IPO Underwriters of the (Holiday) Week: September 2 – 5

Congratulations to the corporations and underwriters that worked with our transaction services team. Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.

Learn exactly how we deliver intelligent value: speak with our experts at the Aegis Capital 2014 Healthcare Conference


Registrant Form Underwriter 1 Underwriter 2 Underwriter 3 +
NEFF CORP S-1 Morgan Stanley & Co. LLC Jefferies LLC Piper Jaffray & Co.  / Merrill Lynch, Pierce, Fenner & Smith Inc. / Wells Fargo Securities, LLC
ENDOSTIM, INC. S-1 Wedbush Securities Inc. Craig-Hallum Capital Group LLC Roth Capital Partners, LLC
UPLAND SOFTWARE, INC. S-1 William Blair & Company, L.L.C. Raymond James & Associates, Inc. Canaccord Genuity Inc. / Needham & Company, LLC

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors.

Have a great week.

Leave a Reply

Fill in your details below or click an icon to log in:

WordPress.com Logo

You are commenting using your WordPress.com account. Log Out /  Change )

Google+ photo

You are commenting using your Google+ account. Log Out /  Change )

Twitter picture

You are commenting using your Twitter account. Log Out /  Change )

Facebook photo

You are commenting using your Facebook account. Log Out /  Change )

Connecting to %s