IPOs and Transactions: October 20 – 24

There were 34 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including Nephros Inc. w/ Day Pitney LLP and FreeSeas Inc. w/ Sichenzia Ross Friedman Ference LLP.

We appreciate that they selected to work with us and we’re pleased that they found us to be the intelligent value.

NYSE_BOD-BANNER

Registrant Symbol Form Type Exchange Law firm / advisor
PEAK RESORTS INC PEAK S-1 Andrews Kurth LLP
ROSE ROCK MIDSTREAM, L.P. RRMS S-3 NYSE Andrews Kurth LLP
PEAK RESORTS INC PEAK S-1 Armstrong Teasdale LLP
LIBERTY GLOBAL PLC LBTYA S-4 Nasdaq Baker Botts L.L.P.
AMBER GROUP INC S-1 Bauman & Associates Law Firm
SUMMIT FINANCIAL GROUP INC SMMF S-3 Nasdaq Bowles Rice LLP
CONNECTURE INC S-1 Connecture, Inc.
NEPHROS INC NEPH S-1 OTC Day Pitney LLP
FIRST GUARANTY BANCSHARES, INC. FGBI S-1 OTC Day Pitney LLP
FWF HOLDINGS INC. S-1 Diane D. Dalmy  Atty.
CONNECTURE INC S-1 DLA Piper LLP
FEG ABSOLUTE ACCESS TEI FUND LLC N-2 Drinker Biddle & Reath LLP
FCB FINANCIAL HOLDINGS, INC. FCB S-1 NYSE FCB Financial Holdings, Inc.
INNOVATIVE FOOD HOLDINGS INC IVFH S-3 OTC Feder Kaszovitz LLP
GENERAL FINANCE CORP GFNCP S-3 Nasdaq General Finance Corporation
COLLABRX, INC. CLRX S-1 Nasdaq Goodwin Procter LLP
AROWANA INC. S-1 Graubard Miller
CB PHARMA ACQUISITION CORP. S-1 Graubard Miller
TTM TECHNOLOGIES INC TTMI S-4 Nasdaq Greenberg Traurig, LLP
DNA TESTING CENTERS CORP S-1 Hamilton & Associates Law Group, P.A.
BRIDGEWATER PLATFORMS INC. S-1 Harold P. Gewerter, Esq, Ltd.
ULTRA PETROLEUM CORP UPL S-4 NYSE Haynes and Boone, LLP
IKANOS COMMUNICATIONS, INC. IKAN S-1 Nasdaq Ikanos Communications, Inc.
TTM TECHNOLOGIES INC TTMI S-4 Nasdaq Jones Day
YAPPN CORP. YPPN S-1 OTC Joseph I. Emas
FCB FINANCIAL HOLDINGS, INC. FCB S-1 NYSE Kramer Levin Naftalis & Frankel LLP
MIDCON MIDSTREAM, LP S-1 Latham & Watkins LLP
ENER-CORE INC. ENCRE S-1 OTC LKP Global Law, LLP
REVOLUTION LIGHTING TECHNOLOGIES, INC. RVLT S-3 Nasdaq Lowenstein Sandler LLP
FIRST GUARANTY BANCSHARES, INC. FGBI S-1 OTC Luse Gorman Pomerenk & Schick, P.C.
AROWANA INC. S-1 McDermott Will & Emery LLP
CB PHARMA ACQUISITION CORP. S-1 McDermott Will & Emery LLP
CORINDUS VASCULAR ROBOTICS, INC. YIDI S-1 OTC McDermott Will & Emery LLP
SIDOTI & COMPANY, INC. S-1 Morrison & Foerster LLP
MBLOOM BUSINESS DEVELOPMENT CO LLC N-2 Olshan Frome Wolosky LLP
IKANOS COMMUNICATIONS, INC. IKAN S-1 Nasdaq Pillsbury Winthrop Shaw Pittman LLP
SIDOTI & COMPANY, INC. S-1 Rimon Law Group, PC
CONNECTURE INC S-1 Ropes & Gray LLP
LIBERTY GLOBAL PLC LBTYA S-4 Nasdaq Shearman & Sterling LLP
FREESEAS INC. FREE F-1 Nasdaq Sichenzia Ross Friedman Ference LLP
CLUBCORP HOLDINGS, INC. MYCC S-3 NYSE Simpson Thacher & Bartlett LLP
LIBERTY TAX, INC. TAX S-3 Nasdaq Troutman Sanders LLP
GALENA BIOPHARMA, INC. GALE S-3 Nasdaq TroyGould PC
TTM TECHNOLOGIES INC TTMI S-4 Nasdaq Viasystems Group, Inc.
MIDCON MIDSTREAM, LP S-1 Vinson & Elkins L.L.P.
COMMUNICATIONS SALES & LEASING, INC. 10-12B Windstream Holdings, Inc.

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Click here to review the week’s underwriters.

Have a great week.

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