Last week’s IPOs and Transactions

There were 55 transactions filed with the SEC last week

Congratulations to all of the corporations and law firms that selected our transactions services last week including Celsus Therapeutics PLC w/ Mintz, Levin, Cohn, Ferris Glovsky and Popeo PC, RealBiz Media Group Inc. w/ Gracin & Marlow LLP and American Energy Capital Partners LP w/ Kunzman & Bollinger, Inc.

We appreciate that they selected to work with us and we’re pleased that they found us both accurate and affordable.

Registrant Symbol Form Exchange Law firm / Advisor
ARQULE INC ARQL S-3 Nasdaq Arnold & Porter LLP
SPHERIX INC SPEX S-1 Nasdaq Baxter, Baker, Sidle, Conn & Jones, P.A.
NORTHRIM BANCORP INC NRIM S-4 Nasdaq Breyer & Associates PC
NEW MEDIA INVESTMENT GROUP INC. S-1 Cleary Gottlieb Steen & Hamilton LLP
PREMIER BIOMEDICAL INC BIEI S-1 OTC Clyde Snow & Sessions, PC
CLEVELAND BIOLABS INC CBLI S-3 Nasdaq Cooley LLP
NORTHRIM BANCORP INC NRIM S-4 Nasdaq Davis Wright Tremaine LLP
HIGHLAND MLP INCOME FUND N-2 Dechert LLP
PENNANTPARK INVESTMENT CORP PNNT N-2 Nasdaq Dechert LLP
CAREFUSION CORP CFN S-4 NYSE DLA Piper LLP
INTERNATIONAL STEM CELL CORP ISCO S-1 OTC DLA Piper LLP
AMERICAN MINING CORP AMCM S-1 OTC Eilers Law Group
EMPIRE RESORTS INC NYNY S-1 Nasdaq Ellenoff Grossman & Schole LLP
EMBARR DOWNS, INC. S-1 Embarr Downs, Inc.
ENDO INTERNATIONAL LTD S-4 Endo Health Solutions Inc.
EXA CORP EXA S-3 Nasdaq Foley Hoag LLP
GREENHUNTER RESOURCES, INC. GRH S-1 NYSE Fulbright & Jaworski LLP
GABELLI GLOBAL SMALL & MID CAP VALUE TRUST N-2 Gabelli Global Small and Mid Cap Value Trust
TEJON RANCH CO TRC S-3 NYSE Gibson, Dunn & Crutcher LLP
REALBIZ MEDIA GROUP, INC RBIZ S-1 OTC Gracin & Marlow, LLP
RMG NETWORKS HOLDING CORP RMGN S-1 OTC Greenberg Traurig, LLP

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PLATFORM SPECIALTY PRODUCTS CORP S-4 Greenberg Traurig, LLP
HERE TO SERVE HOLDING CORP HTSC 10-12G OTC Here To Serve Holding Corp
HIGHLAND MLP INCOME FUND N-2 Highland MLP Income Fund
ROUNDY’S, INC. RNDY S-3 NYSE Kirkland & Ellis LLP
AMERICAN ENERGY CAPITAL PARTNERS, LP S-1 Kunzman & Bollinger, Inc.
CARE.COM INC S-1 Latham & Watkins LLP
AMICUS THERAPEUTICS INC FOLD S-3 Nasdaq Lowenstein Sandler LLP
UNITED HELIUM, INC. S-1 McGeary Law Firm, P.C.
CELSUS THERAPEUTICS PLC. CLSXY F-1 OTC Mintz, Levin, Cohn, Ferris Glovsky and Popeo, P.C.
MALIBU BOATS, INC. S-1 Morrison & Foerster LLP
MONROE CAPITAL CORP MRCC N-2 Nasdaq Nelson Mullins Riley & Scarborough LLP
NORTHERN STATES POWER CO /WI/ S-3 Northern States Power Company
CELL THERAPEUTICS INC CTIC S-3 Nasdaq O’Melveny & Myers LLP
OIS ACCOMMODATIONS SPINCO INC. 10-12B OIS Accommodations SpinCo Inc.
LGL GROUP INC LGL S-3 NYSE Olshan Frome Wolosky LLP
KIPS BAY MEDICAL, INC. KIPS S-3 Nasdaq Oppenheimer Wolff & Donnelly LLP
HARBINGER GROUP INC. HRG S-3 NYSE Paul, Weiss, Rifkind, Wharton & Garrison LLP
SUNCOM WIRELESS INC S-4 Perkins Coie LLP
CARE.COM INC S-1 Ropes & Gray LLP
SPHERIX INC SPEX S-1 Nasdaq Sichenzia Ross Friedman Ference LLP
CONCORD EFS INC S-4 Simpson Thacher & Bartlett LLP
GABELLI GLOBAL SMALL & MID CAP VALUE TRUST N-2 Skadden, Arps, Slate, Meagher & Flom LLP
ENDO INTERNATIONAL LTD S-4 Skadden, Arps, Slate, Meagher & Flom LLP
AMERICAN APPAREL, INC APP S-3 NYSE Skadden, Arps, Slate, Meagher & Flom LLP
MERITAGE HOMES CORP MTH S-4 NYSE Snell & Wilmer L.L.P.
FIFTH STREET FINANCE CORP. FSC N-2 Nasdaq Sutherland Asbill & Brennan LLP
HEALTH REVENUE ASSURANCE HOLDINGS, INC. HRAA S-1 OTC Szaferman Lakind Blumstein & Blader, PC
SUNCOM WIRELESS INC S-4 T-Mobile US, Inc.
TRIBUNE PUBLISHING CO 10-12B Tribune Publishing Company
IAC/INTERACTIVECORP IACI S-4 Nasdaq Wachtell, Lipton, Rosen & Katz
MALIBU BOATS, INC. S-1 Waller Lansden Dortch & Davis, LLP
SITHE INDEPENDENCE POWER PARTNERS LP S-4 White & Case LLP
VIRTUAL PIGGY, INC. VPIG S-3 OTC Wiggin and Dana LLP
CEMPRA, INC. CEMP S-3 Nasdaq Wyrick Robbins Yates & Ponton LLP

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Have a great day.

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