Last week’s IPOs and Transactions

There were 91 transactions filed with the SEC in last two Holiday weeks.

Congratulations to all of the corporations and law firms that selected our transactions services last week including Arno Therapeutics Inc. w/ Fredrikson & Byron PA, PIMI AGRO CleanTech Inc. w/ Becker & Poliakoff LLP, Foley Shechter LLP and Cytosorbents Corp. w/ Szaferman Lakind Blumstein & Blader PC.

We appreciate that they selected to work with us and we’re pleased that they found us both accurate and affordable.

Registrant Symbol Form Exchange Law firm / Advisor
CONTINENTAL BUILDING PRODUCTS, INC. S-1 Baker Botts L.L.P.
PIMI AGRO CLEANTECH, INC. PIMZ S-1 OTC Becker & Poliakoff LLP
BETA MUSIC GROUP, INC. BEMG 10-12G OTC Beta Music Group Inc.
PROSPERITY BANCSHARES INC PB S-4 NYSE Bracewell & Giuliani LLP
NEWBRIDGE BANCORP NBBC S-4 Nasdaq Brooks, Pierce, McLendon, Humphrey & Leonard, L.L.P.
FORTRESS TRANSPORTATION & INFRASTRUCTURE INVESTORS LTD. S-1 Cahill Gordon & Reindel LLP
LNB BANCORP INC LNBB S-3 Nasdaq Calfee, Halter & Griswold LLP
APTALIS HOLDINGS INC. S-1 Cleary Gottlieb Steen & Hamilton LLP
IMS HEALTH HOLDINGS, INC. S-1 Cleary Gottlieb Steen & Hamilton LLP
ELEVEN BIOTHERAPEUTICS, INC. S-1 Cooley LLP
GENOCEA BIOSCIENCES, INC. S-1 Cooley LLP
RECEPTOS, INC. RCPT S-1 Nasdaq Cooley LLP
REVANCE THERAPEUTICS, INC. S-1 Cooley LLP
ARMCO METALS HOLDINGS, INC. AMCO S-1 NYSE Corporate Creations Network
UNIQURE B.V. F-1 Covington & Burling LLP
SMTP, INC. SMTP S-1 OTC David M. Bovi, P.A.
REVANCE THERAPEUTICS, INC. S-1 Davis Polk & Wardwell LLP
COMBIMATRIX CORP CBMX S-3 Nasdaq Dorsey & Whitney LLP
PROFIRE ENERGY INC PFIE S-1 OTC Dorsey & Whitney LLP
EMPIRE RESORTS INC NYNY S-3 Nasdaq Ellenoff Grossman & Schole LLP
LUSTROS INC. LSTS S-1 OTC Fellheimer & Eichen LLP
PIMI AGRO CLEANTECH, INC. PIMZ S-1 OTC Foley Shechter LLP
ARNO THERAPEUTICS, INC ARNID S-1 OTC Fredrikson & Byron, P.A.
GATES GLOBAL INC. F-1 Fried, Frank, Harris, Shriver & Jacobson LLP
BG STAFFING, INC. S-1 Fulbright & Jaworski LLP
PROSPERITY BANCSHARES INC PB S-4 NYSE Fulbright & Jaworski LLP
CONTINENTAL BUILDING PRODUCTS, INC. S-1 Gibson, Dunn & Crutcher LLP
AMPIO PHARMACEUTICALS, INC. AMPE S-3 NYSE Goodwin Procter LLP
ARGOS THERAPEUTICS INC ARGS S-1 Goodwin Procter LLP
COLLABRX, INC. CLRX S-3 Nasdaq Goodwin Procter LLP
MULTIBAND CORP MBND S-4 Haynes and Boone, LLP
POAGE BANKSHARES, INC. PBSK S-4 Nasdaq Hunton & Williams LLP
IBV, INC. S-11 IBV, Inc.
NEOGENOMICS INC NEO S-3 Nasdaq K&L Gates LLP
PEREGRINE PHARMACEUTICALS INC PPHM S-3 Nasdaq K&L Gates LLP
LADDER CAPITAL CORP S-1 Kirkland & Ellis LLP
GREENSCAPE LABORATORIES, INC. S-1 Kirton McConkie
ENVIRONMENTAL SOLUTIONS WORLDWIDE INC EOW S-1 OTC Kramer Levin Naftalis & Frankel LLP
GATES GLOBAL INC. F-1 Latham & Watkins LLP
WILLIAM LYON HOMES WLH S-4 NYSE Latham & Watkins LLP
PRINCIPAL SOLAR, INC. S-1 Loev Law Firm, PC
DARA BIOSCIENCES, INC. DARA S-1 Nasdaq Lowenstein Sandler LLP
POAGE BANKSHARES, INC. PBSK S-4 Nasdaq Luse Gorman Pomerenk & Schick, P.C.
MATTERSIGHT CORP MATR S-3 Nasdaq Mattersight Corporation
HERITAGE-CRYSTAL CLEAN, INC. HCCI S-3 Nasdaq McDermott Will & Emery LLP
DICERNA PHARMACEUTICALS INC S-1 Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.
NEPHROGENEX, INC. S-1 Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.
DICERNA PHARMACEUTICALS INC S-1 O’Melveny & Myers LLP
MERIT MEDICAL SYSTEMS INC MMSI S-3 Nasdaq Parr Brown Gee & Loveless
PEREGRINE PHARMACEUTICALS INC PPHM S-3 Nasdaq Peregrine Pharmaceuticals, Inc.
RECEPTOS, INC. RCPT S-1 Nasdaq Pillsbury Winthrop Shaw Pittman LLP
ISSUER DIRECT CORP ISDR S-1 OTC Quick Law Group PC
NEPHROGENEX, INC. S-1 Reed Smith LLP
ADCARE HEALTH SYSTEMS, INC ADK S-1 NYSE Rogers & Hardin LLP
APTALIS HOLDINGS INC. S-1 Ropes & Gray LLP
GENOCEA BIOSCIENCES, INC. S-1 Ropes & Gray LLP
IMS HEALTH HOLDINGS, INC. S-1 Ropes & Gray LLP
STEMCELLS INC STEM S-3 Nasdaq Ropes & Gray LLP
PREMIER ALLIANCE GROUP, INC. PIMO S-1 OTC Ruskin , Moscou Faltischek, P.C.
ROYAL BAKERY HOLDINGS, INC. S-1 Sanders Ortoli Vaughn-Flam Rosenstadt LLP
SUSA REGISTERED FUND, L.L.C. N-2 Schulte Roth & Zabel LLP
SOLORO GOLD S-1 Scott D. Olson, Esq.
PRINCIPAL SOLAR, INC. S-1 Seabolt Law Group
MARATHON PATENT GROUP, INC. MARA S-1 OTC Sichenzia Ross Friedman Ference LLP
SMTP, INC. SMTP S-1 OTC Sichenzia Ross Friedman Ference LLP
FORTRESS TRANSPORTATION & INFRASTRUCTURE INVESTORS LTD. S-1 Skadden, Arps, Slate, Meagher & Flom LLP
LADDER CAPITAL CORP S-1 Skadden, Arps, Slate, Meagher & Flom LLP
MYLAN INC. MYL S-4 Nasdaq Skadden, Arps, Slate, Meagher & Flom LLP
SOURCE FINANCIAL, INC. SRCF 10-12G OTC Source Financial, Inc.
SPG SPINCO SUBSIDIARY INC. 10-12B SPG SpinCo Subsidiary Inc.
ASTA HOLDINGS, CORP. S-1 Stepp Law Corporation
MIRROR ME, INC. S-1 Stoecklein Law Group, LLP
STRIP DEVELOPMENT, INC S-1 Strip Development, Inc.
CYTOSORBENTS CORP CTSO S-1 OTC Szaferman Lakind Blumstein & Blader, PC
FOCUS UNIVERSAL INC. S-1 Szaferman, Lakind, Blumstein & Blader, PC
NCM FINANCIAL S-1 Szaferman, Lakind, Blumstein & Blader, PC
CHIQUITA BRANDS INTERNATIONAL INC CQB S-4 NYSE Taft Stettinius & Hollister LLP
AUDIOEYE INC AEYE S-1 OTC TroyGould PC
CYTRX CORP CYTR S-3 Nasdaq TroyGould PC
URANIUM ENERGY CORP UEC S-3 NYSE Uranium Energy Corp.
FNBH BANCORP INC FNHM S-1 OTC Varnum LLP
WESTERN GAS EQUITY PARTNERS, LP WGP S-3 NYSE Vinson & Elkins, L.L.P.
ARGOS THERAPEUTICS INC ARGS S-1 Wilmer Cutler Pickering Hale and Dorr LLP
ELEVEN BIOTHERAPEUTICS, INC. S-1 Wilmer Cutler Pickering Hale and Dorr LLP
UNIQURE B.V. F-1 Wilmer Hale LLP
MARKETO, INC. MKTO S-1 Nasdaq Wilson Sonsini Goodrich & Rosati PC
MATTERSIGHT CORP MATR S-3 Nasdaq Winston & Strawn LLP
CHANTICLEER HOLDINGS, INC. HOTR S-3 Nasdaq Womble Carlyle Sandridge & Rice, LLP
GEOVAX LABS, INC. GOVX S-1 OTC Womble Carlyle Sandridge & Rice, LLP
FURIEX PHARMACEUTICALS, INC. FURX S-3 Nasdaq Wyrick Robbins Yates & Ponton LLP
NEWBRIDGE BANCORP NBBC S-4 Nasdaq Wyrick Robbins Yates & Ponton LLP

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Have a great day.

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