IPO Underwriters of the Week: March 17 – 21

Congratulations to the corporations and underwriters that worked with our transaction services team. Watch our brief transactions services video HERE and watch why we have become a top choice for both traditional and confidential IPOs.

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Registrant Form Underwriter 1 Underwriter 2 Underwriter 3 +
ATHERONOVA INC. S-1 Aegis Capital Corp.
GLOBEIMMUNE INC S-1 Aegis Capital Corp.
TOP SHIPS INC. F-1 Aegis Capital Corp.
SIGNAL GENETICS LLC S-1 Aegis Capital Corp.
COMCAST CORP S-4 Allen & Company LLC Citigroup Global Markets Inc. Morgan Stanley & Co. LLC / J.P. Morgan Securities LLC
KITE REALTY GROUP TRUST S-4 BofA Merrill Lynch Barclays Wells Fargo Securities, LLC / Alston & Bird LLP / Hogan Lovells US LLP
ALDER BIO-PHARMACEUTICALS INC S-1 Credit Suisse Securities (USA) LLC Leerink Partners LLC Wells Fargo Securities, LLC / Sanford C. Bernstein & Co., LLC
SPROUTS FARMERS MARKET, INC. S-1 Goldman, Sachs & Co. Credit Suisse Securities (USA) LLC Merrill Lynch, Pierce, Fenner & Smith Inc. / Apollo Global Securities, LLC / Barclays Capital Inc. / Deutsche Bank Securities Inc. / UBS Securities LLC / WR Securities, LLC
FOUNDATION MEDICINE, INC. S-1 Goldman, Sachs & Co. J.P. Morgan Securities LLC
WIX.COM LTD. F-1 J.P. Morgan Securities LLC Merrill Lynch, Pierce, Fenner & Smith Inc.
PRESBIA PLC S-1 Jefferies LLC
KINDRED BIOSCIENCES, INC. S-1 Leerink Partners LLC BMO Capital Markets Corp. Guggenheim Securities, LLC
KONARED CORP S-1 Lincoln Park Capital Fund, LLC
GALECTIN THERAPEUTICS INC S-3 MLV & Co. LLC
58.COM INC. F-1 Morgan Stanley & Co. International PLC Credit Suisse Securities (USA) LLC Citigroup Global Markets Inc. / Pacific Crest Securities LLC
VEEVA SYSTEMS INC S-1 Morgan Stanley & Co. LLC Deutsche Bank Securities Inc. J.P. Morgan Securities LLC / Pacific Crest Securities LLC / Canaccord Genuity Inc. / Stifel, Nicolaus & Company, Inc. /  Wells Fargo Securities, LLC
RELYPSA INC S-1 Morgan Stanley & Co. LLC Merrill Lynch, Pierce, Fenner & Smith Inc. Cowen and Company, LLC
NORDIC AMERICAN OFFSHORE LTD. F-1 Morgan Stanley & Co. LLC Credit Suisse Securities (USA) LLC J.P. Morgan Securities LLC / Pareto Securities AS
AGILE THERAPEUTICS INC S-1 RBC Capital Markets, LLC William Blair & Company, L.L.C. Cantor Fitzgerald & Co. /  Janney Montgomery Scott LLC
LABSTYLE INNOVATIONS CORP. S-1 Roth Capital Partners, LLC Clal Finance Underwriting Ltd.
NORTH BAY RESOURCES INC S-1 Tangiers Capital, LLC

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors.

Have a great week.

One response to “IPO Underwriters of the Week: March 17 – 21

  1. Feeling down about the US Men’s National Team’s attract for the
    2014 World Cup? Spencer Hall finds purpose for optimism and reminds you to ante up.
    Job interview granted to the consulting organization Deloitte for the magazine
    Mundo Corporativo regarding the preparation of Manaus for the World Cup
    2014 Charges for the World Cup semifinals are at present averaging
    $2530.fifty five and $3017.sixteen, even though World
    Cup finals tickets are averaging $3999.37. There are significantly
    less than 120 tickets obtainable for all of these matches and get-in prices are all in excess of $one,
    500. The World Cup attract is frequently greeted
    with even far more anticipation than the match by itself – and Friday confirmed just why.

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