IPOs and Transactions: April 7 – 11

There were 54 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including SD Co. Inc. w/ Wong Fleming PC + Dickinson Wright PLLC, Liquid Holdings Group Inc. w/ Gibson, Dunn & Crutcher LLP + Sidley Austin LLP and Tungsten Corp w/ Greenberg Traurig, LLP.

We appreciate that they selected to work with us and we’re pleased that they found us both accurate and affordable.

VDR_PPC_EMAIL

Registrant Symbol Form Exchange Law firm / advisor
LAREDO GAS SERVICES, LLC S-4 Akin Gump Strauss Hauer & Feld LLP
ASHFORD INC 10-12B Andrews Kurth LLP
ATHLON ENERGY INC. S-1 NYSE Baker Botts L.L.P.
FORUM ACQUISITIONS I, INC. 10-12G BlackPool Acquisitions, LLC.
UPHOLSTERY INTERNATIONAL, INC. S-1 Business Filings Inc.
WELLS FARGO COMMERCIAL MORTGAGE SECURITIES INC S-3 Cadwalader, Wickersham & Taft LLP
BURLINGTON STORES, INC. BURL S-1 NYSE Cahill Gordon & Reindel LLP
OPTIMIZERX CORP OPRX S-1 OTC Cane Clark, LLP
LSB INDUSTRIES INC LXU S-4 NYSE Conner & Winters, LLP
DANCE BIOPHARM, INC. S-1 Cooley LLP
MINERVA NEUROSCIENCES, INC. S-1 Cooley LLP
MOBILE IRON, INC. S-1 Cooley LLP
ZENDESK, INC. S-1 Cooley LLP
CYMABAY THERAPEUTICS, INC. CYMA S-1 Nasdaq Cooley LLP
THRESHOLD PHARMACEUTICALS INC THLD S-3 Nasdaq Cooley LLP
GASLOG PARTNERS LP F-1 Cravath, Swaine & Moore LLP
AGIOS PHARMACEUTICALS INC AGIO S-1 Nasdaq Davis Polk & Wardwell LLP
SD CO INC S-1 Dickinson Wright, PLLC
FOREFRONT INCOME TRUST N-2 Ellenoff Grossman & Schole LLP
HEMPAMERICANA, INC. S-1 ETN Services, LLC
ASCENT SOLAR TECHNOLOGIES, INC. ASTI S-3 Nasdaq Faegre Baker Daniels LLP
MOBILE IRON, INC. S-1 Fenwick & West LLP
LIQUID HOLDINGS GROUP, INC. LIQD S-1 Nasdaq Gibson, Dunn & Crutcher LLP
ZENDESK, INC. S-1 Goodwin Procter LLP
CYMABAY THERAPEUTICS, INC. CYMA S-1 Nasdaq Goodwin Procter LLP
DCT INDUSTRIAL TRUST INC. DCT S-4 NYSE Goodwin Procter LLP
PARKERVISION INC PRKR S-3 Nasdaq Graubard Miller
STEVIA CORP STEV S-1 OTC Greenberg Traurig, LLP
TUNGSTEN CORP. TUNG S-1 OTC Greenberg Traurig, LLP.
GOODMAN NETWORKS INC S-1 Haynes and Boone, LLP
FLUSHING FINANCIAL CORP FFIC S-3 Nasdaq Hughes Hubbard & Reed LLP
XENITH BANKSHARES, INC. XBKS S-4 Nasdaq Hunton & Williams LLP
ANAVEX LIFE SCIENCES CORP. AVXL S-1 OTC K&L Gates LLP
CAN-FITE BIOPHARMA LTD. CANF F-1 NYSE Kantor & Co.
BURLINGTON STORES, INC. BURL S-1 NYSE Kirkland & Ellis LLP
GASLOG PARTNERS LP F-1 Latham & Watkins LLP
GOODMAN NETWORKS INC S-1 Latham & Watkins LLP
PARSLEY ENERGY, INC. S-1 Latham & Watkins LLP
PRINCIPAL MARITIME TANKERS CORP S-1 Latham & Watkins LLP
ATHLON ENERGY INC. S-1 NYSE Latham & Watkins LLP
MARTIN MIDSTREAM PARTNERS LP MMLP S-4 Nasdaq Locke Lord LLP
PATENT PROPERTIES, INC. PPRO S-3 OTC Loeb & Loeb LLP
DANCE BIOPHARM, INC. S-1 Lowenstein Sandler LLP
AROTECH CORP ARTX S-3 Nasdaq Lowenstein Sandler LLP
FIRST FEDERAL OF NORTHERN MICHIGAN BANCORP, INC. FFNM S-4 Nasdaq Luse Gorman Pomerenk & Schick, P.C.
NORTH AMERICAN OIL & GAS CORP. NAMG S-1 OTC Matthew C. McMurdo, Esq.,
MOBILE IRON, INC. S-1 Mobile Iron, Inc.
MINERVA NEUROSCIENCES, INC. S-1 Morgan Lewis & Bockius LLP
MEI PHARMA, INC. MEIP S-3 Nasdaq Morgan, Lewis & Bockius LLP
AMERICAN BIO MEDICA CORP ABMC S-1 OTC Olshan Frome Wolosky LLP
IZEA, INC. IZEA S-1 OTC Olshan Frome Wolosky LLP
GABELLI MULTIMEDIA TRUST INC. XGGTX N-2 NYSE Paul Hastings LLP
PRINCIPAL MARITIME TANKERS CORP S-1 Paul, Weiss, Rifkind, Wharton & Garrison LLP
RADIO ONE, INC. ROIA S-3 Nasdaq Radio One, Inc.
FIRST FEDERAL OF NORTHERN MICHIGAN BANCORP, INC. FFNM S-4 Nasdaq Shumaker, Loop & Kendrick, LLP
FREESEAS INC. FREE F-1 Nasdaq Sichenzia Ross Friedman Ference LLP
CAN-FITE BIOPHARMA LTD. CANF F-1 NYSE Sichenzia Ross Friedman Ference LLP
WELLS FARGO COMMERCIAL MORTGAGE SECURITIES INC S-3 Sidley Austin LLP
LIQUID HOLDINGS GROUP, INC. LIQD S-1 Nasdaq Sidley Austin LLP
JUMEI INTERNATIONAL HOLDING LTD F-1 Simpson Thacher & Bartlett LLP
TESORO LOGISTICS LP TLLP S-4 NYSE Simpson Thacher & Bartlett LLP
DUFF & PHELPS ENERGY MLP TOTAL RETURN FUND INC. N-2 Simpson Thacher & Bartlett LLP
JUMEI INTERNATIONAL HOLDING LTD F-1 Skadden, Arps, Slate, Meagher & Flom LLP
JGWPT HOLDINGS INC. JGW S-1 NYSE Skadden, Arps, Slate, Meagher & Flom LLP
FIRST FINANCIAL BANCORP /OH/ FFBC S-4 Nasdaq Squire Sanders LLP
VOLITIONRX LTD VNRX S-1 OTC Stradling Yocca Carlson & Rauth, P.C.
TICC CAPITAL CORP. TICC N-2 Nasdaq Sutherland Asbill & Brennan LLP
PARSLEY ENERGY, INC. S-1 Vinson & Elkins L.L.P.
ANTERO RESOURCES CORP AR S-4 NYSE Vinson & Elkins L.L.P.
NEW SOURCE ENERGY PARTNERS L.P. NSLP S-3 NYSE Vinson & Elkins L.L.P.
CARRIAGE SERVICES INC CSV S-3 OTC Vinson & Elkins L.L.P.
DUFF & PHELPS ENERGY MLP TOTAL RETURN FUND INC. N-2 Virtus Investment Partners, Inc.
FIRST FINANCIAL BANCORP /OH/ FFBC S-4 Nasdaq Vorys, Sater, Seymour and Pease LLP
XENITH BANKSHARES, INC. XBKS S-4 Nasdaq Williams Mullen
AGIOS PHARMACEUTICALS INC AGIO S-1 Nasdaq Wilmer Cutler Pickering Hale and Dorr LLP
SD CO INC S-1 Wong Fleming, P.C.

Click here to review the week’s underwriters.

Have a great week.

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