IPOs and Transactions: April 21 – 25

There were 37 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including Five Oaks Investment Corp w/ Kaye Scholer LLP, United States Gasoline Fund LP w/ Reed Smith LLP and Sensage Inc. w/ Holland & Knight LLP and KEYW Holding Corp.

We appreciate that they selected to work with us and we’re pleased that they found us both accurate and affordable.

VDR_PPC_EMAIL

Registrant Symbol Form Exchange Account / Firm
ALLIANZ LIFE INSURANCE CO OF NORTH AMERICA S-1 Allianz Life Insurance Company of North America
TORCHLIGHT ENERGY RESOURCES INC TRCH S-1 Nasdaq Axelrod, Smith & Kirshbaum
NAVIENT CORP S-1 Baker Botts L.L.P.
PATTERN ENERGY GROUP INC. PEGIV S-1 Nasdaq Blake, Cassels & Graydon LLP
COMPRESSCO PARTNERS, L.P. GSJK S-3 Nasdaq Compressco Partners, L.P.
PATTERN ENERGY GROUP INC. PEGIV S-1 Nasdaq Davis Polk & Wardwell LLP
ULTHERA INC S-1 Davis Polk & Wardwell LLP
ATLAS FINANCIAL HOLDINGS, INC. AFH S-3 Nasdaq DLA Piper LLP
VITACIG, INC. S-1 Eilers Law Group, P.A.
MYOS CORP MYOS S-1 OTC Ellenoff Grossman & Schole LLP
VERTICAL CAPITAL INCOME FUND N-2 Gemini Fund Services, LLC
AXA EQUITABLE LIFE INSURANCE CO S-3 Goodwin Procter LLP
MONY LIFE INSURANCE CO OF AMERICA S-1 Goodwin Procter LLP
SENSAGE, INC. S-3 Holland & Knight LLP
ELLINGTON FINANCIAL LLC EFC S-3 NYSE Hunton & Williams LLP
PINNACLE ENTERTAINMENT INC. PNK S-4 NYSE Irell & Manella LLP
PYRAMID DELAWARE MERGER SUBSIDIARY, INC. S-4 Jones & Keller, P.C.
AQUABOUNTY TECHNOLOGIES, INC. 10-12B Jones Day
ETFS WHITE METALS BASKET TRUST WITE S-1 NYSE Katten Muchin Rosenman LLP
FIVE OAKS INVESTMENT CORP. OAKS S-3 NYSE Kaye Scholer LLP
SENSAGE, INC. S-3 KEYW Holding Corp.
ATHLON ENERGY INC. S-4 NYSE Latham & Watkins LLP
DYNAGAS LNG PARTNERS LP DLNG F-1 Nasdaq Latham & Watkins LLP
ORION ENGINEERED CARBONS HOLDINGS GMBH F-1 Latham & Watkins LLP
ULTHERA INC S-1 Latham & Watkins LLP
SIGNAL ADVANCE INC S-1 Law Offices of Richard C. Seltzer Atty.
GWG HOLDINGS, INC. S-1 Maslon Edelman Borman & Brand, LLP
HERITAGE INSURANCE HOLDINGS, LLC S-1 Mayer Brown LLP
CRAILAR TECHNOLOGIES INC CRLRF S-1 OTC McMillan LLP
CRAILAR TECHNOLOGIES INC CRLRF S-1 OTC Morgan, Lewis & Bockius LLP
INTERCLOUD SYSTEMS, INC. ICLD S-1 Nasdaq Pryor Cashman LLP
UNITED STATES 12 MONTH OIL FUND, LP USL S-1 NYSE Reed Smith LLP
UNITED STATES GASOLINE FUND, LP UGA S-1 NYSE Reed Smith LLP
CODORUS VALLEY BANCORP INC CVLY S-3 Nasdaq Rhoads & Sinon LLP
DYNAGAS LNG PARTNERS LP DLNG F-1 Nasdaq Seward & Kissel LLP
INGERSOLL RAND CO S-4 Simpson Thacher & Bartlett LLP
ORION ENGINEERED CARBONS HOLDINGS GMBH F-1 Sullivan & Cromwell LLP
ACCELERIZE NEW MEDIA INC ACLZ S-3 OTC Sullivan & Worcester LLP
JUHL ENERGY, INC JUHL S-1 OTC Synergy Law Group, LLC
CACHE INC CACH S-3 Nasdaq Thompson Hine LLP
VERTICAL CAPITAL INCOME FUND N-2 Thompson Hine LLP
TORCHLIGHT ENERGY RESOURCES INC TRCH S-1 Nasdaq Torchlight Energy Resources, Inc.
PATTERN ENERGY GROUP INC. PEGIV S-1 Nasdaq Torys LLP
PYRAMID DELAWARE MERGER SUBSIDIARY, INC. S-4 TroyGould PC
COMPRESSCO PARTNERS, L.P. GSJK S-3 Nasdaq Vinson & Elkins L.L.P.
PATTERN ENERGY GROUP INC. PEGIV S-1 Nasdaq Vinson & Elkins L.L.P.
KANSAS CITY SOUTHERN KSU S-4 NYSE White & Case LLP
FIREEYE, INC. FEYE S-1 Nasdaq Wilson Sonsini Goodrich & Rosati, PC
HERITAGE INSURANCE HOLDINGS, LLC S-1 Winston & Strawn LLP
PYRAMID DELAWARE MERGER SUBSIDIARY, INC. S-4 Yuma Energy, Inc.

Click here to review the week’s underwriters.

Have a great week.

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