Last week’s IPOs and Transactions

There were 79 transactions filed with the SEC last week.

Congratulations to all of our corporations and law firms that selected our transactions services last week including Exeo Entertainment, Inc. w/ South Milhausen PA, Far East Energy Corp. w/ Baker & McKenzie LLP and Enerjex Resources Inc. w/ Kirkland & Ellis LLP. We appreciate that they selected to work with us and we’re pleased that they found us both accurate and affordable.

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Registrant Symbol Form Exchange Law firm / Advisor
ALLY WHOLESALE ENTERPRISES LLC S-3 Ally Wholesale Enterprises LLC
APPLIED OPTOELECTRONICS, INC. S-1 Nasdaq Applied Optoelectronics, Inc.
HUNTER RIDGE HOLDINGS, INC. S-4 Arch Coal, Inc.
AUSCRETE CORP 10-12B Auscrete Corporation
FAR EAST ENERGY CORP FEEC S-3 OTC Baker & McKenzie LLP
PEOPLES FINANCIAL SERVICES CORP. PFIS S-4 OTC Bybel Rutledge LLP
ANGIODYNAMICS INC ANGO S-3 Nasdaq Cadwalader, Wickersham & Taft LLP
VESTA INTERNATIONAL, CORP. S-1 Cane Clark LLP
CHEGG, INC S-1 Chegg, Inc.
ZELTIQ AESTHETICS INC ZLTQ S-3 Nasdaq Cooley LLP
SYSOREX GLOBAL HOLDINGS CORP. SYRX S-1 Davidoff Hutcher & Citron, LLP
BIND THERAPEUTICS, INC S-1 Davis Polk & Wardwell LLP
CHEGG, INC S-1 Davis Polk & Wardwell LLP
OPHTHOTECH CORP. S-1 Davis Polk & Wardwell LLP
CROWN CORK & SEAL CO INC S-4 Dechert LLP
PENNANTPARK FLOATING RATE CAPITAL LTD. PFLT N-2 Nasdaq Dechert LLP
BRT REALTY TRUST BRT S-3 NYSE Dentons US LLP
LCNB CORP LCNB S-3 Nasdaq Dinsmore & Shohl LLP
PHILLIPS EDISON – ARC GROCERY CENTER REIT II, INC. S-11 DLA Piper LLP
LPATH, INC LPTND S-3 Nasdaq DLA Piper LLP
APPLIED OPTOELECTRONICS, INC. S-1 Nasdaq DLA Piper LLP
BIOTA PHARMACEUTICALS, INC. BOTA S-3 Nasdaq DLA Piper LLP
CYMABAY THERAPEUTICS, INC. 10-12G Ernst & Young LLP
FATE THERAPEUTICS INC S-1 Fate Therapeutics, Inc.
ROCKET FUEL INC. S-1 Fenwick & West LLP
CHEGG, INC S-1 Fenwick & West LLP
FIBROCELL SCIENCE, INC. FCSCD S-3 NYSE Fibrocell Science, Inc.
VISUALANT INC VSUL S-1 OTC Fifth Avenue Law Group, PLLC
XOOM CORP XOOM S-1 Nasdaq Gibson, Dunn & Crutcher LLP
BENEFITFOCUS,INC. S-1 Goodwin Procter LLP
FATE THERAPEUTICS INC S-1 Goodwin Procter LLP
XOOM CORP XOOM S-1 Nasdaq Goodwin Procter LLP
MOBIVITY HOLDINGS CORP. MFON S-1 OTC Greenberg Traurig, LLP
UPPERSOLUTION.COM S-1 Harold P. Gewerter, Esq.
QTS REALTY TRUST, INC. S-11 Hogan Lovells LLP
HYPERION THERAPEUTICS INC HPTX S-3 Nasdaq Hogan Lovells US LLP
HUNTER RIDGE HOLDINGS, INC. S-4 K&L Gates LLP
NANOANTIBIOTICS, INC. S-1 K&L Gates LLP
COMMUNITY FINANCIAL SHARES INC CFIS S-1 OTC Kilpatrick Townsend & Stockton LLP
ALLY WHOLESALE ENTERPRISES LLC S-3 Kirkland & Ellis LLP
ENERJEX RESOURCES, INC. ENRJ S-4 OTC Kirkland & Ellis LLP
BIND THERAPEUTICS, INC S-1 Latham & Watkins LLP
MINERIA Y EXPLORACIONES OLYMPIA, INC. S-1 Lawler & Associates
UNION FIRST MARKET BANKSHARES CORP UBSH S-4 Nasdaq LeClairRyan
GRAPHON CORP/DE GOJO S-1 OTC Manatt, Phelps & Phillips, LLP
ALLY WHOLESALE ENTERPRISES LLC S-3 Mayer Brown LLP
FATE THERAPEUTICS INC S-1 Morgan, Lewis & Bockius LLP
MEETME, INC. MEET S-3 NYSE Morgan, Lewis & Bockius LLP
X-TREME INVESTMENTS INC. S-1 Norman T. Reynolds Law Firm
PEOPLES FINANCIAL SERVICES CORP. PFIS S-4 OTC Penseco Financial Services Corporation
PEOPLES FINANCIAL SERVICES CORP. PFIS S-4 OTC Pepper Hamilton LLP
PETROQUEST ENERGY INC PQ S-4 OTC PetroQuest Energy, Inc.
PETROQUEST ENERGY INC PQ S-3 OTC PetroQuest Energy, Inc.
PETROQUEST ENERGY INC PQ S-4 OTC Porter Hedges LLP
PETROQUEST ENERGY INC PQ S-3 OTC Porter Hedges LLP
PHILLIPS EDISON – ARC GROCERY CENTER REIT II, INC. S-11 Proskauer Rose LLP
HOUSE OF BODS FITNESS, INC. S-1 Raul N. Rodriguez, Esq.
ENERJEX RESOURCES, INC. ENRJ S-4 OTC Reicker, Pfau, Pyle & McRoy LLP
RED METAL RESOURCES, LTD. RMES S-1 OTC Richardson & Patel, LLP
ROCKET FUEL INC. S-1 Rocket Fuel Inc.
AP PHARMA INC /DE/ APPA S-3 OTC Ropes & Gray LLP
FIBROCELL SCIENCE, INC. FCSCD S-3 NYSE Schiff Hardin LLP
ORAGENICS INC OGEN S-3 NYSE Shumaker, Loop & Kendrick, LLP
NORTH BAY RESOURCES INC NBRI S-1 OTC Sichenzia Ross Friedman Ference LLP
QTS REALTY TRUST, INC. S-11 Sidley Austin LLP
SPRINGLEAF HOLDINGS, LLC S-1 Skadden, Arps, Slate, Meagher & Flom LLP
EXEO ENTERTAINMENT, INC. S-1 South Milhausen P.A.
ACEWAY CORP. S-1 Synergen Law Group, APC
UNION FIRST MARKET BANKSHARES CORP UBSH S-4 Nasdaq Troutman Sanders LLP
TEMPRESS TECHNOLOGIES INC S-4 Vinson & Elkins L.L.P.
ABERDEEN AUSTRALIA EQUITY FUND INC IAF N-2 NYSE Willkie Farr & Gallagher LLP
OPHTHOTECH CORP. S-1 Wilmer Cutler Pickering Hale and Dorr LLP
ROCKET FUEL INC. S-1 Wilson Sonsini Goodrich & Rosati PC
APPLIED OPTOELECTRONICS, INC. S-1 Nasdaq Wilson Sonsini Goodrich & Rosati, PC
INNERWORKINGS INC INWK S-3 Nasdaq Winston & Strawn LLP
WIRELESS XCESSORIES GROUP INC WIRX 10-12G OTC Wireless Xcessories Group Inc.
BENEFITFOCUS,INC. S-1 Wyrick Robbins Yates & Ponton LLP
XOOM CORP XOOM S-1 Nasdaq Xoom Corporation
ZELTIQ AESTHETICS INC ZLTQ S-3 Nasdaq ZELTIQ Aesthetics, Inc.

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors. Click here and opt-in to receive this weekly summary via email.

Have a great day.

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