC. National Securities Corp.
COUNTY BANCORP, INC. S-1 Robert W. Baird & Co. Inc. Sterne, Agee & Leach, Inc. ~
UNIQUE FABRICATING, INC. S-1 Taglich Brothers, Inc. ~ ~

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors.

Have a great week.

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