Last week’s IPOs and Transactions

There were 60 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including MBT Financial Corp w/ Shumaker, Loop & Kendrick, LLP and w/ Donnelly Penman & Partners, XG Technolgy Inc. w/ Reed Smith LLP and w/ Robinson Brog Leinwand Greene Genovese & Gluck PC, and Research Solutions Inc. w/ Silvestre Law Group PC.

We appreciate that they selected to work with us and we’re pleased that they found us both accurate and affordable.

IRMAD_LEADER500

Registrant Symbol Form Type Exchange Law firm / Advisor
1ST CONSTITUTION BANCORP FCCY S-4 Nasdaq 1st Constitution Bancorp
SUNSHINE BIOPHARMA, INC SBFM S-4 OTC Andrew I. Telsey P.C.
AMERICAN PETROLEUM TANKERS PARTNERS LP S-1 Baker Botts L.L.P.
RECRO PHARMA, INC. S-1 Ballard Spahr LLP
VENAXIS, INC. APPY S-3 Nasdaq Ballard Spahr LLP
BLACKSTONE REAL ESTATE INCOME FUND II N-2 Blackstone Real Estate Income Advisors L.L.C.
PROSPECT GLOBAL RESOURCES INC. PGRX S-1 Nasdaq Brownstein Hyatt Farber Schreck, LLP
MANITEX INTERNATIONAL, INC. MNTX S-3 Nasdaq Bryan Cave LLP
CARDINAL FINANCIAL CORP CFNL S-4 Nasdaq BuckleySandler LLP
UNION PACIFIC CORP UNP S-4 NYSE Chapman and Cutler LLP
TRIPLEPOINT VENTURE GROWTH BDC CORP. N-2 Clifford Chance US LLP
CAREY WATERMARK INVESTORS INC S-11 Clifford Chance US LLP
1ST CONSTITUTION BANCORP FCCY S-4 Nasdaq Day Pitney LLP
MBT FINANCIAL CORP MBTF S-1 Nasdaq Donnelly Penman & Partners
INSTITUTIONAL FINANCIAL MARKETS, INC. IFMI S-3 NYSE Duane Morris LLP
CAMBRIDGE CAPITAL ACQUISITION CORP S-1 Ellenoff Grossman & Schole LLP
EZAGOO INC. 10-12G Ezagoo Inc.
GYRODYNE, LLC S-4 Farrell Fritz, P.C.
MIDDLEFIELD BANC CORP MBCN S-1 OTC Grady & Associates
CAMBRIDGE CAPITAL ACQUISITION CORP S-1 Graubard Miller
COLORSTARS GROUP CSTU S-1 OTC Gribben & Associates, Inc.
INSPIREMD, INC. NSPR S-3 NYSE Haynes and Boone, LLP
S&W SEED CO SANW S-3 Nasdaq Holland & Knight LLP
MBT FINANCIAL CORP MBTF S-1 Nasdaq Honigman Miller Schwartz and Cohn LLP
ATHERSYS, INC / NEW ATHX S-3 Nasdaq Jones Day
EVANSTON ALTERNATIVE OPPORTUNITIES FUND N-2 K&L Gates LLP
TETRAPHASE PHARMACEUTICALS INC TTPH S-1 Nasdaq Latham & Watkins LLP
CONSTELLIUM N.V. CSTM F-1 NYSE Latham & Watkins LLP
ENERGY TRANSFER PARTNERS, L.P. ETP S-4 NYSE Latham & Watkins LLP
UNIVERSAL MOVERS CORP S-1 Law Offices of Thomas E. Puzzo, PLLC
CARDINAL FINANCIAL CORP CFNL S-4 Nasdaq LeClairRyan PC
PEDEVCO CORP PED S-3 NYSE Loev Law Firm, PC
OCZ TECHNOLOGY GROUP INC OCZ S-1 Nasdaq Mayer Brown LLP
MBT FINANCIAL CORP MBTF S-1 Nasdaq MBT Financial Corp.
CELSUS THERAPEUTICS PLC. CLSXY F-1 OTC Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.
OCZ TECHNOLOGY GROUP INC OCZ S-1 Nasdaq OCZ Technology Group Inc.
QUANTUM FUEL SYSTEMS TECHNOLOGIES WORLDWIDE, INC. QTWW S-3 Nasdaq Quantum Fuel Systems Technologies Worldwide, Inc.
REVETT MINERALS INC. RVM S-4 NYSE Randall | Danskin, P.S.
XG TECHNOLOGY, INC. XGTI S-1 Nasdaq Reed Smith LLP
XG TECHNOLOGY, INC. XGTI S-1 Nasdaq Robinson Brog Leinwand Greene Genovese & Gluck P.C.
AAR CORP AIR S-4 NYSE Schiff Hardin LLP
500.COM LTD F-1 Shearman & Sterling LLP
AMERICAN PETROLEUM TANKERS PARTNERS LP S-1 Shiboleth LLP
MBT FINANCIAL CORP MBTF S-1 Nasdaq Shumaker, Loop & Kendrick, LLP
1ST CONSTITUTION BANCORP FCCY S-4 Nasdaq Sills Cummis & Gross P.C.
RESEARCH SOLUTIONS, INC. RSSS S-1 OTC Silvestre Law Group, P.C.
500.COM LTD F-1 Simpson Thacher & Bartlett
AMERICAN PETROLEUM TANKERS PARTNERS LP S-1 Simpson Thacher & Bartlett LLP
SUNGY MOBILE LTD F-1 Simpson Thacher & Bartlett LLP
BLACKSTONE REAL ESTATE INCOME FUND II N-2 Simpson Thacher & Bartlett LLP
SUNGY MOBILE LTD F-1 Skadden, Arps, Slate, Meagher & Flom LLP
VARONIS SYSTEMS INC S-1 Skadden, Arps, Slate, Meagher & Flom LLP
GYRODYNE, LLC S-4 Skadden, Arps, Slate, Meagher & Flom LLP
VORNADO REALTY TRUST VNOPRL S-4 OTC Sullivan & Cromwell LLP
TRIPLEPOINT VENTURE GROWTH BDC CORP. N-2 Sutherland Asbill & Brennan LLP
CAREY WATERMARK INVESTORS INC S-11 Venable LLP
CONSTELLIUM N.V. CSTM F-1 NYSE Wachtell, Lipton, Rosen & Katz
VARONIS SYSTEMS INC S-1 White & Case LLP
TETRAPHASE PHARMACEUTICALS INC TTPH S-1 Nasdaq Wilmer Cutler Pickering Hale and Dorr LLP
RECRO PHARMA, INC. S-1 Zysman, Aharoni, Gayer and Sullivan & Worcester LLP

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors. Click here and opt-in to receive this weekly summary via email.

Have a great day.

2 responses to “Last week’s IPOs and Transactions

  1. EAWC Technologies is attending and presenting on the Envirotech & Clean Energy Investor Summit 2013.London 30-31 October 2013 http://wp.me/p3HUk2-2c.We are also just waiting for our S1 filing….Looking much forward…

  2. This year’s Envirotech & Clean Energy Investor Summit will once again feature a third stream of dedicated sessions showcasing emerging innovators and technology developers to a targeted and expert audience of investors, industry leading-companies and large corporates.Presenting companies will include breakthrough businesses from a range of sectors and backgrounds, offering insights into new industry developments, business opportunities and potentially game-changing technologies.

    http://www.envirotechinvestorsummit.com/2013/showcase.html

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