IPOs and Transactions: September 15 – 19

There were 59 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including Joint Corp w/ Johnson and Colmar and Mintz, Levin, Cohn, Ferris, Glovsky and Popeo PC, Crossroads Systems Inc. w/ Andrews Kurth LLP and Faegre Baker Daniels LLP and Bluerock Residential Growth REIT Inc. w/ Bass, Berry & Sims PLC and Kaplan Voekler Cunningham & Frank PLC.

We appreciate that they selected to work with us and we’re pleased that they found us to be the intelligent value.

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Registrant Name Symbol Form Type Exchange Law firm / Advisor
US CONCRETE INC USCR S-3 Nasdaq Akin Gump Strauss Hauer & Feld LLP
CROSSROADS SYSTEMS INC CRDS S-1 Nasdaq Andrews Kurth LLP
BLUEROCK RESIDENTIAL GROWTH REIT, INC. BRG S-11 NYSE Bass, Berry & Sims PLC
HALLMARK HEALTHCARE COMPANY, LLC ~ S-4 ~ Bass, Berry & Sims PLC
LEPOTA INC ~ S-1 ~ Bauman & Associates Law Firm
INDEPENDENT BANK CORP INDB S-4 Nasdaq Bingham McCutchen LLP
PROTEON THERAPEUTICS INC ~ S-1 ~ Bingham McCutchen LLP
CORNERSTONE STRATEGIC VALUE FUND INC CLM N-2 NYSE Blank Rome LLP
CORNERSTONE TOTAL RETURN FUND INC CRF N-2 NYSE Blank Rome LLP
BLUE SKY MEDIA CORP ~ S-1 ~ Blue Sky Media Corporation
SOMO, INC. ~ S-1 ~ Clark Corporate Law Group, LLP
KONARED CORP KRED S-1 OTC Clark Wilson LLP
CLEANER YOGA MAT, INC. ~ S-1 ~ Cleaner Yoga Mat, Inc.
SKY SOLAR HOLDINGS, LTD. ~ F-1 ~ Clifford Chance US LLP
EXAGEN DIAGNOSTICS INC ~ S-1 ~ Cooley LLP
SIENTRA, INC. ~ S-1 ~ Cooley LLP
SOPHIRIS BIO INC. SPHS S-3 Nasdaq Cooley LLP
NEURODERM, LTD. ~ F-1 Nasdaq Covington & Burling LLP
NEW RED CANADA PARTNERSHIP ~ S-4 ~ Davies Ward Phillips & Vineberg LLP
FORMFACTOR INC FORM S-3 Nasdaq Davis Polk & Wardwell LLP
HANSON BUILDING PRODUCTS LTD ~ S-1 ~ Davis Polk & Wardwell LLP
INDEPENDENT BANK CORP INDB S-4 Nasdaq Day Pitney LLP
DINOCO OIL, INC ~ S-1 ~ Dinoco Oil, Inc.
IMMUNOMEDICS INC IMMU S-3 Nasdaq DLA Piper LLP
COMBIMATRIX CORP CBMX S-3 Nasdaq Dorsey & Whitney LLP
ENUMERAL BIOMEDICAL HOLDINGS, INC. ~ S-1 OTC Duane Morris LLP
NEURODERM, LTD. ~ F-1 Nasdaq Eitan, Mehulal & Sadot
HEDGEPATH PHARMACEUTICALS, INC. HPPI S-1 OTC Ellenoff Grossman & Schole LLP
CROSSROADS SYSTEMS INC CRDS S-1 Nasdaq Faegre Baker Daniels LLP
GLU MOBILE INC GLUU S-3 Nasdaq Fenwick & West LLP
HERON THERAPEUTICS, INC. /DE/ HRTX S-3 Nasdaq Gibson, Dunn & Crutcher LLP
NEURODERM, LTD. ~ F-1 Nasdaq Gornitzky & Co.
NAS ACQUISITION INC ~ S-1 ~ Harold Gewerter, Esq.
LONGWOOD CAPITAL GROUP, INC. ~ S-1 ~ Harold Gewerter, Esq., Ltd.
4TH GRADE FILMS INC FHGR S-1 OTC Hart & Hart, LLC
TRIUMPH BANCORP, INC. ~ S-1 ~ Hunton & Williams LLP
ICON VAPOR, INC. ~ 10-12G ~ Icon Vapor, Inc.
JOINT CORP ~ S-1 Nasdaq Johnson and Colmar
GUIDED THERAPEUTICS INC GTHP S-1 OTC Jones Day
BLUEROCK RESIDENTIAL GROWTH REIT, INC. BRG S-11 NYSE Kaplan Voekler Cunningham & Frank, PLC
TANTECH HOLDINGS LTD ~ F-1 ~ Kaufman & Canoles, P.C.
NEW RED CANADA PARTNERSHIP ~ S-4 ~ Kirkland & Ellis LLP
AMERICAN SUPERCONDUCTOR CORP /DE/ AMSC S-3 Nasdaq Latham & Watkins LLP
EXAGEN DIAGNOSTICS INC ~ S-1 ~ Latham & Watkins LLP
PELICAN LANDING GOLF RESORT VENTURES INC ~ S-4 ~ Latham & Watkins LLP
SIENTRA, INC. ~ S-1 ~ Latham & Watkins LLP
WILLIAM LYON HOMES WLH S-3 NYSE Latham & Watkins LLP
USA RESTAURANTS, INC. ~ S-1 ~ Lindsey Vinson, Esq.
QAD INC QADB S-3 Nasdaq Manatt, Phelps & Phillips, LLP
NORTH AMERICAN OIL & GAS CORP. NAMG S-1 OTC Matthew C. McMurdo, Esq.,
HEDGEPATH PHARMACEUTICALS, INC. HPPI S-1 OTC Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.
JOINT CORP ~ S-1 Nasdaq Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.
SAFEGUARD SCIENTIFICS INC SFE S-4 NYSE Morgan, Lewis & Bockius LLP
SAFEGUARD SCIENTIFICS INC SFE S-3 NYSE Morgan, Lewis & Bockius LLP
GREAT AMERICAN GROUP, INC. GAMR S-1 OTC Morrison & Foerster LLP
GLOBAL DIGITAL SOLUTIONS INC GDSI S-1 OTC Naccarato & Associates
CELSION CORP CLSN S-3 Nasdaq O’Melveny & Myers LLP
NEW RED CANADA PARTNERSHIP ~ S-4 ~ Osler, Hoskin & Harcourt LLP
VENTAS INC VTR S-4 NYSE Proskauer Rose LLP
PROTEON THERAPEUTICS INC ~ S-1 ~ Ropes & Gray LLP
HANSON BUILDING PRODUCTS LTD ~ S-1 ~ Shearman & Sterling LLP
SKY SOLAR HOLDINGS, LTD. ~ F-1 ~ Shearman & Sterling LLP
VERMILLION, INC. VRML S-3 Nasdaq Sidley Austin LLP
SIENTRA, INC. ~ S-1 ~ Sientra, Inc.
LIMONEIRA CO LMNR S-3 Nasdaq Squire Patton Boggs (US) LLP
NUVOLA, INC. ~ 10-12G ~ Stoecklein Law Group, LLP
FULL CIRCLE CAPITAL CORP FULL N-2 Nasdaq Sutherland Asbill & Brennan LLP
GOGO BABY, INC. ~ S-1 ~ Synergen Law Group, APC
FUEL PERFORMANCE SOLUTIONS, INC. IFUE S-1 OTC Szaferman, Lakind, Blumstein & Blader, P.C.
REVOLUTIONS MEDICAL CORP RMCP S-1 OTC Szaferman, Lakind, Blumstein & Blader, P.C.
TANTECH HOLDINGS LTD ~ F-1 ~ Szaferman, Lakind, Blumstein & Blader, P.C.
WARREN RESOURCES INC WRES S-3 Nasdaq Thompson & Knight LLP
EAGLE ROCK ENERGY PARTNERS L P EROC S-3 Nasdaq Vinson & Elkins L.L.P.
NEW RED CANADA PARTNERSHIP ~ S-4 ~ Wachtell, Lipton, Rosen & Katz
TRIUMPH BANCORP, INC. ~ S-1 ~ Wachtell, Lipton, Rosen & Katz
VENTAS INC VTR S-4 NYSE Wachtell, Lipton, Rosen & Katz
WALGREENS BOOTS ALLIANCE, INC. ~ S-4 ~ Wachtell, Lipton, Rosen & Katz
WBK 1, INC. ~ 10-12G ~ WBK 1, Inc.
NEURODERM, LTD. ~ F-1 Nasdaq White & Case LLP
EZTRADER INC. WGMI 10-12G OTC Zysman, Aharoni, Gayer and Sullivan & Worcester LLP

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Click here to review the week’s underwriters.

Have a great week.

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