IPO Underwriters of the (Holiday) Week: September 2 – 5

Congratulations to the corporations and underwriters that worked with our transaction services team. Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.

Learn exactly how we deliver intelligent value: speak with our experts at the Aegis Capital 2014 Healthcare Conference

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Registrant Form Underwriter 1 Underwriter 2 Underwriter 3 +
US DRY CLEANING SERVICES CORP S-1 Maxim Group LLC ~ ~
NEFF CORP S-1 Morgan Stanley & Co. LLC Jefferies LLC Piper Jaffray & Co.  / Merrill Lynch, Pierce, Fenner & Smith Inc. / Wells Fargo Securities, LLC
ENDOSTIM, INC. S-1 Wedbush Securities Inc. Craig-Hallum Capital Group LLC Roth Capital Partners, LLC
UPLAND SOFTWARE, INC. S-1 William Blair & Company, L.L.C. Raymond James & Associates, Inc. Canaccord Genuity Inc. / Needham & Company, LLC

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors.

Have a great week.

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