IPO Underwriters of the Week: March 24 – 28

Congratulations to the corporations and underwriters that worked with our transaction services team. Watch our brief transactions services video HERE and watch why we have become a top choice for both traditional and confidential IPOs.

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Registrant Form Underwriter 1 Underwriter 2 Underwriter 3
MAPI – PHARMA LTD F-1 Aegis Capital Corp.
DOMINION MIDSTREAM PARTNERS, LP S-1 Barclays Capital Inc. Citigroup Global Markets Inc.
HOUGHTON MIFFLIN HARCOURT CO S-1 Barclays Capital Inc. Credit Suisse Securities (USA), LLC Morgan Stanley & Co. LLC
ELLINGTON RESIDENTIAL MORTGAGE REIT S-11 Credit Suisse Securities (USA) LLC Deutsche Bank Securities Inc.
SYNDAX PHARMACEUTICALS INC S-1 Deutsche Bank Securities Inc. Jefferies LLC JMP Securities LLC / Wedbush Securities Inc.
500.COM LTD F-1 Deutsche Bank Securities Inc. Credit Suisse Securities (USA) LLC Morgan Stanley & Co. International PLC
BIOMET INC S-1 Goldman, Sachs & Co.
SEAWORLD ENTERTAINMENT, INC. S-1 Goldman, Sachs & Co. J.P. Morgan Securities LLC
ACTAVIS PLC S-4 J.P. Morgan
SERVICEMASTER GLOBAL HOLDINGS INC S-1 J.P. Morgan Securities LLC Credit Suisse Securities (USA) LLC Goldman, Sachs & Co. / Morgan Stanley & Co. LLC
ARIOSA DIAGNOSTICS, INC. S-1 J.P. Morgan Securities LLC Citigroup Global Markets, Inc. Leerink Partners LLC / William Blair & Company, LLC
MERCURY PAYMENT SYSTEMS, INC. S-1 J.P. Morgan Securities LLC Barclays Capital Inc. Morgan Stanley & Co. LLC
WHEELER REAL ESTATE INVESTMENT TRUST, INC. S-11 Maxim Group LLC Newbridge Securities Corp.
HD SUPPLY HOLDINGS, INC. S-1 Merrill Lynch, Pierce, Fenner & Smith Inc. Barclays Capital Inc. Credit Suisse Securities (USA) LLC / J.P. Morgan Securities LLC /  Citigroup Global Markets Inc. / Deutsche Bank Securities Inc. /  Goldman, Sachs & Co.  / Morgan Stanley & Co. LLC / UBS Securities  LLC / Wells Fargo Securities, LLC / Robert W. Baird & Co
KARYOPHARM THERAPEUTICS INC. S-1 Merrill Lynch, Pierce, Fenner & Smith Inc. Leerink Partners LLC JMP Securities LLC / Wedbush Securities Inc. / Oppenheimer & Co. Inc.
TUBEMOGUL INC S-1 Merrill Lynch, Pierce, Fenner & Smith Inc. Citigroup Global Markets Inc. RBC Capital Markets, LLC / BMO Capital Markets Corp. / Oppenheimer & Co. Inc.
ACTINIUM PHARMACEUTICALS, INC. S-3 MLV & Co. LLC
BOX INC S-1 Morgan Stanley & Co. LLC Credit Suisse Securities (USA) LLC J.P. Morgan Securities LLC / BMO Capital Markets Corp. / Canaccord Genuity Inc. /  Pacific Crest Securities LLC / Raymond James & Associates, Inc. /  Wells Fargo Securities, LLC
SIRVA INC S-1 Morgan Stanley & Co. LLC Goldman, Sachs & Co. J.P. Morgan Securities LLC / Robert W. Baird & Co. Inc. / William Blair & Company, L.L.C.
VOXELJET AG F-1 Piper Jaffray & Co. Citigroup Global Markets Ltd. Cowen and Company, LLC / Stephens Inc.
XG TECHNOLOGY, INC. S-1 Roth Capital Partners, LLC Feltl and Company, Inc.

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors.

Have a great week.

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