IPOs and Transactions: September 29 – October 3

There were 54 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including Palatin Technologies Inc. w/ Goodwin Procter LLP and Thompson Hine LLP, RCS Capital Corp. w/ Proskauer Rose LLP and Sino-Global Shipping America LTD w/ Duane Morris LLP and Gusrae Kaplan Nusbaum PLLC.

We appreciate that they selected to work with us and we’re pleased that they found us to be the intelligent value.

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Registrant Symbol Form Exchange Law firm / Advisor
ALLIANCE DATA SYSTEMS CORP ADS S-4 NYSE Akin Gump Strauss Hauer & Feld LLP
MEMORIAL RESOURCE DEVELOPMENT CORP. MRD S-1 Nasdaq Akin Gump Strauss Hauer & Feld LLP
NORTHSTAR HEALTHCARE INCOME, INC. ~ S-11 ~ Alston & Bird LLP
SEVENTY SEVEN ENERGY INC. ~ S-4 NYSE Baker Botts L.L.P.
COLUMBIA PIPELINE PARTNERS LP ~ S-1 ~ Baker Botts L.L.P.
BOOT BARN HOLDINGS, INC. ~ S-1 ~ Bingham McCutchen LLP
NABORS RED LION LTD ~ S-4 ~ C&J Energy Services, Inc.
NOGALES RESOURCES CORP ~ S-1 ~ Clark Corporate Law Group LLP
SUTHERLAND ASSET MANAGEMENT CORP ~ S-11 ~ Clifford Chance US LLP
FIBROGEN INC ~ S-1 Nasdaq Cooley LLP
COSTAMARE PARTNERS LP ~ F-1 ~ Cravath, Swaine & Moore LLP
BOOT BARN HOLDINGS, INC. ~ S-1 ~ Cravath, Swaine & Moore LLP
GOLDEN MINERALS CO AUMN S-3 NYSE Davis Graham & Stubbs LLP
NEVRO CORP ~ S-1 ~ Davis Polk & Wardwell LLP
CORPORATE CAPITAL TRUST II – T ~ N-2 ~ Dechert LLP
CORPORATE CAPITAL TRUST II – A ~ N-2 ~ Dechert LLP
DIGITAL ALLY INC DGLY S-3 Nasdaq Digital Ally, Inc.
PEOPLES BANCORP INC PEBO S-4 Nasdaq Dinsmore & Shohl LLP
LIPOCINE INC. LPCN S-3 Nasdaq Dorsey & Whitney LLP
HATTERAS CORE ALTERNATIVES TEI INSTITUTIONAL FUND, L.P. ~ N-2 ~ Drinker Biddle & Reath LLP
HATTERAS CORE ALTERNATIVES TEI FUND, L.P. ~ N-2 ~ Drinker Biddle & Reath LLP
HATTERAS CORE ALTERNATIVES INSTITUTIONAL FUND, L.P. ~ N-2 ~ Drinker Biddle & Reath LLP
HATTERAS CORE ALTERNATIVES FUND, L.P. ~ N-2 ~ Drinker Biddle & Reath LLP
S1 BIOPHARMA, INC. ~ S-1 ~ Duane Morris LLP
SINO-GLOBAL SHIPPING AMERICA, LTD. SINO S-1 Nasdaq Duane Morris LLP
SOLIGENIX, INC. SNGX S-1 OTC Duane Morris LLP
APPLIED DNA SCIENCES INC ~ S-1 OTC Fulbright & Jaworski LLP
ALLIANCE DATA SYSTEMS CORP ADS S-4 NYSE Gibson, Dunn & Crutcher LLP
FATE THERAPEUTICS INC FATE S-3 Nasdaq Goodwin Procter LLP
PALATIN TECHNOLOGIES INC PTN S-1 NYSE Goodwin Procter LLP
YOUNGEVITY INTERNATIONAL, INC. YGYI S-1 ~ Gracin & Marlow, LLP
VERSHIRE CORP ~ S-1 ~ Grenfell Capital Limited
SINO-GLOBAL SHIPPING AMERICA, LTD. SINO S-1 Nasdaq Gusrae Kaplan Nusbaum PLLC
BANK OF THE OZARKS INC OZRK S-4 Nasdaq Harris Beach PLLC
PACIFICORP INTERNATIONAL HOTEL MANAGEMENT ~ S-1 ~ Harrison Law, P.A.
APPLIED DNA SCIENCES INC ~ S-1 OTC Harter Secrest & Emery LLP
RADIUS BANCORP INC. ~ S-1 ~ Hogan Lovells US LLP
NEXPOINT RESIDENTIAL TRUST, INC. ~ 10-12B ~ Jones Day
S1 BIOPHARMA, INC. ~ S-1 ~ K&L Gates LLP
RADIUS BANCORP INC. ~ S-1 ~ Kilpatrick Townsend & Stockton LLP
BANK OF THE OZARKS INC OZRK S-4 Nasdaq Kutak Rock LLP
PENNTEX MIDSTREAM PARTNERS, LP ~ S-1 ~ Latham & Watkins LLP
NEVRO CORP ~ S-1 ~ Latham & Watkins LLP
COSTAMARE PARTNERS LP ~ F-1 ~ Latham & Watkins LLP
ACTAVIS, INC. ~ S-4 ~ Latham & Watkins LLP
BIND THERAPEUTICS, INC BIND S-3 Nasdaq Latham & Watkins LLP
GREEN MEADOW PRODUCTS, INC. ~ S-1 ~ Law Offices of Mont E. Tanner
BRIDGE BANCORP INC BDGE S-3 Nasdaq Luse Gorman Pomerenk & Schick, P.C.
PREMIER, INC. PINC S-3 Nasdaq McDermott Will & Emery LLP
NABORS RED LION LTD ~ S-4 ~ Milbank, Tweed, Hadley & McCloy LLP
MABVAX THERAPEUTICS HOLDINGS, INC. TELK S-1 OTC Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.
COSTAMARE PARTNERS LP ~ F-1 ~ Morgan, Lewis & Bockius LLP
TRIANGLE CAPITAL CORP TCAP N-2 NYSE Morrison & Foerster LLP
EHI CAR SERVICES LTD ~ F-1 ~ O’Melveny & Myers LLP
INLAND RESIDENTIAL PROPERTIES TRUST, INC. ~ S-11 ~ Proskauer Rose LLP
RCS CAPITAL CORP RCAP S-3 NYSE Proskauer Rose LLP
ENERJEX RESOURCES, INC. ENRJ.P S-3 NYSE Reicker, Pfau, Pyle & McRoy LLP
OZ SAFEROOMS TECHNOLOGIES, INC. ~ S-1 ~ Robert Brantl, Esq.
XG TECHNOLOGY, INC. XGTI S-1 Nasdaq Robinson Brog Leinwand Greene Genovese & Gluck P.C.
KIMREE, INC. ~ F-1 ~ Shearman & Sterling LLP
EHI CAR SERVICES LTD ~ F-1 ~ Shearman & Sterling LLP
MEDBOX, INC. ~ S-1 ~ Sichenzia Ross Friedman Ference LLP
SUTHERLAND ASSET MANAGEMENT CORP ~ S-11 ~ Skadden, Arps, Slate, Meagher & Flom LLP
KIMREE, INC. ~ F-1 ~ Skadden, Arps, Slate, Meagher & Flom LLP
FIBROGEN INC ~ S-1 Nasdaq Sullivan & Cromwell LLP
CAPITALA FINANCE CORP. CPTA N-2 Nasdaq Sutherland Asbill & Brennan LLP
LEGACY VENTURES INTERNATIONAL INC. ~ S-1 ~ Szaferman, Lakind, Blumstein & Blader, P.C.
SUMMIT NETWORKS INC. ~ S-1 ~ The Mcbride Law Firm, PC
PRINCETON PRIVATE EQUITY FUND ~ N-2 ~ Thompson Hine LLP
PALATIN TECHNOLOGIES INC PTN S-1 NYSE Thompson Hine LLP
PENNTEX MIDSTREAM PARTNERS, LP ~ S-1 ~ Vinson & Elkins L.L.P.
NABORS RED LION LTD ~ S-4 ~ Vinson & Elkins L.L.P.
COLUMBIA PIPELINE PARTNERS LP ~ S-1 ~ Vinson & Elkins L.L.P.
MEMORIAL RESOURCE DEVELOPMENT CORP. MRD S-1 Nasdaq Vinson & Elkins L.L.P.
ENERGY TRANSFER PARTNERS, L.P. ETP S-3 NYSE Vinson & Elkins, L.L.P.
PEOPLES BANCORP INC PEBO S-4 Nasdaq Vorys, Sater, Seymour and Pease LLP
VOYA RETIREMENT INSURANCE & ANNUITY CO ~ S-3 ~ Voya Retirement Insurance and Annuity Company

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Click here to review the week’s underwriters.

Have a great week.

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