IPO Underwriters of the Week: October 20 – 24

Congratulations to the corporations and underwriters that worked with our transaction services team. Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.


Registrant Form Underwriter 1 Underwriter 2 Underwriter 3 +
COLLABRX, INC. S-1 Aegis Capital Corp. ~ ~
AROWANA INC. S-1 EarlyBirdCapital, Inc. ~ ~
CB PHARMA ACQUISITION CORP. S-1 EarlyBirdCapital, Inc. ~ ~
PEAK RESORTS INC S-1 FBR Capital Markets & Co. Stifel, Nicolaus & Company, Inc. Robert W. Baird & Co. Inc.
MIDCON MIDSTREAM, LP S-1 Merrill Lynch, Pierce, Fenner & Smith Inc. Barclays Capital Inc. ~
CONNECTURE INC S-1 Morgan Stanley & Co. LLC J. P. Morgan Securities LLC Wells Fargo Securities, LLC / Raymond James & Associates, Inc. / William Blair & Company LLC
FIRST GUARANTY BANCSHARES, INC. S-1 Raymond James & Associates, Inc. ~ ~
SIDOTI & COMPANY, INC. S-1 WR Hambrecht + Co, LLC Sidoti & Company, LLC ~

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors.

Have a great week.

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