IPOs and Transactions: July 21 – 25

There were 23 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including Axxess Pharma Inc. w/ Szaferman, Lakind, Blumstein & Blader PC and Response Genetics Inc. w/ Willkie Farr & Gallagher LLP.

Also, wondering who are the top law firms are for 2014 transactions? Read here.

TRANSACTIONS_500

Registrant Symbol Form Exchange Law firm / Advisor
KILROY REALTY CORP KRCPRG S-4 NYSE Allen Matkins Leck Gamble Mallory & Natsis LLP
PALAYAN RESOURCES, INC. S-1 American Corporate Enterprises, Inc.
INDEPENDENT BANK GROUP, INC. IBTX S-4 Nasdaq Andrews Kurth LLP
LIBERTY BROADBAND CORP S-1 Baker Botts L.L.P.
BARISTAS COFFEE COMPANY, INC. 10-12G Baristas Coffee Company, Inc.
WESTCOTT PRODUCTS CORP WSPD S-1 OTC Brunson Chandler & Jones PLLC
RBS COMMERCIAL FUNDING INC. S-3 Cadwalader, Wickersham & Taft LLP
DISTANT VALLEY ACQUISITION CORP 10-12G Cassidy & Associates
INOVIO PHARMACEUTICALS, INC. INO S-3 NYSE Duane Morris LLP
GROWBLOX SCIENCES, INC. GBLX S-1 OTC Gary R. Henrie, Esq.
PALAYAN RESOURCES, INC. S-1 Glenn & Glenn Law, LLP
ALPHA ENERGY INC S-1 Harold P. Gewerter, Esq. Ltd.
CALEMINDER INC S-1 Harold P. Gewerter, Esq. Ltd.
INFEED MEDICA CORP S-1 Harold P. Gewerter, Esq. Ltd.
INDEPENDENT BANK GROUP, INC. IBTX S-4 Nasdaq Harris Law Firm PC
INDEPENDENT BANK GROUP, INC. IBTX S-4 Nasdaq Haynie Rake Repass & Lowry, P.C.
SPIRIT AEROSYSTEMS HOLDINGS, INC. SPR S-4 NYSE Kaye Scholer LLP
KILROY REALTY CORP KRCPRG S-4 NYSE Latham & Watkins LLP
REGENCY ENERGY PARTNERS LP RGP S-3 NYSE Latham & Watkins LLP
SIMMONS FIRST NATIONAL CORP SFNC S-4 Nasdaq Mitchell, Williams, Selig, Gates & Woodyard, P.L.L.C.
JMP GROUP INC. JMP S-3 NYSE Orrick, Herrington & Sutcliffe LLP
SIMMONS FIRST NATIONAL CORP SFNC S-4 Nasdaq Quattlebaum, Grooms, Tull & Burrow PLLC
SIGULER GUFF SMALL BUSINESS CREDIT OPPORTUNITIES FUND, INC 10-12G Siguler Guff Small Business Credit Opportunities Fund, Inc.
AXXESS PHARMA INC. AXXE S-1 OTC Szaferman, Lakind, Blumstein & Blader, PC
SOLAR WIND ENERGY TOWER, INC. SWET S-1 OTC Szaferman, Lakind, Blumstein & Blader, PC
ECO-STIM ENERGY SOLUTIONS, INC. ESESD S-1 OTC Vinson & Elkins L.L.P.
RESPONSE GENETICS INC RGDX S-3 Nasdaq Willkie Farr & Gallagher LLP
TRANSUNION HOLDING COMPANY, INC. S-1 Wilmer Cutler Pickering Hale and Dorr LLP

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Click here to review the week’s underwriters.

Have a great week.

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