IPOs and Transactions: August 4 – 8

There were 43 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including Axion Power International w/ Fellheimer & Eichen LLP and Lowenstein Sandler LLP, Cell Source Inc. w/ Sichenzia Ross Friedman Ference LLP and Alliqua Biomedical Inc. w/ Haynes and Boone, LLP.

We appreciate that they selected to work with us and we’re pleased that they found us to be the intelligent value.

IV-blogbanner

Registrant Symbol Form Exchange Law firm / Advisor
CTPARTNERS EXECUTIVE SEARCH INC. CTP S-3 NYSE Baker & Hostetler LLP
TERRA TECH CORP. TRTCE S-1 OTC Baker & Hostetler LLP
PHYSICIANS REALTY TRUST S-3 Baker & McKenzie LLP
GREAT BASIN SCIENTIFIC, INC. S-1 Nasdaq Baker Botts L.L.P.
TRIUMPH GROUP INC TGI S-4 NYSE Ballard Spahr LLP
TEARDROPPERS, INC. S-1 Bingham Law Group, APC
PIONEER ILS INTERVAL FUND N-2 Bingham McCutchen LLP
EMPIRE DISTRICT ELECTRIC CO EDE S-3 NYSE Cahill Gordon & Reindel LLP
CERUS CORP CERS S-3 Nasdaq Cooley LLP
GTX INC /DE/ GTXI S-3 Nasdaq Cooley LLP
U.S. AUTO PARTS NETWORK, INC. PRTS S-3 Nasdaq Cooley LLP
SALISBURY BANCORP INC SAL S-4 Nasdaq Cranmore, FitzGerald & Meaney
LEGENDARY VENTURES INC. S-1 Diane D. Dalmy  Atty.
GREAT BASIN SCIENTIFIC, INC. S-1 Nasdaq Dorsey & Whitney, LLP
ARCHER DANIELS MIDLAND CO ADM S-3 NYSE Faegre Baker Daniels LLP
NXT-ID, INC. NXTD S-1 OTC Faegre Baker Daniels LLP
AXION POWER INTERNATIONAL, INC. AXPW S-1 OTC Fellheimer & Eichen LLP
COMMUNITY BANK SHARES OF INDIANA INC CBIN S-4 Nasdaq Frost Brown Todd, PLLC
SMSA BALLINGER ACQUISITION CORP 10-12G Gardere Wynne Sewell LLP
UNITED DEVELOPMENT FUNDING IV S-3 Nasdaq Gibson, Dunn & Crutcher LLP
AASTROM BIOSCIENCES INC ASTM S-1 Nasdaq Goodwin Procter LLP
AMARIN CORP PLC\UK AMRN S-3 Nasdaq Goodwin Procter LLP
AXA EQUITABLE LIFE INSURANCE CO S-3 Goodwin Procter LLP
BROOKLINE BANCORP INC BRKL S-3 Nasdaq Goodwin Procter LLP
ALLIQUA BIOMEDICAL, INC. ALQAD S-3 Nasdaq Haynes and Boone, LLP
WESTMORELAND COAL CO WLB S-4 Nasdaq Holland & Hart LLP
PYRAMID OIL CO PDO S-4 NYSE Jones & Keller, P.C.
ARKWIN INDUSTRIES INC S-4 Jones Day
SMSA BALLINGER ACQUISITION CORP 10-12G Kane Russell Coleman & Logan PC
DYNAGAS LNG PARTNERS LP DLNG F-1 Nasdaq Latham & Watkins LLP
REXFORD INDUSTRIAL REALTY, INC. REXR S-3 NYSE Latham & Watkins LLP
TERRA TECH CORP. TRTCE S-1 OTC Law Offices of Thomas E. Puzzo, PLLC
AXION POWER INTERNATIONAL, INC. AXPW S-1 OTC Lowenstein Sandler LLP
ARCHER DANIELS MIDLAND CO ADM S-3 NYSE Mayer Brown LLP
QLT INC/BC QLTI S-4 Nasdaq McCullough O’Connor Irwin LLP
SCORPIO BULKERS INC. SALT F-1 NYSE Morgan, Lewis & Bockius LLP
QLT INC/BC QLTI S-4 Nasdaq Nutter McClennen & Fish, LLP
BARCLAYS BANK DELAWARE S-3 Orrick, Herrington & Sutcliffe LLP
MOSYS, INC. MOSY S-3 Nasdaq Pillsbury Winthrop Shaw Pittman LLP
CHINA JO-JO DRUGSTORES, INC. CJJD S-3 Nasdaq Pryor Cashman LLP
KANDI TECHNOLOGIES GROUP, INC. KNDI S-3 Nasdaq Pryor Cashman LLP
NXT-ID, INC. NXTD S-1 OTC Robinson Brog Leinwand Greene Genovese & Gluck P.C.
CONSOLIDATED COMMUNICATIONS HOLDINGS, INC. CNSL S-4 Nasdaq Schiff Hardin LLP
BETAFOX CORP. S-1 Scott D. Olson Esq.
DYNAGAS LNG PARTNERS LP DLNG F-1 Nasdaq Seward & Kissel LLP
SCORPIO BULKERS INC. SALT F-1 NYSE Seward & Kissel LLP
CELL SOURCE, INC. TTSE S-1 OTC Sichenzia Ross Friedman Ference LLP
OMAGINE, INC. OMAG S-1 OTC Sichenzia Ross Friedman Ference LLP
UCP, INC. UCP S-3 NYSE Sidley Austin LLP
QLT INC/BC QLTI S-4 Nasdaq Skadden, Arps, Slate, Meagher & Flom LLP
CONSOLIDATED COMMUNICATIONS HOLDINGS, INC. CNSL S-4 Nasdaq Stinson Leonard Street LLP
COMMUNITY BANK SHARES OF INDIANA INC CBIN S-4 Nasdaq Stoll Keenon Ogden PLLC
ARROW FINANCIAL CORP AROW S-3 Nasdaq Thompson Coburn LLP
PYRAMID OIL CO PDO S-4 NYSE TroyGould PC
ACADIA HEALTHCARE COMPANY, INC. ACHC S-4 Nasdaq Waller Lansden Dortch & Davis, LLP
LEVEL 3 COMMUNICATIONS INC LVLT S-4 NYSE Willkie Farr & Gallagher LLP
SALISBURY BANCORP INC SAL S-4 Nasdaq Windels Marx Lane & Mittendorf, LLP

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors. Click here and opt-in to receive this weekly summary via email.

Click here to review the week’s underwriters.

Have a great week.

Leave a Reply

Fill in your details below or click an icon to log in:

WordPress.com Logo

You are commenting using your WordPress.com account. Log Out / Change )

Twitter picture

You are commenting using your Twitter account. Log Out / Change )

Facebook photo

You are commenting using your Facebook account. Log Out / Change )

Google+ photo

You are commenting using your Google+ account. Log Out / Change )

Connecting to %s