IPO Underwriters of the Week: May 19 – 23

Congratulations to the corporations and underwriters that worked with our transaction services team. Watch our brief transactions services video HERE and discover why we have become a top choice for both traditional and confidential IPOs.

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Registrant Form Underwriter 1 Underwriter 2 Underwriter 3 +
MANHATTAN BRIDGE CAPITAL, INC S-11 Aegis Capital Corp.
1347 PROPERTY INSURANCE HOLDINGS, INC. S-1 Aegis Capital Corp. Early Bird Capital, Inc.
CELLECTAR BIOSCIENCES, INC. S-1 Aegis Capital Corp.
BSP ACQUISITION CORP. S-1 Cantor Fitzgerald & Co.
PHARMATHENE, INC S-3 Cantor Fitzgerald & Co.
CLARUS THERAPEUTICS INC S-1 Citigroup Global Markets Inc. Credit Suisse Securities (USA) LLC Canaccord Genuity Inc. / Needham & Company, LLC
ARDELYX, INC. S-1 Citigroup Global Markets Inc. Leerink Partners LLC JMP Securities LLC / Wedbush Securities Inc.
ADEPTUS HEALTH INC. S-1 Deutsche Bank Securities Inc. Goldman, Sachs & Co.
TCP INTERNATIONAL HOLDINGS LTD. S-1 Deutsche Bank Securities Inc. Piper Jaffray & Co. Canaccord Genuity Inc. / Cowen and Company, LLC
SUNSHINE BIOPHARMA, INC S-1 Dutchess Opportunity Fund II, LP
GARNERO GROUP ACQUISITION CO S-1 Early Bird Capital, Inc.
CLUBCORP HOLDINGS, INC. S-1 Goldman, Sachs & Co. Jefferies LLC
MONTAGE MANAGERS TRUST N-2 IMST Distributors, LLC
XUNLEI LTD F-1 J.P. Morgan Securities LLC Citigroup Global Markets Inc. Stifel, Nicolaus and Company, Inc. / Oppenheimer & Co. Inc.
GOPRO, INC. S-1 J.P. Morgan Securities LLC Citigroup Global Markets Inc. Barclays Capital Inc. / Allen & Company LLC / Stifel, Nicolaus & Company, Inc. / Robert W. Baird & Co. Inc. / MCS Capital Markets LLC / Piper Jaffray & Co. / Raymond James & Associates, Inc.
AMPHASTAR PHARMACEUTICALS, INC. S-1 Jefferies LLC BMO Capital Markets Corp. Piper Jaffray & Co. / Needham & Company, LLC
KITE PHARMA, INC. S-1 Jefferies LLC Credit Suisse Securities (USA) LLC Cowen and Company, LLC / Stifel, Nicolaus & Company, Inc.
PARNELL PHARMACEUTICALS HOLDINGS PTY LTD F-1 Jefferies LLC Piper Jaffray & Co. JMP Securities LLC / Ladenburg Thalmann & Co. Inc. / Geller Biopharm, a healthcare investment banking division of Financial West Group.
NEXTERA ENERGY PARTNERS, LP S-1 Merrill Lynch, Pierce, Fenner & Smith Inc. Goldman, Sachs & Co. Morgan Stanley & Co. LLC
ROKA BIOSCIENCE, INC. S-1 Merrill Lynch, Pierce, Fenner & Smith Inc. Leerink Partners LLC Cowen and Company, LLC / Wedbush Securities Inc.
MOKO SOCIAL MEDIA LTD F-1 Northland Capital Markets
ENERGY FOCUS, INC/DE S-1 Roth Capital Partners, LLC
SOURCE FINANCIAL, INC. S-1 Wellington Shields & Co. LLC

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors.

Have a great week.

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