Last week’s IPOs and Transactions

There were 65 transactions filed with the SEC last week.

Congratulations to all of our corporations and law firms that selected our transactions services last week including Baxano Surgical, Inc. w/ Smith, Anderson, Blount, Dorsett, Mitchell & Jernigan, LLP, Abtech Holdings, Inc. w/ Squire Sanders LLP and Homeowners Of America Holding Corp. w/ Reed Smith LLP. We appreciate that they selected to work with us and we’re pleased that they found us both accurate and affordable.

How much did you pay for your last transaction? Get a quote from us on your next session. Click here to watch our new transactions video.

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Registrant Symbol Form Exchange Law firm / Advisor
OPKO HEALTH, INC. OPK S-4 NYSE Akerman Senterfitt
CINEMARK USA INC /TX S-4 Akin Gump Strauss Hauer & Feld LLP
AMERICAN HONDA FINANCE CORP 10-12G American Honda Finance Corporation
MARLIN MIDSTREAM PARTNERS, LP S-1 Andrews Kurth LLP
FLOTEK INDUSTRIES INC/CN/ FTK S-3 NYSE Andrews Kurth LLP
SOLAR WIND ENERGY TOWER, INC. SWET S-1 OTC Anslow + Jaclin, LLP
KINDER MORGAN ENERGY PARTNERS L P KMP S-3 NYSE Bracewell & Giuliani LLP
BURLINGTON HOLDINGS, INC. S-1 Cahill Gordon & Reindel LLP
CBS OUTDOOR AMERICAS INC. S-11 CBS Corporation
NEIMAN MARCUS, INC. S-1 Cleary Gottlieb Steen & Hamilton LLP
ANACOR PHARMACEUTICALS, INC. ANAC S-3 Nasdaq Cooley LLP
REGULUS THERAPEUTICS INC. S-1 Nasdaq Cooley LLP
NEIMAN MARCUS, INC. S-1 Cravath, Swaine & Moore LLP
GOLDEN MINERALS CO AUMN S-3 NYSE Davis Graham & Stubbs LLP
ARDMORE SHIPPING CORP F-1 Davis Polk & Wardwell LLP
FLEETMATICS GROUP PLC FLTX F-1 NYSE Davis Polk & Wardwell LLP
ING SENIOR INCOME FUND XSIBX N-2 Dechert LLP
PHILLIPS EDISON – ARC SHOPPING CENTER REIT INC. S-11 DLA Piper LLP
OPKO HEALTH, INC. OPK S-4 NYSE DLA Piper LLP
REGULUS THERAPEUTICS INC. S-1 Nasdaq Goodwin Procter LLP
UNWIRED PLANET, INC. UPIP S-3 Nasdaq Goodwin Procter LLP
TERRENO REALTY CORP TRNO S-3 NYSE Goodwin Procter LLP
FLEETMATICS GROUP PLC FLTX F-1 NYSE Goodwin Procter LLP
OPKO HEALTH, INC. OPK S-4 NYSE Greenberg Traurig, P.A.
GROSVENOR REGISTERED MULTI-STRATEGY FUND (TI 1), LLC N-2 Grosvenor Registered Multi-Strategy Funds
GROSVENOR REGISTERED MULTI-STRATEGY FUND (TI 2), LLC N-2 Grosvenor Registered Multi-Strategy Funds
GROSVENOR REGISTERED MULTI-STRATEGY FUND (W), LLC N-2 Grosvenor Registered Multi-Strategy Funds
INVESTORS REAL ESTATE TRUST IRET S-3 NYSE Investors Real Estate Trust
HERTZ CORP S-4 Jenner & Block LLP
GROSVENOR REGISTERED MULTI-STRATEGY FUND (TI 1), LLC N-2 K&L Gates LLP
GROSVENOR REGISTERED MULTI-STRATEGY FUND (TI 2), LLC N-2 K&L Gates LLP
GROSVENOR REGISTERED MULTI-STRATEGY FUND (W), LLC N-2 K&L Gates LLP
BURLINGTON HOLDINGS, INC. S-1 Kirkland & Ellis LLP
MARLIN MIDSTREAM PARTNERS, LP S-1 Latham & Watkins LLP
EMERALD ISLE EXPLORATIONS LTD. S-1 Law Offices of Thomas E. Puzzo, PLLC
DINAMO CORP S-1 Law Offices of Thomas E. Puzzo, PLLC
HOME BANCORP WISCONSIN, INC. S-1 Luse Gorman Pomerenk & Schick, P.C.
ABBVIE INC. ABBV S-4 NYSE Mayer Brown LLP
AMERICAN HONDA FINANCE CORP 10-12G O’Melveny & Myers LLP
MOMENTIVE SPECIALTY CHEMICALS INC. S-4 Paul, Weiss, Rifkind, Wharton & Garrison LLP
MOMENTIVE SPECIALTY CHEMICALS INC. S-4 Paul, Weiss, Rifkind, Wharton & Garrison LLP
OPKO HEALTH, INC. OPK S-4 NYSE Prolor Biotech, Inc.
PHILLIPS EDISON – ARC SHOPPING CENTER REIT INC. S-11 Proskauer Rose LLP
HOMEOWNERS OF AMERICA HOLDING CORP S-1 Reed Smith LLP
SFX ENTERTAINMENT, INC S-1 Nasdaq Reed Smith LLP
FNB CORP/FL/ FNB S-4 NYSE Reed Smith LLP
ARDMORE SHIPPING CORP F-1 Seward & Kissel LLP
MARATHON PATENT GROUP, INC. MARA S-1 OTC Sichenzia Ross Friedman Ference LLP
SORRENTO THERAPEUTICS, INC. SRNE S-3 OTC Sichenzia Ross Friedman Ference LLP
BAXANO SURGICAL, INC. TSON S-3 Nasdaq Smith, Anderson, Blount, Dorsett, Mitchell & Jernigan, L.L.P.
ABTECH HOLDINGS, INC. ABHD S-1 OTC Squire Sanders LLP
NEW MOUNTAIN FINANCE HOLDINGS, L.L.C. N-2 Sutherland Asbill & Brennan LLP
PACIFIC ETHANOL, INC. PEIX S-1 Nasdaq Troutman Sanders LLP
EASTERN VIRGINIA BANKSHARES INC EVBS S-1 Nasdaq Troutman Sanders LLP
FNB CORP/FL/ FNB S-4 NYSE Vorys, Sater, Seymour and Pease LLP
CBS OUTDOOR AMERICAS INC. S-11 Wachtell, Lipton, Rosen & Katz
TERAX ENERGY, INC. TEXG 10-12G OTC Westar Oil & Gas, Inc.
SFX ENTERTAINMENT, INC S-1 Nasdaq White & Case LLP
STRATEGIC ENVIRONMENTAL & ENERGY RESOURCES, INC. 10-12G Wiggin and Dana LLP
RYERSON INC. S-4 Willkie Farr & Gallagher LLP
TRANSUNION HOLDING COMPANY, INC. S-4 Wilmer Cutler Pickering Hale and Dorr LLP
IDERA PHARMACEUTICALS, INC. IDRA S-3 Nasdaq Wilmer Cutler Pickering Hale and Dorr LLP
BROOKS AUTOMATION INC BRKS S-3 Nasdaq Wilmer Cutler Pickering Hale and Dorr LLP
BNC BANCORP BNCN S-4 Nasdaq Womble Carlyle Sandridge & Rice, LLP
BNC BANCORP BNCN S-4 Nasdaq Wyrick Robbins Yates & Ponton LLP

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors. Click here and opt-in to receive this weekly summary via email.

Have a great day.

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