IPO Underwriters of the Week: April 14 – 18

Congratulations to the corporations and underwriters that worked with our transaction services team. Watch our brief transactions services video HERE and discover why we have become a top choice for both traditional and confidential IPOs.

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Registrant Form Underwriter 1 Underwriter 2 Underwriter 3 +
VYRIX PHARMA-CEUTICALS, INC. S-1 Aegis Capital Corp. Fordham Financial Management, Inc.
ANGION BIOMEDICA CORP. S-1 Aegis Capital Corp.
MOBIQUITY TECHNOLOGIES, INC. S-1 Aspire Capital
TAGGARES AGRICULTURE CORP. S-1 Janney Montgomery Scott LLC ROTH Capital Partners, LLC
RIVER VALLEY BANCORP S-1 Keefe, Bruyette & Woods, Inc.
LIVE OAK BANCSHARES, INC. S-1 Keefe, Bruyette & Woods, Inc. SunTrust Robinson Humphrey, Inc.
REVOLUTIONS MEDICAL CORP S-1 KVM Capital Partners
ZAFGEN, INC. S-1 Leerink Partners LLC Cowen and Company, LLC Canaccord Genuity Inc. / JMP Securities LLC
ELITE PHARMA-CEUTICALS INC /NV/ S-3 Lincoln Park Fund, LLC
CONTRAFECT CORP S-1 Maxim Group LLC
HANNON ARMSTRONG SUSTAINABLE INFRASTRUCTURE CAPITAL, INC. S-11 Merrill Lynch, Pierce, Fenner & Smith Inc. UBS Securities LLC Wells Fargo Securities, LLC / Robert W. Baird & Co. Inc. / RBC Capital Markets, LLC / FBR Capital Markets & Co.
ZOOSK, INC S-1 Merrill Lynch, Pierce, Fenner & Smith Inc. Citigroup Global Markets Inc. RBC Capital Markets, LLC / Oppenheimer & Co. Inc. / William Blair & Company, L.L.C.
CHUKONG HOLDINGS LTD F-1 Morgan Stanley & Co. International PLC Deutsche Bank Securities Inc. China Renaissance Securities (Hong Kong) Limited
FIRST FOUNDATION INC. S-1 Sandler O’Neill & Partners, L.P. Keefe, Bruyette & Woods, Inc. Sterne, Agee & Leach, Inc.

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors.

Have a great week.

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