IPO Underwriters of the Week: June 16 – June 20

Congratulations to the corporations and underwriters that worked with our transaction services team. Whether in-house, your-house or 100% virtual… click here to discover why we are a top choice for both traditional and confidential IPOs.

VDR_PPC_EMAIL

Registant Form Underwriter 1 Underwriter 2 Underwriter 3 +
ARMADA WATER ASSETS INC S-1 Aegis Capital Corp.
ATARA BIOTHERAPEUTICS, INC. S-1 Goldman, Sachs & Co. Citigroup Global Markets Inc. Jefferies LLC
ATD CORP S-1 Merrill Lynch, Pierce, Fenner & Smith Inc. Deutsche Bank Securities Inc. Goldman, Sachs & Co. / Barclays Capital Inc. / J.P. Morgan Securities LLC / UBS Securities LLC / TPG Capital BD, LLC / RBC Capital Markets, LLC / SunTrust Robinson Humphrey, Inc.
ATHLON ENERGY INC. S-1 Citigroup Global Markets Inc. Goldman, Sachs & Co.
EROS INTERNATIONAL PLC F-1 Merrill Lynch, Pierce, Fenner & Smith Inc. Jefferies LLC
FCB FINANCIAL HOLDINGS, INC. S-1 Deutsche Bank Securities, Inc. JPMorgan Chase BofA Merrill Lynch / UBS Investment Bank
FOX FACTORY HOLDING CORP S-1 Merrill Lynch, Pierce Fenner & Smith Inc. Robert W. Baird & Co. Inc. William Blair & Company, L.L.C. / Piper Jaffray & Co. / SunTrust Robinson Humphrey, Inc. / CJS Securities Inc.
INDEPENDENCE CONTRACT DRILLING, INC. S-1 Morgan Stanley & Co. LLC Barclays Capital Inc.
INNOCOLL GMBH F-1 Piper Jaffray & Co. Stifel, Nicolaus & Company, Inc. JMP Securities LLC
IRADIMED CORP S-1 Roth Capital Partners, LLC Monarch Capital Group, LLC
IRONSHORE INC. S-1 Merrill Lynch, Pierce, Fenner & Smith Inc. UBS Securities LLC
KARYOPHARM THERAPEUTICS INC. S-1 Merrill Lynch, Pierce, Fenner & Smith Inc. Leerink Partners LLC JMP Securities LLC / Wedbush Securities Inc. / Oppenheimer & Co. Inc.
MOBILEYE N.V. F-1 Goldman, Sachs & Co. Morgan Stanley & Co. LLC
NRG YIELD, INC. S-1 Merrill Lynch, Pierce, Fenner & Smith Inc.
OCULAR THERAPEUTIX, INC S-1 Morgan Stanley & Co. LLC Cowen and Company, LLC RBC Capital Markets, LLC / Oppenheimer & Co. Inc.
SAGE THERAPEUTICS, INC. S-1 J.P. Morgan Securities LLC Goldman, Sachs & Co. Leerink Partners LLC / Canaccord Genuity Inc.
SHELL MIDSTREAM PARTNERS, L.P. S-1 Barclays Capital Inc. Citigroup Global Markets Inc.
SMART & FINAL STORES, INC. S-1 Credit Suisse Securities (USA) LLC Morgan Stanley & Co. LLC Deutsche Bank Securities Inc. / Barclays Capital Inc.
TRUPANION INC. S-1 RBC Capital Markets, LLC Barclays Capital Inc. Stifel, Nicolaus & Company, Inc. / Canaccord Genuity Inc. / Cowen and Company, LLC
VINCE HOLDING CORP. S-1 Merrill Lynch, Pierce, Fenner & Smith Inc. Robert W. Baird & Co. Inc. Goldman, Sachs & Co. / Barclays Capital Inc. / J.P. Morgan Securities LLC / Wells Fargo Securities, LLC / KeyBanc Capital Markets Inc. / Stifel, Nicolaus & Company, Inc. /  William Blair & Company, L.L.C.
VTTI ENERGY PARTNERS LP F-1 Citigroup Global Markets Inc. J.P. Morgan Securities LLC.

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors.

Have a great week.

Leave a Reply

Fill in your details below or click an icon to log in:

WordPress.com Logo

You are commenting using your WordPress.com account. Log Out / Change )

Twitter picture

You are commenting using your Twitter account. Log Out / Change )

Facebook photo

You are commenting using your Facebook account. Log Out / Change )

Google+ photo

You are commenting using your Google+ account. Log Out / Change )

Connecting to %s