IPOs and Transactions: May 26 – June 6

There were 96 transactions filed with the SEC in the last two weeks.

Congratulations to all of the corporations and law firms that selected our transactions services last week including Eagle Point Credit Co. w/ Clifford Chance US LLP + Dechert LLP, Ehouse Global Inc. w/ Szaferman, Lakind, Blumstein & Blader PC, Reven Housing REIT Inc. w/ Ellenoff Grossman & Schole LLP + Greenberg Traurig LLP.

We appreciate that they selected to work with us and we’re pleased that they found us to be the intelligent value.

VDR_PPC_EMAIL

Registrant Symbol Form Exchange Law firm / advisor
HERITAGE FINANCIAL GROUP INC HBOS S-4 Nasdaq Adams and Reese LLP
SEACOAST BANKING CORP OF FLORIDA SBCF S-4 Nasdaq Alston & Bird LLP
SPARK ENERGY, INC. S-1 Andrews Kurth LLP
INTEGRATED ELECTRICAL SERVICES INC IESC S-1 Nasdaq Andrews Kurth LLP
CROSSROADS SYSTEMS INC CRDS S-3 Nasdaq Andrews Kurth LLP
MENONO, INC. S-1 Angela Collette Atty.
SYSCO CORP SYY S-4 NYSE Arnall Golden Gregory LLP
LOCAL CORP LOCM S-3 Nasdaq Baker & McKenzie LLP
TALLGRASS ENERGY PARTNERS, LP TEP S-3 NYSE Baker Botts L.L.P.
GRIFFIN-BENEFIT STREET PARTNERS BDC CORP. N-2 Baker, Donelson, Bearman, Caldwell and Berkowitz, PC
VISTA GOLD CORP VGZ S-3 NYSE Borden Ladner Gervais LLP
HERITAGE FINANCIAL GROUP INC HBOS S-4 Nasdaq Bryan Cave LLP
CALIFORNIA RESOURCES CORP 10-12B California Resources Corporation
SAND INTERNATIONAL INC S-1 Cane Clark LLP
DEEPROOT GROWTH RUNS DEEP FUND, LLC S-1 Carlile Patchen & Murphy LLP
BLOW & DRIVE INTERLOCK CORP S-1 Cassidy & Associates
EAGLE POINT CREDIT CO LLC N-2 Clifford Chance US LLP
VASCULAR BIOGENICS LTD. F-1 Cooley LLP
REVANCE THERAPEUTICS, INC. S-1 Nasdaq Cooley LLP
SOPHIRIS BIO INC. SPHS S-1 Nasdaq Cooley LLP
FANTEX, INC. S-1 OTC Cooley LLP
SALIX PHARMACEUTICALS LTD SLXP S-4 Nasdaq Covington & Burling LLP
LAZARD GROUP LLC S-3 Cravath, Swaine & Moore LLP
UNI LINE CORP. S-1 David Lubin & Associates, PLLC
REVANCE THERAPEUTICS, INC. S-1 Nasdaq Davis Polk & Wardwell LLP
HILLTOP HOLDINGS INC. HTH S-4 NYSE Davis Polk & Wardwell LLP
EAGLE POINT CREDIT CO LLC N-2 Dechert LLP
WHITEHORSE FINANCE, INC. WHF N-2 Nasdaq Dechert LLP
INDIANAPOLIS PHYSICAL THERAPY & SPORTS MEDICINE INC S-4 Dechert LLP
DISCOVERY LABORATORIES INC /DE/ DSCO S-3 Nasdaq Dentons US LLP
PROFIRE ENERGY INC PFIE S-1 Nasdaq Dorsey & Whitney LLP
VISTA GOLD CORP VGZ S-3 NYSE Dorsey & Whitney LLP
CENTRAL VALLEY COMMUNITY BANCORP CVCY S-3 Nasdaq Downey Brand LLP
WAFERGEN BIO-SYSTEMS, INC. WGBSD S-1 OTC Ellenoff Grossman & Schole LLP
REVEN HOUSING REIT, INC. RVEN S-11 OTC Ellenoff Grossman & Schole LLP
UNITED INSURANCE HOLDINGS CORP. UIHC S-3 Nasdaq Foley & Lardner LLP
ROCK CREEK PHARMACEUTICALS, INC. STSI S-3 Nasdaq Foley & Lardner LLP
VICON INDUSTRIES INC /NY/ VII S-4 NYSE Fox Rothschild LLP
GLORI ENERGY INC. S-3 Fulbright & Jaworski LLP
CAREDX, INC. S-1 Nasdaq Gibson, Dunn & Crutcher LLP
ENERGY TRANSFER PARTNERS, L.P. ETP S-4 NYSE Gibson, Dunn & Crutcher LLP
VASCULAR BIOGENICS LTD. F-1 Goodwin Procter LLP
BEVERLY FINANCIAL, INC. S-1 Goodwin Procter LLP
BIOAMBER INC. BIOA.U S-3 NYSE Goodwin Procter LLP
BAY BANCORP, INC. BYBK S-3 Nasdaq Gordon Feinblatt LLC
VASCULAR BIOGENICS LTD. F-1 Gornitzky & Co.
GLACIER BANCORP INC GBCI S-4 Nasdaq Graham & Dunn PC
MOJO ORGANICS, INC. MOJOD S-1 OTC Graubard Miller
REVEN HOUSING REIT, INC. RVEN S-11 OTC Greenberg Traurig, LLP
MAXWELL TECHNOLOGIES INC MXWL S-3 Nasdaq Gunderson Dettmer Stough Villeneuve Franklin & Hachigian LLP
FAST LANE ACQUISITION, INC. S-1 Harold Gewerter, Esq.
ORION GROUP CORP. S-1 Harrison Law, P.A.
BEVERLY FINANCIAL, INC. S-1 Hogan Lovells US LLP
VASCULAR BIOGENICS LTD. F-1 Horn & Co, Law Offices
GENERAL MOTORS FINANCIAL COMPANY, INC. ACF S-3 Hunton & Williams LLP
ING USA ANNUITY & LIFE INSURANCE CO S-3 ING USA Annuity and Life Insurance Company
ALAZZIO ENTERTAINMENT CORP S-1 John T. Root, Jr. Atty.
TIMKENSTEEL CORP S-1 Jones Day
WESCO INTERNATIONAL INC WCC S-4 NYSE Jones Day
CALAMOS CONVERTIBLE OPPORTUNITIES & INCOME FUND CHI N-2 Nasdaq K&L Gates LLP
WAFERGEN BIO-SYSTEMS, INC. WGBSD S-1 OTC K&L Gates LLP
CIVITAS SOLUTIONS, INC. S-1 Kirkland & Ellis LLP
TERRAFORM POWER, INC. S-1 Kirkland & Ellis LLP
TRAVELPORT WORLDWIDE LTD S-1 Kirkland & Ellis LLP
CIVITAS SOLUTIONS, INC. S-1 Latham & Watkins LLP
PFENEX INC. S-1 Latham & Watkins LLP
TERRAFORM POWER, INC. S-1 Latham & Watkins LLP
COMMSCOPE HOLDING COMPANY, INC. COMM S-1 Nasdaq Latham & Watkins LLP
RSP PERMIAN, INC. RSPP S-1 NYSE Latham & Watkins LLP
FANTEX, INC. S-1 OTC Latham & Watkins LLP
WILLIAM LYON HOMES WLH S-4 NYSE Latham & Watkins LLP
DANIELS CORPORATE ADVISORY COMPANY, INC. DCAC S-1 OTC Law Offices of James Deolden
LENDINGCLUB CORP S-1 LendingClub Corporation
PROFIRE ENERGY INC PFIE S-1 Nasdaq Loeb & Loeb LLP
CANCER GENETICS, INC CGIX S-3 Nasdaq Lowenstein Sandler LLP
NATIONAL GENERAL HOLDINGS CORP. NGHC S-1 Nasdaq Mayer Brown LLP
OXIGENE INC OXGN S-3 Nasdaq Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.
IGI LABORATORIES, INC IG S-3 NYSE Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.
ARMADA HOFFLER PROPERTIES, INC. AHH S-3 NYSE Morrison & Foerster LLP
PROPERTY MANAGEMENT CORP OF AMERICA S-1 Olshan Frome Wolosky LLP
TC PIPELINES LP TCP S-3 NYSE Orrick, Herrington & Sutcliffe LLP
HERZFELD CARIBBEAN BASIN FUND INC CUBA N-2 Nasdaq Pepper Hamilton LLP
INSTALLED BUILDING PRODUCTS, INC. IBP S-1 NYSE Proskauer Rose LLP
AMERICAN REALTY CAPITAL GLOBAL TRUST II, INC. S-11 Proskauer Rose LLP
AMERICAN REALTY CAPITAL HEALTHCARE TRUST III, INC. S-11 Proskauer Rose LLP
NEONODE, INC NEON S-3 Nasdaq Reed Smith LLP
PROPHASE LABS, INC. PRPH S-3 Nasdaq Reed Smith LLP
VYCOR MEDICAL INC VYCOD S-1 OTC Robert L. B. Diener Atty.
AMG PANTHEON PRIVATE EQUITY FUND, LLC N-2 Ropes & Gray LLP
AMG PANTHEON PRIVATE EQUITY MASTER FUND, LLC N-2 Ropes & Gray LLP
TIPTREE FINANCIAL INC. CVTR S-3 Nasdaq Schulte Roth & Zabel LLP
NATIONAL GENERAL HOLDINGS CORP. NGHC S-1 Nasdaq Sidley Austin LLP
ZAZA ENERGY CORP ZAZA S-3 Nasdaq Sidley Austin LLP
NEURALSTEM, INC. CUR S-3 NYSE Silvestre Law Group, P.C.
BLACKSTONE REAL ESTATE INCOME FUND N-2 Simpson Thacher & Bartlett LLP
BLACKSTONE REAL ESTATE INCOME FUND II N-2 Simpson Thacher & Bartlett LLP
COMMSCOPE HOLDING COMPANY, INC. COMM S-1 Nasdaq Simpson Thacher & Bartlett LLP
BRIXMOR PROPERTY GROUP INC. BRX S-11 NYSE Simpson Thacher & Bartlett LLP
SYSCO CORP SYY S-4 NYSE Simpson Thacher & Bartlett LLP
CNOVA N.V. F-1 Skadden, Arps, Slate, Meagher & Flom LLP
BLACKROCK PREFERRED PARTNERS LLC N-2 Skadden, Arps, Slate, Meagher & Flom LLP
TRAVELPORT WORLDWIDE LTD S-1 Skadden, Arps, Slate, Meagher & Flom LLP
INSTALLED BUILDING PRODUCTS, INC. IBP S-1 NYSE Skadden, Arps, Slate, Meagher & Flom LLP
BRIXMOR PROPERTY GROUP INC. BRX S-11 NYSE Skadden, Arps, Slate, Meagher & Flom LLP
NCR CORP NCR S-4 NYSE Skadden, Arps, Slate, Meagher & Flom LLP
SEACOAST BANKING CORP OF FLORIDA SBCF S-4 Nasdaq Smith Mackinnon, PA
OXYGEN BIOTHERAPEUTICS, INC. OXBT S-3 Nasdaq Smith, Anderson, Blount, Dorsett, Mitchell & Jernigan, L.L.P.
NUVOLA, INC. 10-12G Stoecklein Law Group, LLP
VICON INDUSTRIES INC /NY/ VII S-4 NYSE Stradling Yocca Carlson & Rauth, P.C.
GRIFFIN-BENEFIT STREET PARTNERS BDC CORP. N-2 Sutherland Asbill & Brennan LLP
SARATOGA INVESTMENT CORP. SAR N-2 NYSE Sutherland Asbill & Brennan LLP
GLACIER BANCORP INC GBCI S-4 Nasdaq Swift & Bramer, LLP
INTERNATIONAL WESTERN PETROLEUM, INC. S-1 Szaferman, Lakind, Blumstein & Blader, PC
WORLDS MALL INC S-1 Szaferman, Lakind, Blumstein & Blader, PC
EHOUSE GLOBAL, INC. EHOS S-1 OTC Szaferman, Lakind, Blumstein & Blader, PC
PETRON ENERGY II, INC. PEII S-1 OTC Szaferman, Lakind, Blumstein & Blader, PC
SEACOAST BANKING CORP OF FLORIDA SBCF S-4 Nasdaq The BANKshares, Inc.
CAVENDISH FUTURES FUND LLC 10-12G UBS Financial Services Inc.
SPARK ENERGY, INC. S-1 Vinson & Elkins L.L.P
RSP PERMIAN, INC. RSPP S-1 NYSE Vinson & Elkins L.L.P.
NEW FOREST OIL INC. S-4 Vinson & Elkins L.L.P.
ENERGY TRANSFER PARTNERS, L.P. ETP S-4 NYSE Vinson & Elkins L.L.P.
CNOVA N.V. F-1 Wachtell, Lipton, Rosen & Katz
NEW FOREST OIL INC. S-4 Wachtell, Lipton, Rosen & Katz
HILLTOP HOLDINGS INC. HTH S-4 NYSE Wachtell, Lipton, Rosen & Katz
SYSCO CORP SYY S-4 NYSE Wachtell, Lipton, Rosen & Katz
RICEBRAN TECHNOLOGIES RIBT S-3 Nasdaq Weintraub Tobin Chediak Coleman Grodin
CNOVA N.V. F-1 White & Case LLP
PFENEX INC. S-1 Wilson Sonsini Goodrich & Rosati PC
CHINA BIOLOGIC PRODUCTS, INC. CBPO S-3 Nasdaq Wilson Sonsini Goodrich & Rosati PC
CAREDX, INC. S-1 Nasdaq Wilson Sonsini Goodrich & Rosati, P.C.

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Click here to review the week’s underwriters.

Have a great week.

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