IPOs and Transactions: March 31 – April 4

There were 63 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including Research Solutions Inc. w/ Blank Rome LLP and Stubbs Alderton & Markiles LLP, United States Gasoline Fund LP w/ Reed Smith LLP and Gramercy Property Trust Inc. w/ Morgan, Lewis & Bockius LLP.

We appreciate that they selected to work with us and we’re pleased that they found us both accurate and affordable.

VDR_PPC_EMAIL

Registrant Symbol Form Exchange Law firm / Advisor
MEMORIAL RESOURCE DEVELOPMENT CORP. S-1 Akin Gump Strauss Hauer & Feld LLP
LDR HOLDING CORP LDRH S-1 Nasdaq Andrews Kurth LLP
BACTERIN INTERNATIONAL HOLDINGS, INC. BONE S-3 NYSE Bacterin International Holdings, Inc.
WEATHERFORD INTERNATIONAL LTD S-4 Baker & McKenzie LLP
FIDELITY NATIONAL FINANCIAL, INC. FNF S-4 NYSE Baker Botts L.L.P
FIDELITY SOUTHERN CORP LION S-3 Nasdaq Baker, Donelson, Bearman, Caldwell & Berkowitz, P.C.
BNC BANCORP BNCN S-4 Nasdaq Barnes & Thornburg, LLP
RESEARCH SOLUTIONS, INC. RSSS S-1 OTC Blank Rome LLP
BLASTGARD INTERNATIONAL INC BLGA 10-12B OTC BlastGard International, Inc.
MAGNUM HUNTER RESOURCES CORP MHR S-1 NYSE Bracewell & Giuliani LLP
TRANS WORLD ENTERTAINMENT CORP TWMC S-1 Nasdaq Cahill Gordon & Reindel LLP
PBF LOGISTICS LP S-1 Cahill Gordon & Reindel LLP
ORBCOMM INC. ORBC S-3 Nasdaq Chadbourne & Parke LLP
AMERICAN GENE ENGINEER CORP S-1 Chiang Law Office, P.C.
HIGHER ONE HOLDINGS, INC. ONE S-3 NYSE Cleary Gottlieb Steen & Hamilton LLP
MATERIALISE NV F-1 Clifford Chance US LLP
LUMENA PHARMACEUTICALS, INC. S-1 Nasdaq Cooley LLP
ARCA BIOPHARMA, INC. ABIO S-3 Nasdaq Cooley LLP
REGADO BIOSCIENCES INC RGDO S-1 Nasdaq Cooley LLP
BANKWELL FINANCIAL GROUP, INC. BWFG S-1 OTC Covington & Burling LLP
ERICKSON HELICOPTERS INC S-4 Covington & Burling LLP
QUICKSILVER RESOURCES INC KWK S-4 NYSE Davis Polk & Wardwell LLP
ABENGOA YIELD PLC F-1 Davis Polk & Wardwell LLP
CHEETAH MOBILE INC. F-1 Davis Polk & Wardwell LLP
GARRISON CAPITAL INC. GARS N-2 Nasdaq Dechert LLP
TEKLA HEALTHCARE GROWTH & INCOME FUND N-2 Dechert LLP
GENEREX BIOTECHNOLOGY CORP GNBT S-1 OTC Eckert Seamans Cherin & Mellott, LLC
COEUR MINING, INC. CDE S-4 NYSE Gibson, Dunn & Crutcher LLP
ASSOCIATED BANC-CORP ASBC S-4 Nasdaq Godfrey & Kahn, S.C.
IMPRIVATA INC S-1 Goodwin Procter LLP
BANKWELL FINANCIAL GROUP, INC. BWFG S-1 OTC Hinckley, Allen & Snyder LLP
SOUTHWESTERN ELECTRIC POWER CO SWSEP S-3 Hunton & Williams LLP
K2 DESIGN & STRATEGY, INC. S-1 K2 Design & Strategy Inc.
GTT COMMUNICATIONS, INC. GTT S-3 NYSE Kelley Drye & Warren LLP
LDR HOLDING CORP LDRH S-1 Nasdaq Latham & Watkins LLP
LUMENA PHARMACEUTICALS, INC. S-1 Nasdaq Latham & Watkins LLP
ADVANCED DRAINAGE SYSTEMS, INC. S-1 Latham & Watkins LLP
ARES MANAGEMENT LP S-1 Latham & Watkins LLP
ARISTA NETWORKS, INC. S-1 Latham & Watkins LLP
NW18 HSN HOLDINGS PLC F-1 Latham & Watkins LLP
TRUECAR, INC. S-1 Latham & Watkins LLP
FAIRWIND ENERGY INC. S-1 Law Offices of Thomas E. Puzzo, PLLC
TRUSTCO BANK CORP N Y TRST S-3 Nasdaq Lewis, Rice & Fingersh, L.C.
ABENGOA YIELD PLC F-1 Linklaters LLP
ECM ENERGY SERVICES INC S-1 Loeb & Loeb, LLP
REGADO BIOSCIENCES INC RGDO S-1 Nasdaq Lowenstein Sandler LLP
DOMINION GAS HOLDINGS, LLC S-4 McGuireWoods LLP
GRAMERCY PROPERTY TRUST INC. GPT S-3 NYSE Morgan, Lewis & Bockius LLP
QUINTANA SHIPPING LTD. S-1 Morgan, Lewis & Bockius LLP
PARADIGM OIL & GAS, INC. PDGOD 10-12G OTC Paradigm Oil and Gas, Inc.
MATERIALISE NV F-1 Paul Hastings LLP
CRYSTAL SPRINGS OF ALABAMA HOLDINGS, LLC S-4 Paul, Weiss, Rifkind, Wharton & Garrison LLP
U.S. WELL SERVICES, LLC S-4 Porter Hedges LLP
AMERICAN REALTY CAPITAL CENTERS, INC. 10-12B Proskauer Rose LLP
ARES MANAGEMENT LP S-1 Proskauer Rose LLP
UNITED STATES 12 MONTH OIL FUND, LP USL S-3 NYSE Reed Smith LLP
UNITED STATES COMMODITY INDEX FUNDS TRUST USCI S-1 NYSE Reed Smith LLP
UNITED STATES GASOLINE FUND, LP UGA S-3 NYSE Reed Smith LLP
RXI PHARMACEUTICALS CORP RXII S-3 Nasdaq Ropes & Gray LLP
ECM ENERGY SERVICES INC S-1 Schiff Hardin LLP
TOSHOAN HOLDINGS, INC. S-1 Securities Compliance Group, Ltd.
500.COM LTD WBAI F-1 NYSE Shearman & Sterling LLP
TUNIU CORP F-1 Shearman & Sterling LLP
ENERGY XXI (BERMUDA) LTD EXXI S-4 Nasdaq Sidley Austin LLP
NW18 HSN HOLDINGS PLC F-1 Sidley Austin LLP
500.COM LTD WBAI F-1 NYSE Simpson Thacher & Bartlett
ARES MANAGEMENT LP S-1 Simpson Thacher & Bartlett LLP
CHEETAH MOBILE INC. F-1 Skadden, Arps, Slate, Meagher & Flom LLP
TUNIU CORP F-1 Skadden, Arps, Slate, Meagher & Flom LLP
CENTERSTATE BANKS, INC. CSFL S-4 Nasdaq Smith Mackinnon, PA
FOUR OAKS FINCORP INC FOFN S-1 OTC Smith, Anderson, Blount, Dorsett, Mitchell & Jernigan, L.L.P.
ADVANCED DRAINAGE SYSTEMS, INC. S-1 Squire Sanders (US) LLP
PBF LOGISTICS LP S-1 Stroock & Stroock & Lavan LLP
RESEARCH SOLUTIONS, INC. RSSS S-1 OTC Stubbs Alderton & Markiles, LLP
THL CREDIT, INC. TCRD N-2 Nasdaq Sutherland Asbill & Brennan LLP
ENERGY XXI (BERMUDA) LTD EXXI S-4 Nasdaq Vinson & Elkins L.L.P.
MEMORIAL RESOURCE DEVELOPMENT CORP. S-1 Vinson & Elkins L.L.P.
QUINTANA SHIPPING LTD. S-1 Vinson & Elkins L.L.P.
PBF LOGISTICS LP S-1 Vinson & Elkins LLP
CENTERSTATE BANKS, INC. CSFL S-4 Nasdaq Wachtell, Lipton, Rosen & Katz
FIDELITY NATIONAL FINANCIAL, INC. FNF S-4 NYSE Weil, Gotshal & Manges LLP
AMC ENTERTAINMENT INC S-4 Weil, Gotshal & Manges LLP
GABELLI HEALTHCARE & WELLNESSRX TRUST GRXPRA N-2 NYSE Willkie Farr & Gallagher LLP
LTX-CREDENCE CORP LTXC S-3 Nasdaq Wilmer Cutler Pickering Hale and Dorr LLP
IMPRIVATA INC S-1 Wilmer Cutler Pickering Hale and Dorr LLP
ARISTA NETWORKS, INC. S-1 Wilson Sonsini Goodrich & Rosati, P.C.
TRUECAR, INC. S-1 Wilson Sonsini Goodrich & Rosati, P.C.
BNC BANCORP BNCN S-4 Nasdaq Womble Carlyle Sandridge & Rice, LLP
CHANTICLEER HOLDINGS, INC. HOTR S-3 Nasdaq Womble Carlyle Sandridge & Rice, LLP

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors. Click here and opt-in to receive this weekly summary via email.

Click here to review the week’s underwriters.

Have a great week.

x

 

Leave a Reply

Fill in your details below or click an icon to log in:

WordPress.com Logo

You are commenting using your WordPress.com account. Log Out / Change )

Twitter picture

You are commenting using your Twitter account. Log Out / Change )

Facebook photo

You are commenting using your Facebook account. Log Out / Change )

Google+ photo

You are commenting using your Google+ account. Log Out / Change )

Connecting to %s