IPO Underwriters of the Week: October 13 – 17

Congratulations to the corporations and underwriters that worked with our transaction services team. Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.


Registrant Form Underwriter 1 Underwriter 2 Underwriter 3 +
POLYPID LTD. F-1 Aegis Capital Corp. MLV & Co. Chardan Capital Markets, LLC
OCEAN RIG PARTNERS LP F-1 Barclays Capital Inc. Merrill Lynch, Pierce, Fenner & Smith Inc. Credit Suisse Securities (USA) LLC / Deutsche Bank Securities Inc. / UBS Securities LLC / Raymond James & Associates, Inc.
VERISILICON HOLDINGS CO LTD F-1 Barclays Capital Inc. Jefferies LLC Stifel, Nicolaus & Company, Inc. / Wells Fargo Securities, LLC / Oppenheimer & Co. Inc.
PROPHECY ALPHA FUND I N-2 Capital Investment Group, Inc. ~ ~
POLAR STAR REALTY TRUST INC. S-11 FBR Capital Markets & Co. Wunderlich Securities, Inc. ~
INOGEN INC S-1 J.P. Morgan Securities LLC William Blair & Company, L.L.C Leerink Partners, LLC / Needham & Company, LLC
CITY OFFICE REIT, INC. S-11 Janney Montgomery Scott LLC Wunderlich Securities, Inc. Oppenheimer & Co. Inc.
EVENTURE INTERACTIVE, INC. S-1 Kodiak Capital Group, LLC Monarch Bay Securities, LLC ~
ADVANCED CELL TECHNOLOGY, INC. S-3 Lincoln Park Capital Fund, LLC ~ ~
WORKIVA LLC S-1 Morgan Stanley & Co. LLC Credit Suisse Securities (USA) LLC Robert W. Baird & Co. Inc. / Raymond James & Associates, Inc. / Stifel, Nicolaus & Company, Inc.
NEOTHETICS, INC. S-1 Piper Jaffray & Co. Guggenheim Securities, LLC Needham & Company, LLC
HABIT RESTAURANTS, INC. S-1 Piper Jaffray & Co. Robert W. Baird & Co. Inc. Wells Fargo Securities, LLC / Raymond James & Associates / Stephens Inc. / Stifel, Nicolaus & Company, Inc.
RICH CIGARS INC S-1 RichKeys  Enterprises, LLC ~ ~
NORTH BAY RESOURCES INC S-1 Tangiers Capital, LLC ~ ~
OMAGINE, INC. S-1 YA Global Master SPV Ltd. ~ ~

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors.

Have a great week.

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