IPOs and Transactions: March 10 – 14

There were 62 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including Accelerate Diagnostics Inc. w/ Snell & Wilmer LLP, Alcentra Capital Corp. w/ Proskauer Rose LLP + Sutherland Asbill & Brennan LLP and First Financial Bancorp w/ Patton Boggs LLP + Squire Sanders LLP.

We appreciate that they selected to work with us and we’re pleased that they found us both accurate and affordable.

CLICK HERE

Registrant Symbol Form Exchange Law firm / Advisor
DIAMONDBACK ENERGY, INC. FANG S-4 Nasdaq Akin Gump Strauss Hauer & Feld LLP
SOUTHERN NATIONAL BANCORP OF VIRGINIA INC SONA S-4 Nasdaq Alston & Bird LLP
ADAMAS VENTURES INC. S-1 American Corporate Register, Inc.
TRIVASCULAR TECHNOLOGIES, INC. S-1 Nasdaq Arnold & Porter LLP
GLADSTONE LAND CORP LAND S-3 Nasdaq Bass, Berry & Sims PLC
BLACKROCK FLOATING RATE INCOME STRATEGIES FUND, INC. FRA N-2 NYSE BlackRock Advisors, LLC
BLACKROCK LTD DURATION INCOME TRUST BLW N-2 NYSE BlackRock Advisors, LLC
ZAIS FINANCIAL CORP. ZFC S-3 NYSE Clifford Chance US LLP
TABLEAU SOFTWARE INC DATA S-1 NYSE Cooley LLP
TRIVASCULAR TECHNOLOGIES, INC. S-1 Nasdaq Cooley LLP
LOMBARD MEDICAL, INC. F-1 Nasdaq Covington & Burling LLP
SYNCHRONY FINANCIAL S-1 Covington & Burling LLP
CREATIVE VISION ALLIANCE CORP S-1 Creative Vision Alliance Corp,
ING U.S., INC. VOYA S-1 NYSE Davis Polk & Wardwell LLP
SYNCHRONY FINANCIAL S-1 Davis Polk & Wardwell LLP
VIRTU FINANCIAL, INC. S-1 Nasdaq Davis Polk & Wardwell LLP
GLOBAL MARINE TRANSPORT CAPITAL LTD. N-2 Dechert LLP
TIAA REAL ESTATE ACCOUNT S-1 Dechert LLP
EXELIS MSCO INC. 10-12B Exelis MSCO Inc.
TABLEAU SOFTWARE INC DATA S-1 NYSE Fenwick & West LLP
JLG INDUSTRIES INC S-4 Foley & Lardner LLP
PAYCOM SOFTWARE, INC. S-1 Gibson, Dunn & Crutcher LLP
TRINSEO S.A. S-1 Gibson, Dunn & Crutcher LLP
GLADSTONE LAND CORP LAND S-3 Nasdaq Gladstone Administration, LLC
ELBIT IMAGING LTD EMITF F-1 Nasdaq Goldfarb Seligman & Co.
PAYCOM SOFTWARE, INC. S-1 Haynes & Boone, LLP
VIEWPOINT FINANCIAL GROUP INC. VPFG S-4 Nasdaq Hunton & Williams LLP
ADAMAS VENTURES INC. S-1 Jill Arlene Robbins, P.A.
ATHERSYS, INC / NEW ATHX S-3 Nasdaq Jones Day
CALAMOS DYNAMIC CONVERTIBLE & INCOME FUND N-2 K&L Gates LLP
FUELSTREAM INC FLST S-1 OTC Kenneth I. Denos, P.C.
MELROSE BANCORP, INC. S-1 Kilpatrick Townsend & Stockton LLP
SUNSHINE BANCORP, INC. S-1 Kilpatrick Townsend & Stockton LLP
HEINZ H J CO HNZPP S-4 Kirkland & Ellis LLP
PAYCOM SOFTWARE, INC. S-1 Kirkland & Ellis LLP
PHIBRO ANIMAL HEALTH CORP S-1 Kirkland & Ellis LLP
ZOE’S KITCHEN, INC. S-1 Kirkland & Ellis LLP
YORKE CAPITAL CORP N-2 Kirton McConkie, P.C.
ELBIT IMAGING LTD EMITF F-1 Nasdaq Kramer Levin Naftalis & Frankel LLP
COMMSCOPE HOLDING COMPANY, INC. COMM S-1 Nasdaq Latham & Watkins LLP
K2M GROUP HOLDINGS, INC. S-1 Latham & Watkins LLP
LOMBARD MEDICAL, INC. F-1 Nasdaq Latham & Watkins LLP
PAPA MURPHY’S HOLDINGS, INC. S-1 Latham & Watkins LLP
WILLIAM LYON HOMES WLH S-3 NYSE Latham & Watkins LLP
ZOE’S KITCHEN, INC. S-1 Latham & Watkins LLP
GOLDMERX, INC. S-1 Law Offices of Thomas E. Puzzo, PLLC
ATLAS RESOURCES LLC S-4 Ledgewood Law
REGADO BIOSCIENCES INC RGDO S-1 Nasdaq Lowenstein Sandler LLP
BLUE HILLS BANCORP, INC. S-1 Luse Gorman Pomerenk & Schick, P.C.
MELROSE BANCORP, INC. S-1 Luse Gorman Pomerenk & Schick, P.C.
MERIDIAN BANCORP, INC. S-1 Luse Gorman Pomerenk & Schick, P.C.
PILGRIM BANCSHARES, INC. S-1 Luse Gorman Pomerenk & Schick, P.C.
SUNSHINE BANCORP, INC. S-1 Luse Gorman Pomerenk & Schick, P.C.
HALCON RESOURCES CORP HK S-4 OTC Mayer Brown LLP
SONIC FOUNDRY INC SOFO S-3 Nasdaq McBreen & Kopko
CHINA RECYCLING ENERGY CORP CREG S-3 Nasdaq McKenna Long & Aldridge LLP
DIXIE GROUP INC DXYN S-3 Nasdaq Miller & Martin PLLC
LONGBAU GROUP INC S-1 Nail Law Group
SOUTHERN NATIONAL BANCORP OF VIRGINIA INC SONA S-4 Nasdaq Ober, Kaler, Grimes & Shriver
LEJU HOLDINGS LTD F-1 O’Melveny & Myers LLP
FIRST FINANCIAL BANCORP /OH/ FFBC S-4 Nasdaq Patton Boggs LLP
POLIWOGG REGENERATIVE MEDICINE FUND, INC. N-2 Paul Hastings LLP
VIRTU FINANCIAL, INC. S-1 Nasdaq Paul, Weiss, Rifkind, Wharton & Garrison LLP
THOMPSON CREEK METALS CO INC. TC S-3 NYSE Perkins Coie LLP
SOUTHERN NATIONAL BANCORP OF VIRGINIA INC SONA S-4 Nasdaq Prince George’s Federal Savings Bank
ALCENTRA CAPITAL CORP N-2 Nasdaq Proskauer Rose LLP
AMERICAN REALTY CAPITAL – RETAIL CENTERS OF AMERICA, INC. S-11 Proskauer Rose LLP
RED LOBSTER SEAFOOD CO. 10-12B Red Lobster Seafood Co.
UNITED STATES NATURAL GAS FUND, LP UNG S-3 NYSE Reed Smith LLP
CERULEAN PHARMA INC. S-1 Ropes & Gray LLP
TRINSEO S.A. S-1 Ropes & Gray LLP
WEIBO CORP F-1 Shearman & Sterling LLP
PRUDENTIAL JENNISON MLP INCOME FUND, INC. N-2 Sidley Austin LLP
MERIDIAN BANCORP, INC. S-1 Silver, Freedman, Taff & Tiernan LLP
VIEWPOINT FINANCIAL GROUP INC. VPFG S-4 Nasdaq Silver, Freedman, Taff & Tiernan LLP
COMMSCOPE HOLDING COMPANY, INC. COMM S-1 Nasdaq Simpson Thacher & Bartlett LLP
K2M GROUP HOLDINGS, INC. S-1 Simpson Thacher & Bartlett LLP
BLACKROCK FLOATING RATE INCOME STRATEGIES FUND, INC. FRA N-2 NYSE Skadden, Arps, Slate, Meagher & Flom LLP
BLACKROCK LTD DURATION INCOME TRUST BLW N-2 NYSE Skadden, Arps, Slate, Meagher & Flom LLP
LEJU HOLDINGS LTD F-1 Skadden, Arps, Slate, Meagher & Flom LLP
WEIBO CORP F-1 Skadden, Arps, Slate, Meagher & Flom LLP
ACCELERATE DIAGNOSTICS, INC AXDX S-3 Nasdaq Snell & Wilmer L.L.P.
FIRST FINANCIAL BANCORP /OH/ FFBC S-4 Nasdaq Squire Sanders LLP
ING U.S., INC. VOYA S-1 NYSE Sullivan & Cromwell LLP
PHIBRO ANIMAL HEALTH CORP S-1 Sullivan & Cromwell LLP
ALCENTRA CAPITAL CORP N-2 Nasdaq Sutherland Asbill & Brennan LLP
GREAT WEST LIFE & ANNUITY INSURANCE CO S-1 Sutherland Asbill & Brennan LLP
STREAM FLOW MEDIA, INC. S-1 Taurus Financial Partners, LLC
TRIVASCULAR TECHNOLOGIES, INC. S-1 Nasdaq TriVascular Technologies, Inc.
PAPA MURPHY’S HOLDINGS, INC. S-1 Weil, Gotshal & Manges LLP
SYNCHRONY FINANCIAL S-1 Weil, Gotshal & Manges LLP
CERULEAN PHARMA INC. S-1 Wilmer Cutler Pickering Hale and Dorr LLP
GUILFORD MILLS INC GFDM S-4 Winston & Strawn LLP
NWQ INVESTMENT MANAGEMENT COMPANY, LLC S-4 Winston & Strawn LLP

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors. Click here and opt-in to receive this weekly summary via email.

Click here to review the week’s underwriters.

Have a great week.

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