IPO Underwriters of the Week: September 29 – October 3

Congratulations to the corporations and underwriters that worked with our transaction services team. Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.

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Registrant Form Type Underwriter 1 Underwriter 2 Underwriter 3 +
COLUMBIA PIPELINE PARTNERS LP S-1 Barclays Capital Inc. Citigroup Global Markets Inc. ~
KIMREE, INC. F-1 Citigroup Global Markets Inc. ~ ~
MEMORIAL RESOURCE DEVELOPMENT CORP. S-1 Citigroup Global Markets Inc. ~
PENNTEX MIDSTREAM PARTNERS, LP S-1 Citigroup Global Markets Inc. Barclays Capital Inc. RBC Capital Markets, LLC / Tudor, Pickering, Holt & Co. Securities, Inc.
FIBROGEN INC S-1 Goldman, Sachs & Co. Citigroup Global Markets Inc. Leerink Partners LLC / RBC Capital Markets, LLC / Stifel, Nicolaus & Company, Inc. / William Blair & Company, L.L.C.
BOOT BARN HOLDINGS, INC. S-1 J.P. Morgan Securities LLC Piper Jaffray & Co. Jefferies LLC / Wells Fargo Securities, LLC / Robert W. Baird & Co. Inc.
SUTHERLAND ASSET MANAGEMENT CORP S-11 J.P. Morgan Securities LLC Morgan Stanley & Co. LLC FBR Capital Markets & Co. / Citigroup Global Markets Inc. / JMP Securities LLC / Keefe, Bruyette & Woods, Inc.
NEVRO CORP S-1 J.P. Morgan Securities LLC Morgan Stanley & Co. LLC Leerink Partners LLC / JMP Securities LLC
EHI CAR SERVICES LTD F-1 J.P. Morgan Securities LLC Goldman Sachs (Asia) L.L.C. Deutsche Bank Securities Inc.
XG TECHNOLOGY, INC. S-1 Lincoln Park Capital Fund, LLC ~ ~
APPLIED DNA SCIENCES INC S-1 Maxim Group LLC ~ ~
S1 BIOPHARMA, INC. S-1 MLV & Co. LLC ~ ~
COSTAMARE PARTNERS LP F-1 Morgan Stanley & Co. LLC Barclays Capital Inc. Citigroup Global Markets Inc. / Wells Fargo Securities, LLC / Credit Suisse Securities (USA) LLC / J.P. Morgan Securities LLC
SINO-GLOBAL SHIPPING AMERICA, LTD. S-1 National Securities Corporation ~ ~
PALATIN TECHNOLOGIES INC S-1 Piper Jaffray & Co. ~ ~
RADIUS BANCORP INC. S-1 Robert W. Baird & Co. Inc. Sandler O’Neill & Partners, L.P. Janney Montgomery Scott LLC / Wunderlich Securities, Inc.
VOYA RETIREMENT INSURANCE & ANNUITY CO S-3 Voya Financial Partners, LLC ~ ~

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors.

Have a great week.

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