IPOs and Transactions: May 5 – 9

There were 53 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including 1347 Capital Corp w/ Graubard Miller + McDermott Will & Emery LLP, Adherex Technologies Inc. w/ Dorsey & Whitney LLP + LaBarge Weinstein LLP and Midstate Bancorp Inc. w/ Ober, Kaler, Grimes & Shriver PC.

We appreciate that they selected to work with us and we’re pleased that they found us to be the intelligent value.

VDR_PPC_EMAIL

Registrant Symbol Form Exchange Law firm / advisor
ALIBABA GROUP HOLDING LTD F-1 Simpson Thacher & Bartlett LLP
ALIBABA GROUP HOLDING LTD F-1 Sullivan & Cromwell LLP
ALPINE 4 INC. 10-12G Richard Chiang
ALPINE 5 INC. 10-12G Richard Chiang
ALPINE 6 INC. 10-12G Richard Chiang
ALTEGRIS KKR PRIVATE EQUITY FUND N-2 Dechert LLP
CACHET FINANCIAL SOLUTIONS, INC. S-1 Maslon Edelman Borman & Brand, LLP
CENTER COAST CORE MLP FUND I, LLC N-2 Drinker Biddle & Reath LLP
CENTURY COMMUNITIES, INC. S-1 Gibson, Dunn & Crutcher LLP
CENTURY COMMUNITIES, INC. S-1 Greenberg Traurig, LLP
DERMTECH INTERNATIONAL S-1 DermTech International
DERMTECH INTERNATIONAL S-1 Lowenstein Sandler LLP
DERMTECH INTERNATIONAL S-1 Wilson Sonsini Goodrich & Rosati, P.C.
ECLIPSE RESOURCES CORP S-1 Fulbright & Jaworski LLP
ECLIPSE RESOURCES CORP S-1 Latham & Watkins LLP
GUARDIANLINK S-1 Law Offices of Joseph Lambert Pittera
HALYARD HEALTH, INC. 10-12B Halyard Health, Inc.
JP ENERGY PARTNERS LP S-1 Andrews Kurth LLP
JP ENERGY PARTNERS LP S-1 Latham & Watkins LLP
LIBERTY TRIPADVISOR HOLDINGS, INC. S-1 Baker Botts L.L.P.
MARKIT LTD. F-1 Davis Polk & Wardwell LLP
MARKIT LTD. F-1 Skadden, Arps, Slate, Meagher & Flom LLP
MERCURY NEW HOLDCO, INC. S-4 Fried, Frank, Harris, Shriver & Jacobson LLP
MERCURY NEW HOLDCO, INC. S-4 Weil, Gotshal & Manges LLP
MIDSTATE BANCORP, INC. S-1 Ober, Kaler, Grimes & Shriver, P.C.
NISSAN-INFINITI LT S-3 Mayer Brown LLP
PHYSICIANS REALTY TRUST S-11 Baker & McKenzie LLP
PHYSICIANS REALTY TRUST S-11 Hunton & Williams LLP
READABOO, INC. S-1 Szaferman, Lakind, Blumstein & Blader, PC
STOCKBRIDGE/SBE INVESTMENT COMPANY, LLC 10-12B Gibson, Dunn & Crutcher LLP
WL ROSS HOLDING CORP. S-1 Skadden, Arps, Slate, Meagher & Flom LLP
WL ROSS HOLDING CORP. S-1 Weil, Gotshal & Manges LLP
ZHAOPIN LTD F-1 Davis Polk & Wardwell LLP
ZHAOPIN LTD F-1 Skadden, Arps, Slate, Meagher & Flom LLP
1347 CAPITAL CORP S-1 Nasdaq Graubard Miller
1347 CAPITAL CORP S-1 Nasdaq McDermott Will & Emery LLP
AGENUS INC AGEN S-3 Nasdaq Choate, Hall & Stewart LLP
CYTORI THERAPEUTICS, INC. CYTX S-3 Nasdaq DLA Piper LLP
DIAMOND FOODS INC DMND S-3 Nasdaq Fenwick & West LLP
ENPHASE ENERGY, INC. ENPH S-3 Nasdaq Cooley LLP
ENTEROMEDICS INC ETRM S-3 Nasdaq Dorsey & Whitney LLP
ERICKSON INC. EAC S-3 Nasdaq Covington & Burling LLP
IDENTIVE GROUP, INC. INVE S-3 Nasdaq DLA Piper LLP
SUNESIS PHARMACEUTICALS INC SNSS S-3 Nasdaq Cooley LLP
TRICO BANCSHARES / TCBK S-4 Nasdaq Dodd Mason George LLP
TRICO BANCSHARES / TCBK S-4 Nasdaq Manatt, Phelps & Phillips, LLP
VIPER ENERGY PARTNERS LP S-1 Nasdaq Latham & Watkins LLP
VIPER ENERGY PARTNERS LP S-1 Nasdaq Vinson & Elkins L.L.P.
WESTMORELAND COAL CO WLB S-3 Nasdaq Holland & Hart LLP
ZALICUS INC. ZLCS S-4 Nasdaq Goodwin Procter LLP
ZALICUS INC. ZLCS S-4 Nasdaq Latham & Watkins LLP
ABERDEEN CHILE FUND, INC. CH N-2 NYSE Willkie Farr & Gallagher
ADVANCED PHOTONIX INC API S-3 NYSE Dornbush Schaeffer Strongin & Venaglia, LLP
ARES CAPITAL CORP ARCC N-2 NYSE Proskauer Rose LLP
ETFS PRECIOUS METALS BASKET TRUST GLTR S-3 NYSE Katten Muchin Rosenman LLP
GENESIS ENERGY LP GEL S-3 NYSE Akin Gump Strauss Hauer & Feld LLP
INTEST CORP INTT S-3 NYSE Saul Ewing LLP
NAVIDEA BIOPHARMACEUTICALS, INC. NAVB S-3 NYSE Porter, Wright, Morris & Arthur LLP
UNITED STATES ANTIMONY CORP UAMY S-3 NYSE Stoel Rives LLP
WILLBROS GROUP, INC.\NEW\ WG S-3 NYSE Conner & Winters, LLP
ADHEREX TECHNOLOGIES INC ADHXF S-1 OTC Dorsey & Whitney LLP
ADHEREX TECHNOLOGIES INC ADHXF S-1 OTC LaBarge Weinstein LLP
CARDAX, INC. CDXI S-1 OTC Herrick, Feinstein LLP
EKSO BIONICS HOLDINGS, INC. EKSO S-1 OTC Gottbetter & Partners, LLP
ESSEX PROPERTY TRUST INC ESS S-3 OTC Baker & McKenzie LLP
GEI GLOBAL ENERGY CORP. GEIGE S-1 OTC Law Offices of Joseph Lambert Pittera
HYDROPHI TECHNOLOGIES GROUP, INC. HPTG S-1 OTC Golenbock, Eiseman, Assor, Bell & Peskoe LLP
SAJAN INC SAJA S-1 OTC Fredrikson & Byron, P.A.
SAJAN INC SAJA S-1 OTC Maslon Edelman Borman & Brand, LLP
WORLD MOTO, INC. FARE S-1 OTC Greenberg Traurig, LLP

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Click here to review the week’s underwriters.

Have a great week.

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