IPOs and Transactions: October 6 – 10

There were 43 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including Ibio Inc. w/ Andrew Abramowitz PLLC and 22nd Century Group Inc. w/ Foley & Lardner LLP.

We appreciate that they selected to work with us and we’re pleased that they found us to be the intelligent value.

NYSE_BOD-BANNER

Registrant Symbol Form Exchange Law firm / Advisor
ALLSTATE LIFE INSURANCE CO ~ S-3 ~ Allstate Life Insurance Company
IBIO, INC. IBIO S-1 NYSE Andrew Abramowitz, PLLC
ENERGIE HOLDINGS, INC. ELED S-1 OTC Andrew I., Telsey P.C.
LANDMARK INFRASTRUCTURE PARTNERS LP ~ S-11 ~ Andrews Kurth LLP
SOTHERLY HOTELS INC. SOHO S-3 Nasdaq Baker & McKenzie LLP
QVC INC ~ S-4 ~ Baker Botts L.L.P.
AUTOGENOMICS, INC. AGMX S-1 ~ Bingham McCutchen LLP
BANNER CORP BANR S-4 Nasdaq Breyer & Associates PC
NICOLET BANKSHARES INC NCBS S-3 OTC Bryan Cave LLP
AGENUS INC AGEN S-3 Nasdaq Choate, Hall & Stewart LLP
ONEMAIN FINANCIAL HOLDINGS, INC. ~ S-1 ~ Cleary Gottlieb Steen & Hamilton LLP
AUTOGENOMICS, INC. AGMX S-1 ~ Cooley LLP
ONEMAIN FINANCIAL HOLDINGS, INC. ~ S-1 ~ Davis Polk & Wardwell LLP
ACTION SPORTS MEDIA, INC. ~ S-1 ~ Diane D. Dalmy  Atty.
PURE BIOSCIENCE, INC. PURE S-1 OTC DLA Piper LLP (US)
ASCENT SOLAR TECHNOLOGIES, INC. ASTI S-3 Nasdaq Faegre Baker Daniels LLP
22ND CENTURY GROUP, INC. XXII S-3 NYSE Foley & Lardner LLP
FORMIGLI INC. ~ S-1 ~ Formigli Inc.
NAVIOS MARITIME MIDSTREAM PARTNERS LP ~ F-1 ~ Fried, Frank, Harris, Shriver & Jacobson LLP
HEAT BIOLOGICS, INC. HTBX S-3 Nasdaq Gracin & Marlow, LLP
HISTOGENICS CORP ~ S-1 ~ Gunderson Dettmer Stough Villeneuve Franklin & Hachigian, LLP
NEW CENTURY RESOURCE ~ 10-12G ~ Heston Nielson, Esq.
ELLINGTON RESIDENTIAL MORTGAGE REIT EARN S-3 NYSE Hunton & Williams LLP
SUNRISE TOURS, INC. ~ S-1 ~ InCorp Services, Inc
AB INTERNATIONAL GROUP CORP. ~ S-1 ~ InCorp Services, Inc
KNIGHT KNOX DEVELOPMENT CORP. ~ S-1 ~ John T. Root, Jr.
SPRINT CORP S S-4 NYSE Jones Day
HISTOGENICS CORP ~ S-1 ~ K&L Gates LLP
VICAN RESOURCES, INC. VCAN S-1 OTC Kenneth I. Denos, P.C.
BANNER CORP BANR S-4 Nasdaq Lane Powell PC
NAVIOS MARITIME MIDSTREAM PARTNERS LP ~ F-1 ~ Latham & Watkins LLP
LANDMARK INFRASTRUCTURE PARTNERS LP ~ S-11 ~ Latham & Watkins LLP
INC RESEARCH HOLDINGS, INC. ~ S-1 ~ Latham & Watkins LLP
ATLAS RESOURCES LLC ~ S-4 ~ Ledgewood
ORBIS CORP ~ S-1 ~ Legal & Compliance, LLC
CALIFORNIA REPUBLIC FUNDING LLC ~ S-3 ~ Mitchell Silberberg & Knupp LLP
ASPEN GROUP, INC. ASPUE S-1 OTC Nason, Yeager, Gerson, White & Lioce, P.A.
ONCONOVA THERAPEUTICS, INC. ONTX S-3 Nasdaq Pepper Hamilton LLP
ETF MANAGERS GROUP COMMODITY TRUST I ~ S-1 ~ Reed Smith LLP
MINISTRY PARTNERS INVESTMENT COMPANY, LLC ~ S-1 ~ Rushall & McGeever
INTERCORP FINANCIAL SERVICES INC. ~ F-1 ~ Shearman & Sterling LLP
CALIFORNIA REPUBLIC FUNDING LLC ~ S-3 ~ Sidley Austin LLP
INTERCORP FINANCIAL SERVICES INC. ~ F-1 ~ Simpson Thacher & Bartlett LLP
BB&T CORP BBTPRE S-4 NYSE Squire Patton Boggs (US) LLP
FIAT INVESTMENTS N.V. ~ F-1 ~ Sullivan & Cromwell LLP
BB&T CORP BBTPRE S-4 NYSE The Bank of Kentucky Financial Corporation
PRECISION OPTICS CORPORATION, INC. PREO S-1 OTC Trombly Business Law, P.C.
MARKWEST ENERGY PARTNERS L P MWE S-3 NYSE Vinson & Elkins L.L.P.
RHINO RESOURCE PARTNERS LP RNO S-3 NYSE Vinson & Elkins L.L.P.
BB&T CORP BBTPRE S-4 NYSE Wachtell, Lipton, Rosen & Katz
NEW REMY HOLDCO CORP. ~ S-4 ~ Weil, Gotshal & Manges LLP
INC RESEARCH HOLDINGS, INC. ~ S-1 ~ Weil, Gotshal & Manges LLP
AUSCRETE CORP ~ S-1 ~ White – Welker & Welker, LLC
NEW REMY HOLDCO CORP. ~ S-4 ~ Willkie Farr & Gallagher LLP
INC RESEARCH HOLDINGS, INC. ~ S-1 ~ Wyrick Robbins Yates & Ponton LLP
BB&T CORP BBTPRE S-4 NYSE Ziegler & Schneider, P.S.C.
ON TRACK INNOVATIONS LTD OTIV S-3 Nasdaq Zysman, Aharoni, Gayer and Sullivan & Worcester LLP

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Have a great week.

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