Last week’s IPOs and Transactions

There were 89 transactions filed with the SEC last week.

Congratulations to all of our corporations and law firms that selected our transactions services last week including Atlantic Coast Financial Corp. w/ Nelson Mullins Riley & Scarborough LLP, Winha International Group LTD. w/ Anslow & Jaclin LLP and Pharmathene Inc. w/ Fenwick & West LLP and Dentons US LLP.

We appreciate that they selected to work with us and we’re pleased that they found us both accurate and affordable.

Curious about the IPO process? Free whitepaper: click image. 

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Registrant Symbol Form Type Exchange Law firm / Advisor
WILDERMUTH ENDOWMENT STRATEGY FUND N-2 Alston & Bird LLP
WINHA INTERNATIONAL GROUP LTD S-1 Anslow & Jaclin, LLP
CST BRANDS, INC. CST S-1 NYSE Baker Botts L.L.P.
AUTOTRONIC SYSTEMS INC S-4 Baker Botts L.L.P.
CORNERSTONE STRATEGIC VALUE FUND INC CLM N-2 NYSE Blank Rome LLP
CORNERSTONE TOTAL RETURN FUND INC CRF N-2 NYSE Blank Rome LLP
REAL GOODS SOLAR, INC. RSOL S-4 Nasdaq Brownstein Hyatt Farber Schreck, LLP
STEREOTAXIS, INC. STXS S-1 Nasdaq Bryan Cave LLP
ARAMARK HOLDINGS CORP S-1 Cahill Gordon & Reindel LLP
PACWEST BANCORP PACW S-4 Nasdaq CapitalSource Inc.
TRUNITY HOLDINGS, INC. TNTYE S-1 OTC Carlton Fields P.A.
CAVCO INDUSTRIES INC CVCO S-3 Nasdaq Cavco Industries, Inc.
VIOSOLAR INC. VIOSF S-4 OTC Clark Wilson LLP
CITIGROUP INC CPRICL S-3 OTC Cleary Gottlieb Steen & Hamilton LLP
XOMA CORP XOMA S-3 Nasdaq Cooley LLP
GLOBAL BRASS & COPPER HOLDINGS, INC. BRSS S-1 NYSE Cravath, Swaine & Moore LLP
CST BRANDS, INC. CST S-1 NYSE Davis Polk & Wardwell LLP
FLEETMATICS GROUP PLC FLTX F-1 NYSE Davis Polk & Wardwell LLP
ING U.S., INC. VOYA S-1 NYSE Davis Polk & Wardwell LLP
HILTON WORLDWIDE HOLDINGS INC. S-1 Davis Polk & Wardwell LLP
GEOPARK LTD F-1 Davis Polk & Wardwell LLP
FANGMAX ARTIFACTS CORP. S-1 Dean Law Corp.
DELVERTON RESORTS INTERNATIONAL INC. 10-12G Delverton Acquisition Corporation
PHARMATHENE, INC PIP S-4 NYSE Dentons US LLP
SUPERVALU INC SVU S-4 NYSE Dorsey & Whitney LLP
TRI COUNTY FINANCIAL CORP /MD/ TCFC S-1 OTC Elias, Matz, Tiernan & Herrick L.L.P.
ENDURANCE INTERNATIONAL GROUP HOLDINGS, INC. S-1 Nasdaq Endurance International Group Holdings, Inc.
PHARMATHENE, INC PIP S-4 NYSE Fenwick & West LLP
VEEVA SYSTEMS INC S-1 Fenwick & West LLP
FLEETMATICS GROUP PLC FLTX F-1 NYSE FleetMatics USA, LLC
APPLE REIT NINE, INC. S-4 Foley & Lardner LLP
GEOPARK LTD F-1 GeoPark Limited
COEUR MINING, INC. CDE S-4 NYSE Gibson, Dunn & Crutcher LLP
FLEETMATICS GROUP PLC FLTX F-1 NYSE Goodwin Procter LLP
ENDURANCE INTERNATIONAL GROUP HOLDINGS, INC. S-1 Nasdaq Goodwin Procter LLP
COASTWAY BANCORP, INC. S-1 Goodwin Procter LLP
QUARTET MERGER CORP. S-1 Graubard Miller
IDENTIVE GROUP, INC. INVE S-3 Nasdaq Greenberg Traurig, LLP
VEEVA SYSTEMS INC S-1 Gunderson Dettmer Stough Villeneuve Franklin & Hachigian, LLP
IXIR PRODUCTIONS, INC. S-1 Harold Gewerter, Esq., Ltd
HILTON WORLDWIDE HOLDINGS INC. S-1 Hilton Worldwide Holdings Inc.
AMERICAN HOMES 4 RENT AMH S-11 NYSE Hogan Lovells US LLP
APPLE REIT NINE, INC. S-4 Hogan Lovells US LLP
CST BRANDS, INC. CST S-1 NYSE Jackson Walker L.L.P.
AUTOTRONIC SYSTEMS INC S-4 Jackson Walker L.L.P.
APPLE REIT NINE, INC. S-4 Kaufman & Canoles, PC
TRI COUNTY FINANCIAL CORP /MD/ TCFC S-1 OTC Kilpatrick Townsend & Stockton LLP
SUNEDISON SEMICONDUCTOR, INC. S-1 Kirkland & Ellis LLP
TEXTURA CORP TXTR S-1 NYSE Latham & Watkins LLP
AMERICAN HOMES 4 RENT AMH S-11 NYSE Latham & Watkins LLP
AMERICAN SUPERCONDUCTOR CORP /DE/ AMSC S-3 Nasdaq Latham & Watkins LLP
SUNEDISON SEMICONDUCTOR, INC. S-1 Latham & Watkins LLP
CLEARBRIDGE ENERGY MLP TOTAL RETURN FUND INC. N-2 NYSE Legg Mason & Co., LLC
EDGEWATER BANCORP, INC. S-1 Luse Gorman Pomerenk & Schick, P.C.
COASTWAY BANCORP, INC. S-1 Luse Gorman Pomerenk & Schick, P.C.
TEXTURA CORP TXTR S-1 NYSE Mayer Brown LLP
QUARTET MERGER CORP. S-1 McDermott Will & Emery LLP
APPLE REIT NINE, INC. S-4 McGuireWoods LLP
FUELS INC S-1 Michael A. Littman, Attorney at Law
ATLANTIC COAST FINANCIAL CORP ACFC S-1 Nasdaq Nelson Mullins Riley & Scarborough LLP
ALLIANCEBERNSTEIN L.P. S-4 Nixon Peabody LLP
GLOBAL BRASS & COPPER HOLDINGS, INC. BRSS S-1 NYSE Paul, Weiss, Rifkind, Wharton & Garrison LLP
WILDERMUTH ENDOWMENT STRATEGY FUND N-2 Realty Capital Securities, LLC
WSI MEDICAL WASTE SYSTEMS INC S-4 Shearman & Sterling LLP
MARATHON PATENT GROUP, INC. MARA S-1 OTC Sichenzia Ross Friedman Ference LLP
CLEARBRIDGE ENERGY MLP TOTAL RETURN FUND INC. N-2 NYSE Simpson Thacher & Bartlett LLP
ARAMARK HOLDINGS CORP S-1 Simpson Thacher & Bartlett LLP
APX GROUP, INC. S-4 Simpson Thacher & Bartlett LLP
HILTON WORLDWIDE HOLDINGS INC. S-1 Simpson Thacher & Bartlett LLP
ZOETIS INC. ZTS S-4 NYSE Skadden, Arps, Slate, Meagher & Flom LLP
SOLARCITY CORP SCTY S-1 Nasdaq SolarCity Corporation
ATLANTIC COAST FINANCIAL CORP ACFC S-1 Nasdaq Stradley Ronon Stevens & Young, LLP
ING U.S., INC. VOYA S-1 NYSE Sullivan & Cromwell LLP
PACWEST BANCORP PACW S-4 Nasdaq Sullivan & Cromwell LLP
ACTIVE WITH ME INC. S-1 Synergen Law Group, APC
DELIAS, INC. DLIA S-3 Nasdaq Troutman Sanders LLP
UNIVERSAL AMERICAN CORP. UAM S-3 NYSE Universal American Corp.
WINHA INTERNATIONAL GROUP LTD S-1 Vcorp Services, LLP
FIRST CITIZENS BANC CORP /OH FCZA S-1 Nasdaq Vedder Price P.C.
VEEVA SYSTEMS INC S-1 Veeva Systems Inc.
FIRST CITIZENS BANC CORP /OH FCZA S-1 Nasdaq Vorys, Sater, Seymour and Pease LLP
ALLIANCEBERNSTEIN L.P. S-4 W.P. Stewart & Co., Ltd.
PACWEST BANCORP PACW S-4 Nasdaq Wachtell, Lipton, Rosen & Katz
ALLIANCEBERNSTEIN L.P. S-4 Wachtell, Lipton, Rosen & Katz
STARBOARD RESOURCES, INC. S-1 Whitaker Chalk Swindle & Schwartz, PLLC
GEOPARK LTD F-1 White & Case LLP
ENDURANCE INTERNATIONAL GROUP HOLDINGS, INC. S-1 Nasdaq Wilmer Cutler Pickering Hale and Dorr LLP
IDERA PHARMACEUTICALS, INC. IDRA S-3 Nasdaq Wilmer Cutler Pickering Hale and Dorr LLP
SOLARCITY CORP SCTY S-1 Nasdaq Wilson Sonsini Goodrich & Rosati, P.C.

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Have a great day.

One response to “Last week’s IPOs and Transactions

  1. Pingback: September 2013 IR and SEC Compliance Blog Summary | Building Shareholder Confidence

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