IPO Underwriters of the Week: October 6 – 10

Congratulations to the corporations and underwriters that worked with our transaction services team. Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.

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Registrant Form Underwriter 1 Underwriter 2 Underwriter 3 +
ALLSTATE LIFE INSURANCE CO S-3 ALFS, Inc. Allstate Distributors, L.L.C. Morgan Stanley & Co. LLC
IBIO, INC. S-1 Aspire Capital Fund, LLC ~ ~
HEAT BIOLOGICS, INC. S-3 Cantor Fitzgerald & Co. ~ ~
ONCONOVA THERAPEUTICS, INC. S-3 Cantor Fitzgerald & Co. ~ ~
ONEMAIN FINANCIAL HOLDINGS, INC. S-1 Citigroup Global Markets Inc. ~ ~
HISTOGENICS CORP S-1 Cowen and Company, LLC Needham & Company, LLC Canaccord Genuity Inc. / BTIG, LLC
INTERCORP FINANCIAL SERVICES INC. F-1 Credit Suisse Securities (USA) LLC Merrill Lynch, Pierce, Fenner & Smith Inc. Morgan Stanley & Co. LLC / Itau BBA USA Securities Inc.
ENERGIE HOLDINGS, INC. S-1 Dutchess Opportunity Fund, II, LP ~ ~
NEW REMY HOLDCO CORP. S-4 Fidelity National Financial, Inc. ~ ~
INC RESEARCH HOLDINGS, INC. S-1 Goldman, Sachs & Co. Credit Suisse Securities (USA) LLC Robert W. Baird & Co. Inc. / Wells Fargo Securities, LLC / William Blair & Company L.L.C.
NAVIOS MARITIME MIDSTREAM PARTNERS LP F-1 Merrill Lynch, Pierce, Fenner & Smith Inc. Citigroup Global Markets Inc. Credit Suisse Securities (USA) LLC / J.P. Morgan Securities LLC / S. Goldman Advisors LLC
MINISTRY PARTNERS INVESTMENT COMPANY, LLC S-1 Ministry Partners Securities, LLC ~ ~
AGENUS INC S-3 MLV & Co. LLC ~ ~
ATLAS RESOURCES LLC S-4 Morgan Stanley & Co. LLC UBS Securities LLC ~
LANDMARK INFRASTRUCTURE PARTNERS LP S-11 Robert W. Baird & Co. Inc. Raymond James & Associates, Inc. RBC Capital Markets, LLC / Janney Montgomery Scott LLC
AUTOGENOMICS, INC. S-1 Stifel, Nicolaus & Company, Inc. Canaccord Genuity Inc. Cantor Fitzgerald & Co.

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors.

Have a great week.

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