IPO Underwriters of the Week: November 3 – 7

Congratulations to the corporations and underwriters that worked with our transaction services team. Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.

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Registrant Form Underwriter 1 Underwriter 2 Underwriter 3 +
ALLSTATE LIFE INSURANCE CO S-3 Allstate Distributors, L.L.C. ~ ~
PLATFORM SPECIALTY PRODUCTS CORP S-1 Barclays Capital Inc. Nomura Securities International, Inc. Credit Suisse Securities (USA) LLC / UBS Securities LLC
RICE MIDSTREAM PARTNERS LP S-1 Barclays Capital Inc. ~ ~
TERRYVILLE MINERAL & ROYALTY PARTNERS LP S-1 Barclays Capital Inc. ~ ~
KRAIG BIOCRAFT LABORATORIES, INC S-1 Calm Seas Capital, LLC ~ ~
AERIE PHARMACEUTICALS INC S-3 Cantor Fitzgerald & Co. ~ ~
CYMABAY THERAPEUTICS, INC. S-3 Cantor Fitzgerald & Co. ~ ~
ZOGENIX, INC. S-3 Cantor Fitzgerald & Co. ~ ~
CONTINENTAL BUILDING PRODUCTS, INC. S-1 Citigroup Global Markets Inc. Credit Suisse Securities (USA) LLC RBC Capital Markets, LLC / Barclays Capital Inc. / Deutsche Bank Securities Inc.
INOTEK PHARMACEUTICALS CORP S-1 Cowen and Company, LLC Piper Jaffray & Co. Canaccord Genuity Inc. / Nomura Securities International, Inc.
CREDIT SUISSE FIRST BOSTON MORTGAGE SECURITIES CORP S-3 Credit Suisse Securities (USA) LLC ~ ~
AUTOHOME INC. F-1 Deutsche Bank Securities Inc. Goldman Sachs (Asia) L.L.C. ~
ENDURANCE INTERNATIONAL GROUP HOLDINGS, INC. S-3 Goldman, Sachs & Co. Credit Suisse Securities (USA) LLC ~
ZOE’S KITCHEN, INC. S-1 Jefferies LLC Piper Jaffray & Co. Robert W. Baird & Co. Inc. / William Blair & Company, L.L.C.  / Stephens Inc. / Stifel, Nicolaus & Company, Inc.
JAMES RIVER GROUP HOLDINGS, LTD. S-1 Keefe, Bruyette & Woods, Inc. UBS Securities LLC FBR Capital Markets & Co. / BMO Capital Markets Corp. / KeyBanc Capital Markets Inc. / SunTrust Robinson Humphrey, Inc. / Scotia Capital (USA) Inc.
DOMINOVAS ENERGY CORP S-1 Kodiak Capital Group, LLC ~ ~
FDO HOLDINGS, INC. S-1 Merrill Lynch, Pierce, Fenner & Smith Inc. Goldman, Sachs & Co. Barclays Capital Inc. / J.P. Morgan Securities LLC / Jefferies LLC / Credit Suisse Securities (USA) LLC / Wells Fargo Securities, LLC / Houlihan Lokey Capital, Inc.
SORRENTO THERAPEUTICS, INC. S-3 MLV & Co. LLC ~ ~
ALLSTATE LIFE INSURANCE CO S-3 Morgan Stanley & Co. Inc. ~ ~
MOMO INC. F-1 Morgan Stanley & Co. International PLC Credit Suisse Securities (USA) LLC J.P. Morgan Securities LLC / China Renaissance Securities (Hong Kong) Limited
NUVEEN TECHNOLOGY OPPORTUNITIES FUND N-2 Nuveen Securities ~ ~

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors.

Have a great week.

One response to “IPO Underwriters of the Week: November 3 – 7

  1. Daniel Schne9ierson

    Seth’s firm is tops!!

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