Last week’s IPOs and Transactions

There were 59 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including Energous Crp w/ Golenbock Eiseman Assor Bell & Peskoe LLP and K&L Gates LLP, Matinas Biopharma Holdings Inc w/ Lowenstein Sandler LLP and Ampliphi Bioscience Corp w/ Morrison & Foerster LLP.

We appreciate that they selected to work with us and we’re pleased that they found us both accurate and affordable. Click here to review the week’s underwriters.

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Registrant Symbol Form Type Exchange Law firm / Advisor
ALPHABET HOLDING COMPANY, INC. S-4 Alphabet Holding Company, Inc.
ATHLON ENERGY INC. S-1 NYSE Baker Botts L.L.P.
PARKER DRILLING CO /DE/ PKD S-4 NYSE Baker Botts L.L.P.
STRATEGIC STORAGE GROWTH TRUST, INC. S-11 Baker, Donelson, Bearman, Caldwell and Berkowitz, PC
ENVISION HEALTHCARE HOLDINGS, INC. EVHC S-1 NYSE Cahill Gordon & Reindel LLP
SABRE CORP S-1 Cleary Gottlieb Steen & Hamilton LLP
FIVE PRIME THERAPEUTICS INC FPRX S-1 Nasdaq Cooley LLP
ACHAOGEN INC S-1 Davis Polk & Wardwell LLP
ENVISION HEALTHCARE HOLDINGS, INC. EVHC S-1 NYSE Debevoise & Plimpton LLP
TROPIC INTERNATIONAL INC. S-1 Dennis Brovarone Atty.
DISCOVERY LABORATORIES INC /DE/ DSCO S-3 Nasdaq Dentons US LLP
GENEREX BIOTECHNOLOGY CORP GNBT S-1 OTC Eckert Seamans Cherin & Mellott, LLC
ROCKET FUEL INC. FUEL S-1 Nasdaq Fenwick & West LLP
CURRENCYSHARES JAPANESE YEN TRUST FXY S-3 NYSE Foley & Lardner LLP
FIVE OAKS INVESTMENT CORP. OAKS S-11 NYSE Fried, Frank, Harris, Shriver & Jacobson LLP
ENERGOUS CORP S-1 Golenbock Eiseman Assor Bell & Peskoe LLP
RESONANT INC S-1 Golenbock Eiseman Assor Bell & Peskoe LLP
ANDALAY SOLAR, INC. WEST S-1 OTC Gracin & Marlow, LLP
THERAPEUTICSMD, INC. TXMD S-3 NYSE Greenberg Traurig, LLP
GENVEC INC GNVCD S-3 Nasdaq Hogan Lovells US LLP
FIVE PRIME THERAPEUTICS INC FPRX S-1 Nasdaq Hogan Lovells US LLP
ARLINGTON ASSET INVESTMENT CORP. AI S-3 NYSE Hunton & Williams LLP
DANLAX, CORP. S-1 Incorp Services Inc.
MIRAX CORP S-1 John T. Root, Jr. Atty.
ENERGOUS CORP S-1 K&L Gates LLP
WHEELER REAL ESTATE INVESTMENT TRUST, INC. WHLR S-3 Nasdaq Kaufman & Canoles, P.C.
FIVE OAKS INVESTMENT CORP. OAKS S-11 NYSE Kaye Scholer LLP
ACAP STRATEGIC FUND XCAPX N-2 Kramer Levin Naftalis & Frankel LLP
ACHAOGEN INC S-1 Latham & Watkins LLP
PARTY CITY HOLDCO INC. S-1 Latham & Watkins LLP
ATHLON ENERGY INC. S-1 NYSE Latham & Watkins LLP
SUMMIT MIDSTREAM PARTNERS, LP SMLP S-4 NYSE Latham & Watkins LLP
SARVIK CORP S-1 Law Offices of Thomas E. Puzzo, PLLC
PREMIER NUTRITION CORP S-4 Lewis, Rice & Fingersh, LC
FLUOROPHARMA MEDICAL, INC. FPMI S-1 OTC Loeb & Loeb LLP
MATINAS BIOPHARMA HOLDINGS, INC. S-1 Lowenstein Sandler LLP
MEDBOX, INC. 10-12G MedBox Inc.
AMPLIPHI BIOSCIENCES CORP APHB S-1 OTC Morrison & Foerster LLP
ECOSPHERE TECHNOLOGIES INC ESPH S-1 OTC Nason, Yeager, Gerson, White & Lioce, P.A.
EPLUS INC PLUS S-3 Nasdaq Nixon Peabody LLP
TCW DIVERSIFIED INCOME FUND, INC. N-2 Paul Hastings LLP
KAYNE ANDERSON MLP INVESTMENT CO KYNPRG N-2 NYSE Paul Hastings LLP
PRESTIGE CRUISES INTERNATIONAL, INC. S-1 Paul, Weiss, Rifkind, Wharton & Garrison LLP
PUGET SOUND ENERGY INC PSPLP S-3 Perkins Coie LLP
PROGENICS PHARMACEUTICALS INC PGNX S-3 Nasdaq Progenics Pharmaceuticals, Inc.
PARTY CITY HOLDCO INC. S-1 Ropes & Gray LLP
SABRE CORP S-1 Ropes & Gray LLP
MAXIMA GROUP INC. S-1 Scott D. Olson, Esq.
PTS HOLDINGS CORP. S-1 Shearman & Sterling L.L.P.
CERES, INC. CERE S-1 Nasdaq Shearman & Sterling LLP
FREESEAS INC. FREE F-1 Nasdaq Sichenzia Ross Friedman Ference LLP
PTS HOLDINGS CORP. S-1 Simpson Thacher & Bartlett LLP
JGWPT HOLDINGS INC. JGW S-1 NYSE Skadden, Arps, Slate, Meagher & Flom LLP
SMART SERVER, INC S-1 Stoecklein Law Group, LLP
UMH PROPERTIES, INC. UMH S-3 NYSE Stroock & Stroock & Lavan LLP
RESONANT INC S-1 Stubbs Alderton & Markiles, LLP
ROCKET FUEL INC. FUEL S-1 Nasdaq Wilson Sonsini Goodrich & Rosati PC
ORAMED PHARMACEUTICALS INC. ORMPD S-3 Nasdaq Zysman Aharoni Gayer and Sullivan & Worcester LLP
CERES, INC. CERE S-1 Nasdaq Zysman, Aharoni, Gayer and Sullivan & Worcester LLP

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors. Click here and opt-in to receive this weekly summary via email. 

Click here to review the week’s underwriters.

Have a great day.

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