IPO Underwriters of the Week: September 15 – 19

Congratulations to the corporations and underwriters that worked with our transaction services team. Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.


Company Name Form Underwriter 1 Underwriter 2 Underwriter 3 +
NORTH AMERICAN OIL & GAS CORP. S-1 Beaufort Ventures PLC ~ ~
GOGO BABY, INC. S-1 DTH International Corporation ~ ~
SKY SOLAR HOLDINGS, LTD. F-1 FBR Capital Markets & Co. Cowen and Company, LLC Roth Capital Partners, LLC / Northland Securities, Inc.
JOINT CORP S-1 Feltl and Company, Inc. Sanders Morris Harris Inc. ~
WALGREENS BOOTS ALLIANCE, INC. S-4 Goldman, Sachs & Co. ~ ~
NEURODERM, LTD. F-1 Jefferies LLC Cowen and Company, LLC Oppenheimer & Co. Inc. / Roth Capital Partners, LLC
EXAGEN DIAGNOSTICS INC S-1 Leerink Partners LLC Robert W. Baird & Co. Inc. William Blair & Company, L.L.C.
TANTECH HOLDINGS LTD F-1 Newbridge Securities Corporation ~ ~
CROSSROADS SYSTEMS INC S-1 Northland Capital Markets ~ ~
SIENTRA, INC. S-1 Piper Jaffray & Co. Stifel, Nicolaus & Company, Inc. Leerink Partners LLC / William Blair & Company, L.L.C.
TRIUMPH BANCORP, INC. S-1 Sandler O’Neill & Partners, L.P. Evercore Group L.L.C. Keefe, Bruyette & Woods, Inc.
PROTEON THERAPEUTICS INC S-1 Stifel, Nicolaus & Company, Inc. JMP Securities LLC Robert W. Baird & Co. Inc. / Oppenheimer & Co. Inc.
BLUEROCK RESIDENTIAL GROWTH REIT, INC. S-11 Wunderlich Securities, Inc. ~ ~

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors.

Have a great week.

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