IPO Underwriters of the Week: March 10 – 14

Congratulations to the corporations and underwriters that worked with our transaction services team. Watch our brief transactions services video HERE and watch why we have become a top choice for both traditional and confidential IPOs.

CLICK HERE

Company Name Form Underwriter 1 Underwriter 2 Underwriter 3 +
PAYCOM SOFTWARE, INC. S-1 Barclays Capital Inc. J.P. Morgan Securities LLC Pacific Crest Securities LLC
LEJU HOLDINGS LTD F-1 Credit Suisse Securities (USA) LLC J.P.Morgan Securities LLC China Renaissance Securities (Hong Kong) Ltd.
UNITED STATES NATURAL GAS FUND, LP S-3 Goldman Sachs & Company JP Morgan Securities Inc. ABN AMRO, Banc of America Securities LLC, Citadel Securities LLC, Citigroup Global Markets Inc., Credit Suisse Securities USA LLC, Deutsche Bank Securities Inc., FIMAT USA LLC,  Goldman Sachs Execution & Clearing LP, Merrill Lynch Professional Clearing Co
WEIBO CORP F-1 Goldman Sachs (Asia) L.L.C. Credit Suisse Securities (USA) LLC
SYNCHRONY FINANCIAL S-1 Goldman, Sachs & Co. J.P. Morgan Securities LLC Citigroup Global Markets Inc., Morgan Stanley & Co. LLC, Barclays Capital Inc., Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc., Merrill Lynch, Pierce, Fenner & Smith Inc.
TABLEAU SOFTWARE INC S-1 Goldman, Sachs & Co. Morgan Stanley & Co. LLC Credit Suisse Securities (USA) LLC, J.P. Morgan Securities LLC, UBS Securities LLC, RBC Capital Markets, LLC, JMP Securities LLC, Pacific Crest Securities LLC
TRINSEO S.A. S-1 Goldman, Sachs & Co. Deutsche Bank Securities Inc. Citigroup Global Markets Inc. , Morgan Stanley & Co. LLC, Barclays Capital Inc., Merrill Lynch, Pierce, Fenner & Smith, HSBC Securities (USA) Inc., Jefferies LLC, Mizuho Securities USA Inc., Scotia Capital (USA) Inc, SMBC Nikko Securities Americ
VIRTU FINANCIAL, INC. S-1 Goldman, Sachs & Co. J.P. Morgan Securities LLC Sandler O’Neill & Partners, L.P.
GREAT WEST LIFE & ANNUITY INSURANCE CO S-1 GWFS Equities
COMMSCOPE HOLDING COMPANY, INC. S-1 J.P. Morgan Securities LLC Deutsche Bank Securities Inc. Merrill Lynch, Pierce, Fenner & Smith Inc., Barclays Capital Inc., Credit Suisse Securities (USA) LLC, Goldman, Sachs & Co., Jefferies LLC, Morgan Stanley & Co. LLC, RBC Capital Markets LLC, Wells Fargo Securities, LLC, Allen & Company LLC, Evercore Group
TRIVASCULAR TECHNOLOGIES, INC. S-1 J.P. Morgan Securities LLC Credit Suisse Securities (USA) LLC Canaccord Genuity Inc.
LOMBARD MEDICAL, INC. F-1 Jefferies LLC Barclays Capital Inc. BTIG, LLC
PAPA MURPHY’S HOLDINGS, INC. S-1 Jefferies LLC Robert W. Baird & Co. Inc. Wells Fargo Securities, LLC, William Blair & Company, L.L.C., Raymond James & Associates, Inc., Stephens Inc.
ZOE’S KITCHEN, INC. S-1 Jefferies LLC Piper Jaffray & Co. Robert W. Baird & Co. Inc
BLUE HILLS BANCORP, INC. S-1 Keefe, Bruyette & Woods, Inc.
FIRST FINANCIAL BANCORP /OH/ S-4 Keefe, Bruyette & Woods, Inc.
MELROSE BANCORP, INC. S-1 Keefe, Bruyette & Woods, Inc.
PILGRIM BANCSHARES, INC. S-1 Keefe, Bruyette & Woods, Inc.
SUNSHINE BANCORP, INC. S-1 Keefe, Bruyette & Woods, Inc.
CERULEAN PHARMA INC. S-1 Leerink Partners LLC Canaccord Genuity Inc. JMP Securities LLC
PHIBRO ANIMAL HEALTH CORP S-1 Merrill Lynch, Pierce, Fenner & Smith Inc. Morgan Stanley & Co. LLC Barclays Capital Inc.
ING U.S., INC. S-1 Morgan Stanley & Co. LLC Goldman, Sachs & Co. Citigroup Global Markets Inc.
K2M GROUP HOLDINGS, INC. S-1 Piper Jaffray & Co. Barclays Capital Inc. Wells Fargo Securities, LLC, William Blair & Company, L.L.C., Cowen and Company, LLC
ALCENTRA CAPITAL CORP N-2 Raymond James & Associates, Inc.
MERIDIAN BANCORP, INC. S-1 Sterne, Agee & Leach, Inc.

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors.

Have a great week.

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