IPO Underwriters of the Week: May 26 – June 6

Congratulations to the corporations and underwriters that worked with our transaction services team. Watch our brief transactions services video HERE and discover why we have become a top choice for both traditional and confidential IPOs.

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Registrant Form Underwriter 1 Underwriter 2 Underwriter 3 +
SOPHIRIS BIO INC. S-1 Aspire Capital Fund, LLC
RSP PERMIAN, INC. S-1 Barclays Capital Inc.
CIVITAS SOLUTIONS, INC. S-1 Barclays Capital Inc. Jefferies LLC Merrill Lynch, Pierce, Fenner & Smith Inc. / UBS Securities LLC / Raymond James & Associates, Inc. / SunTrust Robinson Humphrey Inc. / Avondale Partners, LLC
BRIXMOR PROPERTY GROUP INC. S-11 Citigroup Global Markets Inc. J.P. Morgan Securities LLC Merrill Lynch, Pierce, Fenner & Smith Inc. / Wells Fargo Securities, LLC / Barclays Capital Inc. / Deutsche Bank Securities Inc. / RBC Capital Markets, LLC / UBS Securities LLC / Blackstone Advisory Partners L.P.
REVANCE THERAPEUTICS, INC. S-1 Cowen and Company, LLC Piper Jaffray & Co. BMO Capital Markets Corp. / William Blair & Company, L.L.C.
PETRON ENERGY II, INC. S-1 CPUS Income Group LLC
VASCULAR BIOGENICS LTD. F-1 Deutsche Bank Securities Inc. Wells Fargo Securities, LLC JMP Securities LLC / Oppenheimer & Co. Inc.
EAGLE POINT CREDIT CO LLC N-2 Deutsche Bank Securities Inc. Keefe, Bruyette & Woods, Inc.
ING USA ANNUITY & LIFE INSURANCE CO S-3 Directed Services LLC
PROPHASE LABS, INC. S-3 Dutchess Opportunity Fund II, LP
EHOUSE GLOBAL, INC. S-1 Dutchess Opportunity Fund, II, LP
GLORI ENERGY INC. S-3 EarlyBirdCapital, Inc.
FANTEX, INC. S-1 Fantex Brokerage Services, LLC
TERRAFORM POWER, INC. S-1 Goldman, Sachs & Co. Barclays Capital Inc. Citigroup Global Markets Inc.
GRIFFIN-BENEFIT STREET PARTNERS BDC CORP. N-2 Griffin Capital Securities, Inc.
TIPTREE FINANCIAL INC. S-3 Hartford Financial Services Group, Inc
COMMSCOPE HOLDING COMPANY, INC. S-1 J.P. Morgan Securities LLC Deutsche Bank Securities Inc. Merrill Lynch, Pierce, Fenner & Smith Inc. /  Barclays Capital Inc. / Credit Suisse Securities (USA) LLC / Goldman, Sachs & Co. / Jefferies LLC / Morgan Stanley & Co. LLC / RBC Capital Markets, LLC  / Wells Fargo Securities, LLC / Allen & Company LLC
WAFERGEN BIO-SYSTEMS, INC. S-1 Ladenburg Thalmann & Co. Inc. National Securities Corp. Brean Capital, LLC
PROFIRE ENERGY INC S-1 Maxim Group LLC Chardan Capital Markets, LLC
REVEN HOUSING REIT, INC. S-11 Maxim Group LLC
CNOVA N.V. F-1 Morgan Stanley & Co. LLC J.P. Morgan Securities LLC
TRAVELPORT WORLDWIDE LTD S-1 Morgan Stanley & Co. LLC UBS Securities LLC Credit Suisse Securities (USA) LLC / Deutsche Bank Securities Inc.
NATIONAL GENERAL HOLDINGS CORP. S-1 Morgan Stanley & Co. LLC UBS Securities LLC
CAREDX, INC. S-1 Piper Jaffray & Co. Leerink Partners LLC Raymond James & Associates, Inc. / Mizuho Securities USA Inc.
SPARK ENERGY, INC. S-1 Robert W. Baird & Co. Inc. Stifel, Nicolaus & Company, Inc.
BEVERLY FINANCIAL, INC. S-1 Sandler O’Neill + Partners, L.P.
INSTALLED BUILDING PRODUCTS, INC. S-1 UBS Securities LLC Deutsche Bank Securities Inc. RBC Capital Markets, LLC / Zelman Partners LLC / BB&T Capital Markets, a division of BB&T Securities, LLC / KeyBanc Capital Markets Inc. / SunTrust Robinson Humphrey, Inc.
PFENEX INC. S-1 William Blair & Company, L.L.C. JMP Securities LLC Mizuho Securities USA Inc.

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors.

Have a great week.

One response to “IPO Underwriters of the Week: May 26 – June 6

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