IPO Underwriters of the Week: May 12 – 16

Congratulations to the corporations and underwriters that worked with our transaction services team. Watch our brief transactions services video HERE and discover why we have become a top choice for both traditional and confidential IPOs.

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Registrant Form Underwriter 1 Underwriter 2 Underwriter 3 +
CONTRAVIR PHARMACEUTICALS, INC. S-1 Aegis Capital Corp.
U.S. RARE EARTHS, INC S-1 Aegis Capital Corp.
ARAMARK S-1 Goldman, Sachs & Co. J.P. Morgan Securities LLC Credit Suisse Securities (USA) LLC / Morgan Stanley & Co. LLC / Barclays Capital Inc. / Merrill Lynch, Pierce, Fenner & Smith Inc. /  RBC Capital Markets, LLC / Wells Fargo Securities, LLC
HV BANCORP, INC. S-1 Griffin Financial Group LLC
ZS PHARMA, INC. S-1 J.P. Morgan Securities LLC Credit Suisse Securities (USA) LLC BMO Capital Markets Corp. / William Blair & Company, L.L.C.
MARRONE BIO INNOVATIONS INC S-1 Jefferies LLC Piper Jaffray & Co.
KONA GRILL INC S-3 KeyBanc Capital Markets Inc.
AMARANTUS BIOSCIENCE HOLDINGS, INC. S-1 Lincoln Park Capital Fund, LLC
GOOD TECHNOLOGY CORP S-1 Morgan Stanley & Co. LLC Barclays Capital Inc. Merrill Lynch, Pierce, Fenner & Smith Inc. / Citigroup Global Markets Inc. / Oppenheimer & Co. Inc.
CITIZENS FINANCIAL GROUP INC/RI S-1 Morgan Stanley & Co. LLC Goldman, Sachs & Co. J.P. Morgan Securities LLC
INVESTAR HOLDING CORP S-1 Sandler O’Neill & Partners, L.P. Sterne, Agee & Leach, Inc.
MARINUS PHARMACEUTICALS INC S-1 Stifel, Nicolaus & Company, Inc. JMP Securities LLC Oppenheimer & Co. Inc. / Janney Montgomery Scott LLC
VICTORY ELECTRONIC CIGARETTES CORP S-1 Wells Fargo Securities, LLC Canaccord Genuity, Inc.

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors.

Have a great week.

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