IPOs and Transactions: March 24 – 28

There were 60 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including XG Technology Inc. w/ Shearman & Sterling LLP + Robinson Brog Leinwand Greene Genovese & Gluck PC, Icahn Enterprises LP w/ Proskauer Rose LLP and Pzena Investment Management Inc. w/ Skadden, Arps, Slate, Meagher & Flom LLP.

We appreciate that they selected to work with us and we’re pleased that they found us both accurate and affordable.

VDR_PPC_EMAIL

Registrant Symbol Form Exchange Law firm / advisor
RCS CAPITAL CORP RCAP S-4 NYSE Akerman LLP
DOMINION MIDSTREAM PARTNERS, LP S-1 Andrews Kurth LLP
TITAN INTERNATIONAL INC TWI S-4 NYSE Bodman PLC
RCS CAPITAL CORP RCAP S-4 NYSE Bracewell & Giuliani LLP
BIOMET INC S-1 Cleary Gottlieb Steen & Hamilton LLP
AETOS CAPITAL DISTRESSED INVESTMENT STRATEGIES FUND LLC N-2 Clifford Chance US LLP
AETOS CAPITAL LONG/SHORT STRATEGIES FUND LLC N-2 Clifford Chance US LLP
AETOS CAPITAL MULTI-STRATEGY ARBITRAGE FUND LLC N-2 Clifford Chance US LLP
ARIOSA DIAGNOSTICS, INC. S-1 Cooley LLP
IRIDIUM COMMUNICATIONS INC. IRDMU S-3 Nasdaq Cooley LLP
SYNDAX PHARMACEUTICALS INC S-1 Cooley LLP
CYRUSONE INC. CONE S-3 Nasdaq Cravath, Swaine & Moore LLP
ARIOSA DIAGNOSTICS, INC. S-1 Davis Polk & Wardwell LLP
HD SUPPLY HOLDINGS, INC. HDS S-1 Nasdaq Debevoise & Plimpton LLP
SERVICEMASTER GLOBAL HOLDINGS INC S-1 Debevoise & Plimpton LLP
VOXELJET AG VJET F-1 NYSE Dechert LLP
TUBEMOGUL INC S-1 DLA Piper LLP (US)
TUBEMOGUL INC S-1 Fenwick & West LLP
ACTAVIS PLC S-4 NYSE Forest Laboratories, Inc.
ELLINGTON RESIDENTIAL MORTGAGE REIT EARN S-11 NYSE Fried, Frank, Harris, Shriver & Jacobson LLP
ADT CORP ADT S-4 NYSE Gibson, Dunn & Crutcher LLP
BOX INC S-1 Goodwin Procter LLP
MAPI – PHARMA LTD F-1 Gross, Kleinhendler, Hodak, Halevy, Greenberg & Co.
MAPI – PHARMA LTD F-1 Haynes and Boone, LLP
IBERIABANK CORP IBKC S-4 Nasdaq Haynie Rake Repass & Lowry, P.C.
ACTINIUM PHARMACEUTICALS, INC. ATNM S-3 OTC Hiscock & Barclay, LLP
SYNDAX PHARMACEUTICALS INC S-1 Hogan Lovells US LLP
ELLINGTON RESIDENTIAL MORTGAGE REIT EARN S-11 NYSE Hunton & Williams LLP
RCS CAPITAL CORP RCAP S-4 NYSE Investors Capital Holdings, Ltd.
AXIALL CORP/DE/ AXLL S-4 NYSE Jones Day
IBERIABANK CORP IBKC S-4 Nasdaq Jones Walker LLP
AFS SENSUB CORP. S-3 Katten Muchin Rosenman LLP
WHEELER REAL ESTATE INVESTMENT TRUST, INC. WHLR S-11 Nasdaq Kaufman & Canoles, P.C.
NORDSTROM INC JWN S-4 NYSE Lane Powell PC
ACTAVIS PLC S-4 NYSE Latham & Watkins LLP
PELICAN LANDING GOLF RESORT VENTURES INC S-4 Latham & Watkins LLP
REGENCY ENERGY PARTNERS LP RGP S-3 NYSE Latham & Watkins LLP
SEAWORLD ENTERTAINMENT, INC. SEAS S-1 NYSE Latham & Watkins LLP
SIRVA INC S-1 Latham & Watkins LLP
NEMAURA MEDICAL INC. S-1 Loeb & Loeb LLP
CAPITAL ONE AUTO RECEIVABLES LLC S-3 Mayer Brown LLP
WHEELER REAL ESTATE INVESTMENT TRUST, INC. WHLR S-11 Nasdaq McCarter & English, LLP
MILLENIA HOPE INC MLHI 10-12G Millenia Hope, Inc.
CADUS CORP KDUS S-1 OTC Morrison Cohen LLP
YADKIN FINANCIAL CORP YDKN S-4 Nasdaq Nelson Mullins Riley & Scarborough LLP
NORDSTROM INC JWN S-4 NYSE Nordstrom, Inc.
FORWARD INDUSTRIES INC FORD S-1 Nasdaq Olshan Frome Wolosky LLP
VOXELJET AG VJET F-1 NYSE Paul Hastings LLP
HOUGHTON MIFFLIN HARCOURT CO HMHC S-1 Nasdaq Paul, Weiss, Rifkind, Wharton & Garrison LLP
INUVO, INC. INUV S-3 NYSE Pearlman Schneider LLP
SOLITARIO EXPLORATION & ROYALTY CORP. XPL S-3 NYSE Polsinelli PC
ICAHN ENTERPRISES L.P. IEP S-4 Nasdaq Proskauer Rose LLP
RCS CAPITAL CORP RCAP S-4 NYSE Proskauer Rose LLP
CBD ENERGY LTD YBD F-1 Reed Smith LLP
XG TECHNOLOGY, INC. XGTI S-1 Nasdaq Robinson Brog Leinwand Greene Genovese & Gluck P.C.
CARTER WILLIAM CO S-4 Ropes & Gray LLP
HD SUPPLY HOLDINGS, INC. HDS S-1 Nasdaq Ropes & Gray LLP
KARYOPHARM THERAPEUTICS INC. KPTI S-1 Nasdaq Ropes & Gray LLP
MERCURY PAYMENT SYSTEMS, INC. S-1 Nasdaq Ropes & Gray LLP
REALCO INTERNATIONAL, INC S-1 Securities Compliance Group, Ltd.
500.COM LTD WBAI F-1 NYSE Shearman & Sterling LLP
TITAN INTERNATIONAL INC TWI S-4 NYSE Shearman & Sterling LLP
XG TECHNOLOGY, INC. XGTI S-1 Nasdaq Shearman & Sterling LLP
GEOSPATIAL CORP GSPH S-1 OTC Sherrard, German & Kelly, P.C.
RR DONNELLEY & SONS CO RRD S-3 Nasdaq Sidley Austin LLP
500.COM LTD WBAI F-1 NYSE Simpson Thacher & Bartlett
KILGORE COMPANIES, LLC S-4 Simpson Thacher & Bartlett LLP
MERCURY PAYMENT SYSTEMS, INC. S-1 Nasdaq Simpson Thacher & Bartlett LLP
SEAWORLD ENTERTAINMENT, INC. SEAS S-1 NYSE Simpson Thacher & Bartlett LLP
SERVICEMASTER GLOBAL HOLDINGS INC S-1 Simpson Thacher & Bartlett LLP
PZENA INVESTMENT MANAGEMENT, INC. PZN S-3 NYSE Skadden, Arps, Slate, Meagher & Flom LLP
TRIANGLE PETROLEUM CORP TPLM S-3 NYSE Skadden, Arps, Slate, Meagher & Flom LLP
WESTERN ASSET MORTGAGE CAPITAL CORP WMC S-3 NYSE Skadden, Arps, Slate, Meagher & Flom LLP
SPECTRUM PHARMACEUTICALS INC SPPI S-3 Nasdaq Stradling Yocca Carlson & Rauth
SOLAR CAPITAL LTD. SLRC N-2 Nasdaq Sutherland Asbill & Brennan LLP
SOLAR SENIOR CAPITAL LTD. SUNS N-2 Nasdaq Sutherland Asbill & Brennan LLP
SYNDAX PHARMACEUTICALS INC S-1 Syndax Pharmaceuticals, Inc.
PERNIX GROUP, INC. PRXG S-1 OTC Thompson Coburn LLP
CACHE INC CACH S-3 Nasdaq Thompson Hine LLP
CRESTWOOD MIDSTREAM PARTNERS LP CMLP S-3 NYSE Vinson & Elkins L.L.P.
DOMINION MIDSTREAM PARTNERS, LP S-1 Vinson & Elkins L.L.P.
ACTAVIS PLC S-4 NYSE Wachtell, Lipton, Rosen & Katz
PELICAN LANDING GOLF RESORT VENTURES INC S-4 WCI Communities, Inc.
SIRVA INC S-1 Weil, Gotshal & Manges LLP
CARTER WILLIAM CO S-4 William Carter Company
DURATA THERAPEUTICS, INC. DRTX S-3 Nasdaq Wilmer Cutler Pickering Hale and Dorr LLP
KARYOPHARM THERAPEUTICS INC. KPTI S-1 Nasdaq Wilmer Cutler Pickering Hale and Dorr LLP
BOX INC S-1 Wilson Sonsini Goodrich & Rosati, P.C.
YADKIN FINANCIAL CORP YDKN S-4 Nasdaq Womble Carlyle Sandridge & Rice, LLP
MAPI – PHARMA LTD F-1 Zysman, Aharoni, Gayer and Sullivan & Worcester LLP

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Click here to review the week’s underwriters.

Have a great week.

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