Last week’s IPOs and Transactions

There were 49 transactions filed with the SEC last week.

Congratulations to all of our corporations and law firms that selected our transactions services last week including Citizens Independent Bancorp Inc. w/ Vorys, Sater, Seymour and Pease LLP, Rexit Inc. w/ Jillian Ivey Sidoti Esq. and Appyea Inc. w/ Bart and Associates LLC. We appreciate that they selected to work with us and we’re pleased that they found us both accurate and affordable.

Understand the IPO / S-1 ping-pong paperflow with the SEC? This whitepaper could help you visualize it. Download it HERE.

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Company Name Symbol Form Exchange Law firm / Advisor
EP ENERGY CORP S-1 Akin Gump Strauss Hauer & Feld LLP
STEADFAST APARTMENT REIT, INC. S-11 Alston & Bird LLP
MACROGENICS INC S-1 Arnold & Porter LLP
STRATEGIC STORAGE TRUST II, INC. S-11 Baker, Donelson, Bearman, Caldwell and Berkowitz, PC
STONEGATE MORTGAGE CORP S-1 Barnes & Thornburg LLP
AMERICA FIRST TAX EXEMPT INVESTORS LP ATAX S-3 Nasdaq Barnes & Thornburg, LLP
APPYEA, INC S-1 Bart and Associates, LLC
SPHERIX INC SPEX S-3 Nasdaq Baxter, Baker, Sidle, Conn & Jones, P.A.
BGS ACQUISITION SUBSIDIARY, INC. S-4 BGS Acquisition Corp.
ASC ACQUISITION LLC S-1 Bradley Arant Boult Cummings LLP
ASC ACQUISITION LLC S-1 Cleary Gottlieb Steen & Hamilton LLP
EYE ON MEDIA NETWORK, INC. 10-12G Clifford J. Hunt, Esq.
ASC ACQUISITION LLC S-1 Cravath, Swaine & Moore LLP
SIGNATURE GROUP HOLDINGS, INC. SGGH S-3 OTC Crowell & Moring LLP
USMETALS, INC. S-1 Dennis Brovarone Atty.
RBS ACCEPTANCE INC. S-3 Dentons US LLP
BGS ACQUISITION SUBSIDIARY, INC. S-4 Duane Morris LLP
VALUESETTERS CORP 10-12G Greenberg Traurig, LLP
KALOBIOS PHARMACEUTICALS INC KBIO S-3 Nasdaq Gunderson Dettmer Stough Villeneuve Franklin & Hachigian, LLP
MORGANS HOTEL GROUP CO. MHGC S-3 Nasdaq Hogan Lovells US LLP
AMERICAN HOMES 4 RENT AMH S-11 NYSE Hogan Lovells US LLP
STONEGATE MORTGAGE CORP S-1 Hunton & Williams LLP
WILSHIRE BANCORP INC WIBC S-4 Nasdaq Hunton & Williams LLP
REXIT INC. S-11 Jillian Ivey Sidoti, Esq.
INTERNATIONAL SHIPHOLDING CORP ISH S-3 NYSE Jones Walker L.L.P.
ANAVEX LIFE SCIENCES CORP. AVXL S-1 OTC K&L Gates LLP
LSI INDUSTRIES INC LYTS S-3 Nasdaq Keating Muething & Klekamp PLL
WILSHIRE BANCORP INC WIBC S-4 Nasdaq King, Holmes, Paterno & Berliner
EP ENERGY CORP S-1 Latham & Watkins LLP
MOTORCAR PARTS AMERICA INC MPAA S-1 Nasdaq Latham & Watkins LLP
AMERICAN HOMES 4 RENT AMH S-11 NYSE Latham & Watkins LLP
FALCONRIDGE OIL TECHNOLOGIES CORP. FROT S-1 OTC Macdonald Tuskey
MAGNUM HUNTER RESOURCES CORP MHR S-4 NYSE Magnum Hunter Resources Corp.
IRELAND INC. IRLD S-1 OTC Northwest Law Group
EP ENERGY CORP S-1 Paul, Weiss, Rifkind, Wharton & Garrison LLP
OUTERWALL INC CSTR S-4 Nasdaq Perkins Coie LLP
WILSHIRE BANCORP INC WIBC S-4 Nasdaq Saehan Bancorp
TOPS HOLDING LLC S-4 Shearman & Sterling LLP
SPHERIX INC SPEX S-3 Nasdaq Sichenzia Ross Friedman Ference LLP
EATON CORP ETN35 S-4 Simpson Thacher & Bartlett LLP
ROYAL BANCSHARES OF PENNSYLVANIA INC RBPAA S-1 OTC Stevens & Lee, P.C.
BMO LLOYD GEORGE FRONTIER MARKETS EQUITY FUND N-2 Stradley Ronon Stevens & Young, LLP
PACIFIC MERCANTILE BANCORP PMBC S-3 Nasdaq Stradling Yocca Carlson & Rauth
STONEGATE MORTGAGE CORP S-1 Sullivan & Cromwell LLP
REX ENERGY CORP REXX S-4 Nasdaq Thompson & Knight LLP
VALUESETTERS CORP 10-12G ValueSetters, Inc.
INERGY MIDSTREAM, L.P. NRGM S-4 NYSE Vinson & Elkins L.L.P.
CITIZENS INDEPENDENT BANCORP, INC. S-1 Vorys, Sater, Seymour and Pease LLP
MACROGENICS INC S-1 Wilmer Cutler Pickering Hale and Dorr LLP

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors. Click here and opt-in to receive this weekly summary via email.

Have a great day.

One response to “Last week’s IPOs and Transactions

  1. Pingback: September 2013 IR and SEC Compliance Blog Summary | Building Shareholder Confidence

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