Last week’s IPOs and Transactions

There were 65 transactions filed with the SEC last week.

Congratulations to all of our corporations and law firms that selected our transactions services last week including Akers Biosciences, Inc. w/ Blank Rome LLP, Recon Technologies LTD w/ Kaufman & Canoles PC and Lakeland Industries Inc. w/ Moomjian, Waite & Coleman, LLP. We appreciate that they selected to work with us and we’re pleased that they found us both accurate and affordable.

IPO_banner_blog

Registrant Symbol Form Exchange Law firm / Advisor
ACCELERON PHARMA INC   S-1 Nasdaq Acceleron Pharma Inc.
DIAMONDBACK ENERGY, INC. FANG S-1 Nasdaq Akin Gump Strauss Hauer & Feld LLP
SOLAR WIND ENERGY TOWER, INC. SWET S-1 OTC Anslow + Jaclin, LLP
KELLY SERVICES INC KELYA S-3 Nasdaq Baker & McKenzie LLP
CHINA TRAVEL RESORT HOLDINGS, INC CTVZ 10-12G OTC Bernard & Yam, LLP
KOPIN CORP KOPN S-3 Nasdaq Bingham McCutchen
AKERS BIOSCIENCES INC   S-1   Blank Rome LLP
PROSPERITY BANCSHARES INC PB S-4 NYSE Bracewell & Giuliani LLP
BROOKFIELD GLOBAL LISTED INFRASTRUCTURE INCOME FUND INC. INF N-2   Brookfield Investment Management Inc.
ARGAN BEAUTY CORP.   S-1   Cane Clark, LLP
NUVEEN ALL CAP ENERGY MLP OPPORTUNITIES FUND   N-2   Chapman and Cutler LLP
CLEAN ENERGY FUELS CORP. CLNE S-3 Nasdaq Clean Energy Fuels Corp.
ATLANTIC TELE NETWORK INC /DE ATNI S-3 Nasdaq Edwards Wildman Palmer LLP
OXIGENE INC OXGN S-1 Nasdaq Ellenoff Grossman & Schole LLP
GLU MOBILE INC GLUU S-3 Nasdaq Fenwick & West LLP
CAPITAL ONE FINANCIAL CORP COF S-4 NYSE Gibson, Dunn & Crutcher LLP
GLU MOBILE INC GLUU S-3 Nasdaq Glu Mobile Inc.
PENNANT 504 FUND   N-2   Godfrey & Kahn, S.C.
RIT TECHNOLOGIES LTD RITT F-1 Nasdaq Goldfarb Seligman & Co.
CATAPULT ACQUISITIONS CORP.   S-1   Harold Gewerter, Esq..Law
PROSPERITY BANCSHARES INC PB S-4 NYSE Hunton & Williams LLP
IRONWOOD INSTITUTIONAL MULTI-STRATEGY FUND LLC   N-2   Ironwood Capital Management Corporation
NUVEEN ALL CAP ENERGY MLP OPPORTUNITIES FUND   N-2   K&L Gates LLP
LENNAR CORP /NEW/ LEN.B S-4 NYSE K&L Gates LLP
RECON TECHNOLOGY, LTD RCON S-3 Nasdaq Kaufman & Canoles, P.C.
DIAMONDBACK ENERGY, INC. FANG S-1 Nasdaq Latham & Watkins LLP
PATTERN ENERGY GROUP INC.   S-1 Nasdaq Latham & Watkins LLP
QURAPPS, INC.   S-1   Law Offices of Thomas E. Puzzo, PLLC
LENNAR CORP /NEW/ LEN.B S-4 NYSE Lennar Corporation
INDEPENDENT BANK CORP /MI/ IBCP S-1 Nasdaq Lewis, Rice & Fingersh, L.C.
NATIONAL GENERAL HOLDINGS CORP.   S-1   Locke Lord LLP
IDEAL POWER INC.   S-1   Locke Lord LLP
AKERS BIOSCIENCES INC   S-1   Lucosky Brookman LLP
FIRST OF LONG ISLAND CORP FLIC S-3 Nasdaq Luse Gorman Pomerenk & Schick, P.C.
RIT TECHNOLOGIES LTD RITT F-1 Nasdaq McDermott Will & Emery LLP
OXIGENE INC OXGN S-1 Nasdaq Mintz, Levin, Cohn, Ferris Glovsky and Popeo, P.C.
RUTHIGEN, INC.   S-1   Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.
ACCELERON PHARMA INC   S-1 Nasdaq Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.
LAKELAND INDUSTRIES INC LAKE S-1 Nasdaq Moomjian, Waite & Coleman, LLP
MEETME, INC. MEET S-3 NYSE Morgan, Lewis & Bockius LLP
LASERLOCK TECHNOLOGIES INC LLTI S-1 OTC Morgan, Lewis & Bockius LLP
CLEAN ENERGY FUELS CORP. CLNE S-3 Nasdaq Morrison & Foerster LLP
GLOBAL DIGITAL SOLUTIONS INC GDSI 10-12G OTC Naccarato & Associates
INCONTACT, INC. SAAS S-3 Nasdaq Parsons Behle & Latimer
BROOKFIELD GLOBAL LISTED INFRASTRUCTURE INCOME FUND INC. INF N-2   Paul Hastings LLP
BON TON STORES INC BONT S-4 Nasdaq Paul, Weiss, Rifkind, Wharton & Garrison LLP
PROSPERITY BANCSHARES INC PB S-4 NYSE Prosperity Bancshares, Inc.
IDEAL POWER INC.   S-1   Richardson & Patel LLP
PROVIDENCE FLEXIBLE CREDIT ALLOCATION FUND   N-2   Ropes & Gray LLP
ACCELERON PHARMA INC   S-1 Nasdaq Ropes & Gray LLP
LF GEORGE HOLDINGS, INC.   S-1   Sanders Ortoli Vaughn-Flam Rosenstadt LLP
TIPTREE FINANCIAL INC. CVTR S-3 OTC Schulte Roth & Zabel LLP
IRONWOOD INSTITUTIONAL MULTI-STRATEGY FUND LLC   N-2   Shearman & Sterling LLP
CONTRAVIR PHARMACEUTICALS, INC.   10-12G   Sichenzia Ross Friedman Ference LLP
RUTHIGEN, INC.   S-1   Sichenzia Ross Friedman Ference LLP
RIT TECHNOLOGIES LTD RITT F-1 Nasdaq Sichenzia Ross Friedman Ference LLP
BULLFROG GOLD CORP. BFGC S-1 OTC Sichenzia Ross Friedman Ference LLP
TESORO LOGISTICS LP TLLP S-4 NYSE Simpson Thacher & Bartlett LLP
SPECTRUM PHARMACEUTICALS INC SPPI S-3 Nasdaq Stradling Yocca Carlson & Rauth
INDEPENDENT BANK CORP /MI/ IBCP S-1 Nasdaq Varnum LLP
PATTERN ENERGY GROUP INC.   S-1 Nasdaq Vinson & Elkins L.L.P.
MARKWEST ENERGY PARTNERS L P MWE S-3 NYSE Vinson & Elkins L.L.P.
WAVE SYSTEMS CORP WAVX S-3 Nasdaq Willkie Farr & Gallagher LLP
REGIONAL MANAGEMENT CORP. RM S-3 NYSE Womble Carlyle Sandridge & Rice, LLP
ORAMED PHARMACEUTICALS INC. ORMPD S-3 Nasdaq Zysman Aharoni Gayer and Sullivan & Worcester LLP

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors. Click here and opt-in to receive this weekly summary via email.

Have a great day.

Leave a Reply

Fill in your details below or click an icon to log in:

WordPress.com Logo

You are commenting using your WordPress.com account. Log Out / Change )

Twitter picture

You are commenting using your Twitter account. Log Out / Change )

Facebook photo

You are commenting using your Facebook account. Log Out / Change )

Google+ photo

You are commenting using your Google+ account. Log Out / Change )

Connecting to %s