IPO Underwriters of the Week: July 7 – 11

Congratulations to the corporations and underwriters that worked with our transaction services team. Whether in-house, your-house or 100% virtual… click here to discover why we are a top choice for both traditional and confidential IPOs.


Registrant Form Underwriter 1 Underwriter 2 Underwriter 3 +
VANTAGE ENERGY INC. S-1 Barclays Capital Inc. Goldman, Sachs & Co. Citigroup Global Markets Inc. / Credit Suisse Securities (USA) LLC / Tudor, Pickering, Holt & Co. Securities, Inc. / Wells Fargo Securities, LLC
REWALK ROBOTICS LTD. F-1 Barclays Capital Inc. Jefferies LLC Canaccord Genuity Inc.
APPLIED GENETIC TECHNOLOGIES CORP S-1 BMO Capital Markets Corp. Stifel, Nicolaus & Company, Inc. Wedbush Securities Inc. / Cantor Fitzgerald & Co. / Roth Capital Partners, LLC
HARMONY MERGER CORP. S-1 Cantor Fitzgerald & Co.
YODLE INC S-1 Credit Suisse Securities (USA) LLC Deutsche Bank Securities Inc. Jefferies LLC / Piper Jaffray & Co. / Canaccord Genuity Inc. / Needham & Company, LLC / Oppenheimer & Co. Inc.
RICE ENERGY INC. S-1 Goldman, Sachs & Co. Barclays Capital Inc. Citigroup Global Markets Inc.
OTONOMY, INC. S-1 J.P. Morgan Securities LLC Merrill Lynch, Pierce, Fenner & Smith Inc. Piper Jaffray & Co. / Sanford C. Bernstein & Co., LLC
C1 FINANCIAL, INC. S-1 Keefe, Bruyette & Woods, Inc. Raymond James & Associates, Inc.
AAC HOLDINGS, INC. S-1 William Blair & Company, L.L.C. Wells Fargo Securities, LLC Raymond James & Associates, Inc. / Avondale Partners, LLC

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors.

Have a great week.

Leave a Reply

Fill in your details below or click an icon to log in:

WordPress.com Logo

You are commenting using your WordPress.com account. Log Out /  Change )

Google+ photo

You are commenting using your Google+ account. Log Out /  Change )

Twitter picture

You are commenting using your Twitter account. Log Out /  Change )

Facebook photo

You are commenting using your Facebook account. Log Out /  Change )

Connecting to %s