Congratulations to the corporations and underwriters that worked with our transaction services team. Watch our brief transactions services video HERE and discover why we have become a top choice for both traditional and confidential IPOs.
|Registrant||Form||Underwriter 1||Underwriter 2||Underwriter 3 +|
|VYRIX PHARMA-CEUTICALS, INC.||S-1||Aegis Capital Corp.||Fordham Financial Management, Inc.|
|ANGION BIOMEDICA CORP.||S-1||Aegis Capital Corp.|
|MOBIQUITY TECHNOLOGIES, INC.||S-1||Aspire Capital|
|TAGGARES AGRICULTURE CORP.||S-1||Janney Montgomery Scott LLC||ROTH Capital Partners, LLC|
|RIVER VALLEY BANCORP||S-1||Keefe, Bruyette & Woods, Inc.|
|LIVE OAK BANCSHARES, INC.||S-1||Keefe, Bruyette & Woods, Inc.||SunTrust Robinson Humphrey, Inc.|
|REVOLUTIONS MEDICAL CORP||S-1||KVM Capital Partners|
|ZAFGEN, INC.||S-1||Leerink Partners LLC||Cowen and Company, LLC||Canaccord Genuity Inc. / JMP Securities LLC|
|ELITE PHARMA-CEUTICALS INC /NV/||S-3||Lincoln Park Fund, LLC|
|CONTRAFECT CORP||S-1||Maxim Group LLC|
|HANNON ARMSTRONG SUSTAINABLE INFRASTRUCTURE CAPITAL, INC.||S-11||Merrill Lynch, Pierce, Fenner & Smith Inc.||UBS Securities LLC||Wells Fargo Securities, LLC / Robert W. Baird & Co. Inc. / RBC Capital Markets, LLC / FBR Capital Markets & Co.|
|ZOOSK, INC||S-1||Merrill Lynch, Pierce, Fenner & Smith Inc.||Citigroup Global Markets Inc.||RBC Capital Markets, LLC / Oppenheimer & Co. Inc. / William Blair & Company, L.L.C.|
|CHUKONG HOLDINGS LTD||F-1||Morgan Stanley & Co. International PLC||Deutsche Bank Securities Inc.||China Renaissance Securities (Hong Kong) Limited|
|FIRST FOUNDATION INC.||S-1||Sandler O’Neill & Partners, L.P.||Keefe, Bruyette & Woods, Inc.||Sterne, Agee & Leach, Inc.|
Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors.
Have a great week.