IPOs and Transactions: July 28 – August 1

There were 54 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including Inergetics w/ Silverman Shin Byrne & Gilchrest PLLC, GlassesOff Inc. w/ Greenberg Traurig PA and Baxano Surgical Inc. w/ Goodwin Procter LLP.

Also, wondering who are the top law firms are for 2014 transactions? Read here.

TRANSACTIONS_500

Registrant Symbol Form Exchange Law firm / Advisor
BLUEKNIGHT ENERGY PARTNERS, L.P. BKEP S-3 Nasdaq Baker Botts L.L.P.
FORUM ENERGY TECHNOLOGIES, INC. FET S-4 NYSE Baker Botts L.L.P.
JONES ENERGY, INC. JONE S-3 NYSE Baker Botts L.L.P.
SIMMONS FIRST NATIONAL CORP SFNC S-4 Nasdaq Baker, Donelson, Bearman, Caldwell & Berkowitz, PC
PEOPLES BANCORP INC PEBO S-4 Nasdaq Brouse McDowell, LPA
REAL GOODS SOLAR, INC. RGSE S-3 Nasdaq Brownstein Hyatt Farber Schreck, LLP
ENTERPRISE FINANCIAL SERVICES CORP EFSC S-3 Nasdaq Bryan Cave LLP
EAGLE BANCORP INC EGBN S-4 Nasdaq BuckleySandler LLP
EYEGATE PHARMACEUTICALS INC S-1 Burns & Levinson LLP
CELLADON CORP CLDN S-1 Nasdaq Cooley LLP
SENOMYX INC SNMX S-3 Nasdaq Cooley LLP
SIMMONS FIRST NATIONAL CORP SFNC S-4 Nasdaq Covington & Burling LLP
KIBUSH CAPITAL CORP 10-12G David Lubin & Associates, PLLC
GRUPO AVAL ACCIONES Y VALORES S.A. F-1 Davis Polk & Wardwell LLP
VIRGIN AMERICA INC. S-1 Davis Polk & Wardwell LLP
QUICKSILVER RESOURCES INC KWK S-3 NYSE Davis Polk & Wardwell LLP
HIGHLAND HEALTHCARE EQUITY INCOME & GROWTH FUND N-2 Dechert LLP
STONECASTLE FINANCIAL CORP. BANX N-2 Nasdaq Dechert LLP
AVENUE INCOME CREDIT STRATEGIES FUND ACP N-2 NYSE Dechert LLP
PEOPLES BANCORP INC PEBO S-4 Nasdaq Dinsmore & Shohl LLP
DIVIDEND CAPITAL DIVERSIFIED PROPERTY FUND INC. S-11 DLA Piper LLP
ENOVA INTERNATIONAL, INC. 10-12B Enova International, Inc.
SURMODICS INC SRDX S-3 Nasdaq Faegre Baker Daniels LLP
DOMINOVAS ENERGY CORP WSEG S-1 OTC Frederick C. Bauman, Atty.
TRANSFIRST INC. S-1 Fried, Frank, Harris, Shriver & Jacobson LLP
STOCKBRIDGE/SBE INVESTMENT COMPANY, LLC 10-12G Gibson, Dunn & Crutcher LLP
AECOM TECHNOLOGY CORP ACM S-4 NYSE Gibson, Dunn & Crutcher LLP
BAXANO SURGICAL, INC. BAXS S-3 Nasdaq Goodwin Procter LLP
GLASSESOFF INC. GLSO S-1 OTC Greenberg Traurig, P.A.
GRANITO ACQUISITION I, INC. S-1 Harold Gewerter, Esq.
STEM SALES, INC. S-1 Harrison Law, P.A.
ALION SCIENCE & TECHNOLOGY CORP S-1 Holland & Knight LLP
EAGLE BANCORP INC EGBN S-4 Nasdaq Holland & Knight LLP
PACIFIC PREMIER BANCORP INC PPBI S-3 Nasdaq Holland & Knight LLP
ZOE’S KITCHEN, INC. ZOES S-1 NYSE Kirkland & Ellis LLP
ALION SCIENCE & TECHNOLOGY CORP S-1 Latham & Watkins LLP
VIRGIN AMERICA INC. S-1 Latham & Watkins LLP
CELLADON CORP CLDN S-1 Nasdaq Latham & Watkins LLP
ACTAVIS PLC ACT S-3 NYSE Latham & Watkins LLP
ADVANCED MICRO DEVICES INC AMD S-4 NYSE Latham & Watkins LLP
STARWOOD WAYPOINT RESIDENTIAL TRUST SWAY S-11 NYSE Latham & Watkins LLP
ZOE’S KITCHEN, INC. ZOES S-1 NYSE Latham & Watkins LLP
BEMAX, INC. S-1 Law Offices of Carl A. Generes
CABINET GROW, INC. S-1 Legal & Compliance, LLC
ASTERIKO CORP. S-1 Matheau J. W. Stout, Esq.
IHOOKUP SOCIAL, INC. HKUP S-1 OTC Matthew C. McMurdo, Esq.
EYEGATE PHARMACEUTICALS INC S-1 Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.
CAPITAL RESOURCE ALLIANCE, INC. CRRA 10-12G OTC Nate’s Foods Co.
NEXT GRAPHITE, INC. GPNE 10-12G OTC Next Graphite, Inc.
JAGUAR MINING INC F-1 OTC Norton Rose Fulbright Canada LLP
STONECASTLE FINANCIAL CORP. BANX N-2 Nasdaq Pepper Hamilton LLP
AMERICAN REALTY CAPITAL PROPERTIES, INC. ARCP S-4 Nasdaq Proskauer Rose LLP
SIMMONS FIRST NATIONAL CORP SFNC S-4 Nasdaq Quattlebaum, Grooms, Tull & Burrow, PLLC
XG TECHNOLOGY, INC. XGTI S-3 Nasdaq Robinson Brog Leinwand Greene Genovese & Gluck P.C.
TRANSFIRST INC. S-1 Ropes & Gray LLP
KARNET CAPITAL CORP. S-1 Scott D. Olson Esq.
FREESEAS INC. FREE F-1 Nasdaq Sichenzia Ross Friedman Ference LLP
TONIX PHARMACEUTICALS HOLDING CORP. TNXP S-3 Nasdaq Sichenzia Ross Friedman Ference LLP
STARWOOD WAYPOINT RESIDENTIAL TRUST SWAY S-11 NYSE Sidley Austin LLP
INERGETICS INC NRTI S-1 OTC Silverman Shin Byrne & Gilchrest PLLC
GRUPO AVAL ACCIONES Y VALORES S.A. F-1 Simpson Thacher & Bartlett LLP
SUNGARD VPM INC. S-1 Simpson Thacher & Bartlett LLP
SIMMONS FIRST NATIONAL CORP SFNC S-4 Nasdaq Stinson Leonard Street LLP
IRON MOUNTAIN REIT, INC. S-4 Sullivan & Worcester LLP
SAFETY QUICK LIGHTING & FANS CORP. S-1 Thompson Hine LLP
AUDIOEYE INC AEYE S-1 OTC TroyGould PC
AECOM TECHNOLOGY CORP ACM S-4 NYSE Wachtell, Lipton, Rosen & Katz
INVENTIV HEALTH INC VTIV S-4 Weil, Gotshal & Manges LLP

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Click here to review the week’s underwriters.

Have a great week.

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