IPOs and Transactions: September 2 – 5

There were 33 transactions filed with the SEC last (holiday) week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including Corbus Pharmaceuticals Holdings Inc. w/ Lowenstein Sandler LLP, Symmetry Surgical Inc. w/ Ropes & Gray LLP and ABV Consulting Inc. w/ Szaferman, Lakind, Blumstein & Blader PC.

Learn exactly how we deliver intelligent value: speak with our experts at the Aegis Capital 2014 Healthcare Conference

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Registrant Symbol Form Type Exchange Law firm / Advisor
ROSE ROCK MIDSTREAM, L.P. RRMS S-4 NYSE Andrews Kurth LLP
ENDOSTIM, INC. ~ S-1 ~ Bryan Cave LLP
IWALLET CORP QUSR S-1 OTC Clark Corporate Law Group LLC
PERSHING GOLD CORP. PGLC S-1 OTC Davis Graham & Stubbs LLP
US DRY CLEANING SERVICES CORP UDRYW S-1 ~ Ellenoff Grossman & Schole LLP
ASCENT SOLAR TECHNOLOGIES, INC. ASTI S-1 Nasdaq Faegre Baker Daniels LLP
FRONTERA GROUP INC. ~ S-1 ~ Frontera Group Inc.
CELLULAR DYNAMICS INTERNATIONAL, INC. ICEL S-3 Nasdaq Godfrey & Kahn, S.C.
MACKINAC FINANCIAL CORP /MI/ MFNC S-4 Nasdaq Godfrey & Kahn, S.C.
FIRST MIDWEST BANCORP INC FMBI S-4 Nasdaq Great Lakes Financial Resources, Inc.
ARAZU, INC ~ S-1 ~ Hamilton & Associates Law Group, P.A.
NATIONAL RURAL UTILITIES COOPERATIVE FINANCE CORP /DC/ ~ S-4 ~ Hogan Lovells US LLP
MACKINAC FINANCIAL CORP /MI/ MFNC S-4 Nasdaq Honigman Miller Schwartz and Cohn LLP
GALENFEHA, INC. ~ S-1 ~ Karlen & Stolzar, LLP
STOCK BUILDING SUPPLY HOLDINGS, INC. STCK S-3 Nasdaq Kirkland & Ellis LLP
GALENFEHA, INC. ~ S-1 ~ Kyle L. Tingle, CPA, LLCs
KYTHERA BIOPHARMACEUTICALS INC KYTH S-3 Nasdaq Latham & Watkins LLP
NEFF CORP ~ S-1 ~ Latham & Watkins LLP
RADIUS HEALTH, INC. RDHEE S-3 Nasdaq Latham & Watkins LLP
CORBUS PHARMACEUTICALS HOLDINGS, INC. ~ S-1 ~ Lowenstein Sandler LLP
ENDOSTIM, INC. ~ S-1 ~ Lowenstein Sandler LLP
KEARNY FINANCIAL CORP. ~ S-1 ~ Luse Gorman Pomerenk & Schick, P.C.
CONNECTICUT WATER SERVICE INC / CT CTWSP S-3 OTC Murtha Cullina LLP
NL ONE CORP ~ S-1 ~ NL One Corporation
SYMMETRY SURGICAL INC. ~ S-4 ~ Ropes & Gray LLP
SEQUENTIAL BRANDS GROUP, INC. SQBG S-3 Nasdaq Sequential Brands Group, Inc.
FIRST MIDWEST BANCORP INC FMBI S-4 Nasdaq Seyfarth Shaw LLP
MARATHON PATENT GROUP, INC. MARA S-3 Nasdaq Sichenzia Ross Friedman Ference LLP
RENOVACARE, INC. RCAR S-1 OTC Sierchio & Company, LLP
NEFF CORP ~ S-1 ~ Simpson Thacher & Bartlett LLP
PROSPECT CAPITAL CORP PSEC N-2 Nasdaq Skadden, Arps, Slate, Meagher & Flom LLP
GOOD TIMES RESTAURANTS INC GTIM S-1 Nasdaq Snell & Wilmer L.L.P.
KEARNY FINANCIAL CORP. ~ S-1 ~ Spidi & Fisch, P.C.
ROYAL BANCSHARES OF PENNSYLVANIA INC RBPAA S-3 OTC Stevens & Lee, P.C.
FIRST MIDWEST BANCORP INC FMBI S-4 Nasdaq Sullivan & Cromwell LLP
ABV CONSULTING, INC. ~ S-1 ~ Szaferman, Lakind, Blumstein & Blader, P.C.
E-QURE CORP. ~ S-1 ~ Thomas J. Craft, Jr., Esq.
US DRY CLEANING SERVICES CORP UDRYW S-1 ~ Troutman Sanders LLP
URANIUM ENERGY CORP UEC S-3 NYSE Uranium Energy Corp.
SUNOCO LOGISTICS PARTNERS L.P. SXL S-3 NYSE Vinson & Elkins L.L.P.
UPLAND SOFTWARE, INC. ~ S-1 ~ Wilson Sonsini Goodrich & Rosati, PC
UPLAND SOFTWARE, INC. ~ S-1 ~ Winston & Strawn LLP

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Click here to review the week’s underwriters.

Have a great week.

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