Last week’s IPOs and Transactions

There were 96 transactions filed with the SEC last week.

Congratulations to all of our corporations and law firms that selected our transactions services last week including Orion Financial Group Inc. w/ Anslow + Jaclin LLP, Globant SA w/ DLA Piper LLP and Mandalay Digital Group Inc. Inc. w/ Manatt, Phelps & Phillips, LLP. We appreciate that they selected to work with us and we’re pleased that they found us both accurate and affordable.

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Registrant Symbol Form Exchange Law firm / Advisor
EVERTEC, INC. EVTC S-1 NYSE Akin Gump Strauss Hauer & Feld LLP
LRE OPERATING, LLC S-3 Andrews Kurth LLP
LDR HOLDING CORP S-1 Nasdaq Andrews Kurth LLP
INDEPENDENT BANK GROUP, INC. IBTX S-4 Nasdaq Andrews Kurth LLP
ARCO-IRIS GOLD CORP S-1 Anslow + Jaclin, LLP
DANIELS CORPORATE ADVISORY COMPANY, INC. DCAC S-1 OTC Anslow + Jaclin, LLP
ORION FINANCIAL GROUP INC ORFN S-1 OTC Anslow + Jaclin, LLP
ARISTA POWER, INC. ASPW S-1 OTC Arista Power, Inc.
LGI HOMES, INC. S-1 Baker Botts LLP
GLADSTONE COMMERCIAL CORP GOOD S-3 Nasdaq Bass, Berry & Sims PLC
SLM FUNDING LLC S-3 Bingham McCutchen LLP
BANK OF MARIN BANCORP BMRC S-4 Nasdaq Bingham McCutchen LLP
NUVEEN ENERGY MLP TOTAL RETURN FUND JMF N-2 NYSE Bingham McCutchen LLP
SLM FUNDING LLC S-3 Cadwalader, Wickersham & Taft LLP
PERRIGO CO LTD S-4 Cadwalader, Wickersham & Taft LLP
EVERTEC, INC. EVTC S-1 NYSE Cahill Gordon & Reindel LLP
RINGCENTRAL INC S-1 Cooley LLP
ANACOR PHARMACEUTICALS, INC. ANAC S-3 Nasdaq Cooley LLP
LIPOCINE INC. LPCN S-1 OTC Cooley LLP
PREMIER, INC. S-1 Cravath, Swaine & Moore LLP
FIDELITY NATIONAL FINANCIAL, INC. FNF S-4 NYSE Cravath, Swaine & Moore LLP
CUBIST PHARMACEUTICALS INC CBST S-4 Nasdaq Cubist Pharmaceuticals, Inc.
WNS STUDIOS, INC. S-1 David Lubin & Associates, PLLC
MINES MANAGEMENT INC MGN S-3 NYSE Davis Graham & Stubbs LLP
VIOLIN MEMORY INC S-1 Davis Polk & Wardwell LLP
FIDELITY & GUARANTY LIFE S-1 Davis Polk & Wardwell LLP
FIDELITY & GUARANTY LIFE S-1 Debevoise & Plimpton LLP
DIAMOND LANE, INC. S-1 Diamond Lane, Inc.
GLOBANT S.A. F-1 DLA Piper LLP
PMC COMMERCIAL TRUST /TX PCC S-4 NYSE DLA Piper LLP
HEARTLAND FINANCIAL USA INC HTLF S-3 Nasdaq Dorsey & Whitney LLP
PERRIGO CO LTD S-4 Elan Corporation, PLC
IMPERIAL HOLDINGS, INC. IFT S-1 NYSE Foley & Lardner LLP
RENT A CENTER WEST INC S-4 Fulbright & Jaworski LLP
MIDAMERICAN ENERGY CO MDPWK S-3 OTC Gibson, Dunn & Crutcher LLP
GLADSTONE COMMERCIAL CORP GOOD S-3 Nasdaq Gladstone Management Corporation
MARKETO, INC. MKTO S-1 Nasdaq Goodwin Procter LLP
RMG NETWORKS HOLDING CORP RMGN S-1 Nasdaq Greenberg Traurig, LLP
INGLES MARKETS INC IMKTA S-4 Nasdaq Greenberg Traurig, LLP
INDEPENDENT BANK GROUP, INC. IBTX S-4 Nasdaq Haynie Rake Repass & Lowry, P.C.
BROADCAST INTERNATIONAL INC BCST S-4 OTC Holland & Hart LLP
DMC BEVERAGE CORP. S-1 J.M. Walker & Associates Attorneys At Law
FREEPORT MCMORAN COPPER & GOLD INC FCX S-4 NYSE Jones Walker LLP
KANSAS CITY SOUTHERN DE MEXICO, S.A. DE C.V. S-4 Kansas City Southern
FIRST FEDERAL BANCSHARES OF ARKANSAS INC FFBH S-4 Nasdaq Kutak Rock LLP
LDR HOLDING CORP S-1 Nasdaq Latham & Watkins LLP
REAL HIP-HOP NETWORK, INC S-1 Law Office of Timothy S. Orr, PLLC
FIDELITY NATIONAL FINANCIAL, INC. FNF S-4 NYSE Lender Processing Services, Inc.
GEO JS TECH GROUP CORP. S-1 Leonard E. Neilson, P.C.
PMC COMMERCIAL TRUST /TX PCC S-4 NYSE Locke Lord LLP
MANDALAY DIGITAL GROUP, INC. MNDL S-3 Nasdaq Manatt, Phelps & Phillips, LLP
POTBELLY CORP S-1 Nasdaq Mayer Brown LLP
ENVESTNET, INC. ENV S-1 NYSE Mayer Brown LLP
PREMIER, INC. S-1 McDermott Will & Emery LLP
METROPOLITAN LIFE INSURANCE CO 10-12G Metropolitan Life Insurance Company
OVASCIENCE, INC. OVAS S-3 Nasdaq Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.
CALIFORNIA REPUBLIC FUNDING LLC S-3 Mitchell Silberberg & Knupp LLP
FIRST FEDERAL BANCSHARES OF ARKANSAS INC FFBH S-4 Nasdaq Mitchell, Williams, Selig, Gates & Woodyard, P.L.L.C.
BLUE RIDGE REAL ESTATE CO BLRGZ S-4 OTC Morgan, Lewis & Bockius LLP
HEALTHCARE TRUST OF AMERICA, INC. HTA S-4 NYSE O’Melveny & Myers LLP
INDEPENDENT BANK GROUP, INC. IBTX S-4 Nasdaq Patton Boggs LLP
AMC ENTERTAINMENT HOLDINGS, INC. S-1 Paul, Weiss, Rifkind, Wharton & Garrison LLP
PERRIGO CO LTD S-4 Perrigo Company
LEGEND INTERNATIONAL HOLDINGS INC LGDI S-1 OTC Phillips Nizer LLP
VIOLIN MEMORY INC S-1 Pillsbury Winthrop Shaw Pittman LLP
BROADCAST INTERNATIONAL INC BCST S-4 OTC Reed L. Benson, Esq.
RINGCENTRAL INC S-1 RingCentral, Inc.
CUBIST PHARMACEUTICALS INC CBST S-4 Nasdaq Ropes & Gray LLP
FREESEAS INC. FREE F-1 Nasdaq Sichenzia Ross Friedman Ference LLP
CALIFORNIA REPUBLIC FUNDING LLC S-3 Sidley Austin LLP
POTBELLY CORP S-1 Nasdaq Sidley Austin LLP
ENVESTNET, INC. ENV S-1 NYSE Sidley Austin LLP
NEURALSTEM, INC. CUR S-3 NYSE Silvestre Law Group, P.C.
GLOBANT S.A. F-1 Simpson Thacher & Bartlett LLP
PROSPECT CAPITAL CORP PSEC N-2 Nasdaq Skadden Arps Slate Meagher & Flom LLP
ECKERD CORP S-4 Skadden, Arps, Slate, Meagher & Flom LLP
GUGGENHEIM STRATEGIC OPPORTUNITIES FUND GOF N-2 NYSE Skadden, Arps, Slate, Meagher & Flom LLP
AMERICAN EQUITY INVESTMENT LIFE HOLDING CO AEL S-4 NYSE Skadden, Arps, Slate, Meagher & Flom LLP
QUIKSILVER INC ZQK S-4 NYSE Skadden, Arps, Slate, Meagher & Flom LLP
BANK OF MARIN BANCORP BMRC S-4 Nasdaq Stuart | Moore
PERRIGO CO LTD S-4 Sullivan & Cromwell LLP
GREAT WEST LIFE & ANNUITY INSURANCE CO S-1 Sutherland Asbill & Brennan LLP
KEY LINK ASSETS CORP. S-1 Synergy Law Group, LLC
THREE FORKS, INC. 10-12G Three Forks, Inc.
LUMOS NETWORKS CORP. LMOS S-3 Nasdaq Troutman Sanders LLP
UMED HOLDINGS, INC. 10-12G UMED Holdings, Inc.
RAAM GLOBAL ENERGY CO S-4 Vinson & Elkins L.L.P.
MIDSTATES PETROLEUM COMPANY, INC. MPO S-4 NYSE Vinson & Elkins L.L.P.
AMC ENTERTAINMENT HOLDINGS, INC. S-1 Weil, Gotshal & Manges LLP
FIDELITY NATIONAL FINANCIAL, INC. FNF S-4 NYSE Weil, Gotshal & Manges LLP
KANSAS CITY SOUTHERN DE MEXICO, S.A. DE C.V. S-4 White & Case LLP
TRANSUNION HOLDING COMPANY, INC. S-1 Wilmer Cutler Pickering Hale and Dorr LLP
MARKETO, INC. MKTO S-1 Nasdaq Wilson Sonsini Goodrich & Rosati PC
RINGCENTRAL INC S-1 Wilson Sonsini Goodrich & Rosati, P.C.
LGI HOMES, INC. S-1 Winstead PC
CEMPRA, INC. CEMP S-3 Nasdaq Wyrick Robbins Yates & Ponton LLP

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Have a great day.

One response to “Last week’s IPOs and Transactions

  1. Pingback: September 2013 IR and SEC Compliance Blog Summary | Building Shareholder Confidence

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