IPO Underwriters of the Week

Congratulations to all of the corporations and underwriters that worked with our transactions services team last week.

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Registrant Form Underwriter 1 Underwriter 2 Underwriter 3
CERES, INC. S-1 Aegis Capital Corp.
JGWPT HOLDINGS INC. S-1 Barclays Capital Inc. Credit Suisse Securities (USA) LLC
PROGENICS PHARMACEUTICALS INC S-3 Cantor Fitzgerald & Co.
ATHLON ENERGY INC. S-1 Citigroup Global Markets Inc. Goldman, Sachs & Co.
ACHAOGEN INC S-1 Credit Suisse Securities (USA) LLC Cowen and Company, LLC William Blair & Company, L.L.C.
ROCKET FUEL INC. S-1 Credit Suisse Securities (USA) LLC Citigroup Global Markets Inc. Goldman, Sachs & Co.
ENVISION HEALTHCARE HOLDINGS, INC. S-1 Goldman, Sachs & Co. Barclays PLC BofA Merrill Lynch
PARTY CITY HOLDCO INC. S-1 Goldman, Sachs & Co. Merrill Lynch, Pierce, Fenner & Smith Inc. Morgan Stanley & Co. LLC
FIVE PRIME THERAPEUTICS INC S-1 Jefferies LLC BMO Capital Markets Corp. Wells Fargo Securities, LLC
FIVE OAKS INVESTMENT CORP. S-11 Keefe, Bruyette & Woods, Inc.
ACAP STRATEGIC FUND N-2 Mainsail Group, L.L.C.
SMART SERVER, INC S-1 Matthew Lane / Smart Server, Inc. President
ENERGOUS CORP S-1 MDB Capital Group, LLC
RESONANT INC S-1 MDB Capital Group, LLC
PTS HOLDINGS CORP. S-1 Morgan Stanley & Co. LLC J.P. Morgan Securities LLC
SABRE CORP S-1 Morgan Stanley & Co. LLC Goldman, Sachs & Co. Merrill Lynch, Pierce, Fenner & Smith Inc.
ANDALAY SOLAR, INC. S-1 Southridge Partners II LP

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