IPO Underwriters of the Week: April 21 – 25

Congratulations to the corporations and underwriters that worked with our transaction services team. Watch our brief transactions services video HERE and discover why we have become a top choice for both traditional and confidential IPOs.

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Registrant Form Underwriter 1 Underwriter 2 Underwriter 3 +
ALLIANZ LIFE INSURANCE CO OF NORTH AMERICA S-1 Allianz Life Financial Services, LLC
ATHLON ENERGY INC. S-4 Apollo Global Securities, LLC
AXA EQUITABLE LIFE INSURANCE CO S-3 AXA Advisors, LLC AXA Distributors, LLC
MONY LIFE INSURANCE CO OF AMERICA S-1 AXA Distributors, LLC
PATTERN ENERGY GROUP INC. S-1 BMO Nesbitt Burns Inc. Morgan Stanley & Co. LLC RBC Dominion Securities Inc.
HERITAGE INSURANCE HOLDINGS, LLC S-1 Citigroup Global Markets Inc. SunTrust Robinson Humphrey, Inc. Sandler O’Neill & Partners, L.P. / Dowling & Partners Securities LLC / JMP Securities LLC / Willis Securities, Inc.
DYNAGAS LNG PARTNERS LP F-1 Credit Suisse Securities (USA) LLC Merrill Lynch, Pierce, Fenner & Smith Inc. Morgan Stanley & Co. LLC / Deutsche Bank Securities Inc. / ABN AMRO Securities (USA) LLC / DNB Markets, Inc.
ULTHERA INC S-1 J.P. Morgan Securities LLC Citigroup Global Markets Inc. William Blair & Company, L.L.C. / Canaccord Genuity Inc.
VITACIG, INC. S-1 mCig, Inc.
GWG HOLDINGS, INC. S-1 MLV Capital
ORION ENGINEERED CARBONS HOLDINGS GMBH F-1 Morgan Stanley & Co. LLC Goldman, Sachs & Co. UBS Securities LLC
VERTICAL CAPITAL INCOME FUND N-2 Northern Lights Distributors, LLC
CRAILAR TECHNOLOGIES INC S-1 Roth Capital Partners, LLC

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors.

Have a great week.

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