IPOs and Transactions: November 3 – 7

There were 69 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including Computron Inc. w/ Eilers Law Group PA and QTS Realty Trust Inc. w/ Hogan Lovells US LLP.

We appreciate that they selected to work with us and we’re pleased that they found us to be the intelligent value.

Q#_lawyer_art

Registrant Symbol Form Exchange Law firm / Advisor
AERIE PHARMACEUTICALS INC AERI S-3 Nasdaq Aerie Pharmaceuticals, Inc.
GULFPORT ENERGY CORP GPOR S-4 Nasdaq Akin Gump Strauss Hauer & Feld LLP
ALLSTATE LIFE INSURANCE CO ~ S-3 ~ Allstate Life Insurance Company
LDR HOLDING CORP LDRH S-3 Nasdaq Andrews Kurth LLP
ATLAS ENERGY GROUP, LLC ~ 10-12B ~ Atlas Energy Group, LLC
ONCOR ELECTRIC DELIVERY CO LLC ~ S-4 ~ Baker & McKenzie LLP
RICE MIDSTREAM PARTNERS LP ~ S-1 ~ Baker Botts L.L.P.
CONTINENTAL BUILDING PRODUCTS, INC. CBPX S-1 NYSE Baker Botts L.L.P.
TGC INDUSTRIES INC TGE S-4 Nasdaq Baker Botts L.L.P.
TRANSENTERIX INC. TRXC S-3 NYSE Ballard Spahr LLP
GLADSTONE LAND CORP LAND S-11 Nasdaq Bass, Berry & Sims PLC
LISSOME TRADE CORP. ~ S-1 ~ Bauman & Associates Law Firm
DOMINOVAS ENERGY CORP DNRG S-1 OTC Bauman & Associates Law Firm
GEN3BIO, INC. ~ S-1 ~ Brunson Chandler & Jones, PLLC
JAMES RIVER GROUP HOLDINGS, LTD. ~ S-1 ~ Bryan Cave LLP
RING ENERGY, INC. REI S-3 NYSE Burleson LLP
CREDIT SUISSE FIRST BOSTON MORTGAGE SECURITIES CORP ~ S-3 ~ Cadwalader, Wickersham & Taft LLP
BECTON DICKINSON & CO BDX S-4 NYSE CareFusion Corporation
NUVEEN TECHNOLOGY OPPORTUNITIES FUND ~ N-2 ~ Chapman and Cutler LLP
INOTEK PHARMACEUTICALS CORP ~ S-1 ~ Cooley LLP
CYMABAY THERAPEUTICS, INC. CBAY S-3 Nasdaq Cooley LLP
NEW MOON B.V. ~ S-4 ~ Cravath, Swaine & Moore LLP
CYMABAY THERAPEUTICS, INC. CBAY S-3 Nasdaq CymaBay Therapeutics, Inc.
EARTH BRAND HOLDINGS, INC. ~ S-1 ~ David Lubin & Associates, PLLC
TGC INDUSTRIES INC TGE S-4 Nasdaq Dawson Geophysical Company
CAREY CREDIT INCOME FUND ~ 10-12G ~ Dechert LLP
INTERNATIONAL STEM CELL CORP ISCO S-1 OTC DLA Piper LLP
MIDWAY GOLD CORP MDW S-3 NYSE Dorsey & Whitney LLP
COMPUTRON, INC. ~ S-1 ~ Eilers Law Group, PA
MILLENNIUM INVESTMENT & ACQUISITION CO INC. SMCG N-2 OTC Ellenoff Grossman & Schole LLP
ENDURANCE INTERNATIONAL GROUP HOLDINGS, INC. EIGI S-3 Nasdaq Endurance International Group Holdings, Inc.
FDO HOLDINGS, INC. ~ S-1 ~ FDO Holdings, Inc.
WISCONSIN PUBLIC SERVICE CORP WSPBP S-3 OTC Foley & Lardner LLP
AERIE PHARMACEUTICALS INC AERI S-3 Nasdaq Fried, Frank, Harris, Shriver & Jacobson LLP
CONTINENTAL BUILDING PRODUCTS, INC. CBPX S-1 NYSE Gibson, Dunn & Crutcher LLP
KITARA MEDIA CORP. KITM S-4 OTC Gibson, Dunn & Crutcher LLP
INOTEK PHARMACEUTICALS CORP ~ S-1 ~ Goodwin Procter LLP
PERNIX THERAPEUTICS HOLDINGS, INC. PTX S-3 Nasdaq Goodwin Procter LLP
KITARA MEDIA CORP. KITM S-4 OTC Graubard Miller
PLATFORM SPECIALTY PRODUCTS CORP PAH S-1 NYSE Greenberg Traurig, P.A.
TGC INDUSTRIES INC TGE S-4 Nasdaq Haynes and Boone, LLP
QTS REALTY TRUST, INC. QTS S-3 NYSE Hogan Lovells US LLP
DEER VALLEY ACQUISITION CORP ~ 10-12G ~ James Cassidy, Esq.
ELM VALLEY ACQUISITION CORP ~ 10-12G ~ James Cassidy, Esq.
FOX VALLEY ACQUISITION CORP ~ 10-12G ~ James Cassidy, Esq.
OAK VALLEY ACQUISITION CORP ~ 10-12G ~ James Cassidy, Esq.
OWL VALLEY ACQUISITION CORP ~ 10-12G ~ James Cassidy, Esq.
REDWOOD VALLEY ACQUISITION CORP ~ 10-12G ~ James Cassidy, Esq.
SPRUCE VALLEY ACQUISITION CORP ~ 10-12G ~ James Cassidy, Esq.
PMFG, INC. PMFG S-3 Nasdaq Jones Day
NUVEEN TECHNOLOGY OPPORTUNITIES FUND ~ N-2 ~ K&L Gates LLP
PRIMO WATER CORP PRMW S-3 Nasdaq K&L Gates LLP
MOMO INC. ~ F-1 ~ Kirkland & Ellis International LLP
SAGENT PHARMACEUTICALS, INC. SGNT S-3 Nasdaq Kirkland & Ellis LLP
ZOE’S KITCHEN, INC. ZOES S-1 NYSE Kirkland & Ellis LLP
ALPINE 4 AUTOMOTIVE TECHNOLOGIES LTD. ~ S-4 ~ Kirton | McConkie
FDO HOLDINGS, INC. ~ S-1 ~ Latham & Watkins LLP
TERRYVILLE MINERAL & ROYALTY PARTNERS LP ~ S-1 ~ Latham & Watkins LLP
PLATFORM SPECIALTY PRODUCTS CORP PAH S-1 NYSE Latham & Watkins LLP
ZOGENIX, INC. ZGNX S-3 Nasdaq Latham & Watkins LLP
ZOE’S KITCHEN, INC. ZOES S-1 NYSE Latham & Watkins LLP
PANEX RESOURCES INC. DBGF S-1 OTC Law Office of Conrad C. Lysiak, P.S.
IVDESK HOLDINGS, INC. ~ S-1 ~ Michael A. Littman, Atty.
JOBBOT INC. ~ S-1 ~ Mintz & Fraade, P.C
NEW MOON B.V. ~ S-4 ~ Mylan Inc.
KRAIG BIOCRAFT LABORATORIES, INC KBLB S-1 OTC Ofsink, LLC
UROPLASTY INC UPI S-3 Nasdaq Oppenheimer Wolff & Donnelly LLP
INPHI CORP IPHI S-3 NYSE Pillsbury Winthrop Shaw Pittman LLP
FDO HOLDINGS, INC. ~ S-1 ~ Proskauer Rose LLP
INTERCLOUD SYSTEMS, INC. ICLD S-3 Nasdaq Pryor Cashman LLP
ROCKET FUEL INC. FUEL S-3 Nasdaq Rocket Fuel Inc.
MILLENNIUM INVESTMENT & ACQUISITION CO INC. SMCG N-2 OTC Ryley Carlock & Applewhite
RIGHTSCORP, INC. RIHT S-1 OTC Sichenzia Ross Ference Friedman LLP
MEDBOX, INC. ~ S-1 ~ Sichenzia Ross Friedman Ference LLP
SORRENTO THERAPEUTICS, INC. SRNE S-3 Nasdaq Sichenzia Ross Friedman Ference LLP
SIERRA MADRE MINING ~ S-1 ~ Sierra Madre Mining, Inc.
TALEN ENERGY CORP ~ S-1 ~ Simpson Thacher & Bartlett LLP
MOMO INC. ~ F-1 ~ Skadden, Arps, Slate, Meagher & Flom LLP
AUTOHOME INC. ATHM F-1 NYSE Skadden, Arps, Slate, Meagher & Flom LLP
BECTON DICKINSON & CO BDX S-4 NYSE Skadden, Arps, Slate, Meagher & Flom LLP
BUILDERS FIRSTSOURCE, INC. BLDR S-3 Nasdaq Skadden, Arps, Slate, Meagher & Flom LLP
NUVOLA, INC. ~ S-1 ~ Stoecklein Law Group, LLP
SIRRUS CORP. ~ S-1 ~ Szaferman, Lakind, Blumstein, & Blader, P.C.
TERRYVILLE MINERAL & ROYALTY PARTNERS LP ~ S-1 ~ Vinson & Elkins L.L.P.
RICE MIDSTREAM PARTNERS LP ~ S-1 ~ Vinson & Elkins L.L.P.
NISKA GS HOLDINGS I, L.P. ~ S-3 ~ Vinson & Elkins LLP
TALEN ENERGY CORP ~ S-1 ~ Vinson & Elkins LLP
BECTON DICKINSON & CO BDX S-4 NYSE Wachtell, Lipton, Rosen & Katz
JAMES RIVER GROUP HOLDINGS, LTD. ~ S-1 ~ Willkie Farr & Gallagher LLP
ENDURANCE INTERNATIONAL GROUP HOLDINGS, INC. EIGI S-3 Nasdaq Wilmer Cutler Pickering Hale and Dorr LLP
CAREY CREDIT INCOME FUND ~ 10-12G ~ Wilmington Trust, National Association
ROCKET FUEL INC. FUEL S-3 Nasdaq Wilson Sonsini Goodrich & Rosati PC
AUTOHOME INC. ATHM F-1 NYSE Wilson Sonsini Goodrich & Rosati, P.C.
PACIFIC BIOSCIENCES OF CALIFORNIA, INC. PACB S-3 Nasdaq Wilson Sonsini Goodrich & Rosati, P.C.

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Click here to review the week’s underwriters.

Have a great week.

2 responses to “IPOs and Transactions: November 3 – 7

  1. On closed-end fund IPOs you are picking up the independent board counsel, who is typically copied on all SEC correspondence, as the “law firm.” You should be capturing the issuer’s counsel.

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