Last week’s IPOs and Transactions

There were 69 transactions filed with the SEC last week.

Congratulations to all of our clients and law firms that used our transactions services last week including ATEL 16, LLC w/ Derenthal & Dannhauser LLP, Globalwise Investments, Inc. w/ Kegler Brown Hill & Ritter Co., L.P.A. and FreeSeas Inc. w/ Sichenzia Ross Friedman Ference LLP. We appreciate that they selected to work with us and we’re pleased that they found us both accurate and affordable.

It’s our 10th Anniversary! Click here to watch our new transactions video.

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Registrant Symbol Form Type Exchange Law firm / Advisor
CORRECTIONAL SERVICES CORPORATION, LLC S-4 Akerman Senterfitt
INERGY MIDSTREAM, L.P. NRGM S-4 NYSE Akin Gump Strauss Hauer & Feld LLP
TG THERAPEUTICS, INC. TGTX S-3 Nasdaq Alston & Bird LLP
JONES ENERGY, INC. S-1 Baker Botts L.L.P.
TRIUMPH GROUP INC TGI S-4 NYSE Ballard Spahr LLP
XCEL BRANDS, INC. XELB S-3 OTC Blank Rome LLP
UNITED BANKSHARES INC/WV UBSI S-4 Nasdaq Bowles Rice LLP
BRIGHT HORIZONS FAMILY SOLUTIONS INC. BFAM S-1 NYSE Bright Horizons Familiy Solutions Inc.
LLOYD HELICOPTER SERVICES LTD S-4 CHC Helicopter S.A.
CITIGROUP COMMERCIAL MORTGAGE SECURITIES INC S-3 Citigroup Global Markets Inc.
LLOYD HELICOPTER SERVICES LTD S-4 Cooley LLP
GRUPO AVAL ACCIONES Y VALORES S.A. F-1 Davis Polk & Wardwell LLP
ATEL 16, LLC S-1 Derenthal & Dannhauser LLP
RESOURCE REAL ESTATE OPPORTUNITY REIT, INC. S-11 DLA Piper LLP
DRIVETIME AUTOMOTIVE GROUP INC S-4 DLA Piper LLP
MAST THERAPEUTICS, INC. MSTX S-1 NYSE DLA Piper LLP
CELATOR PHARMACEUTICALS INC S-1 Duane Morris LLP
EATON VANCE SENIOR FLOATING RATE TRUST EFR N-2 Eaton Vance Senior Floating-Rate Trust
SUPERCONDUCTOR TECHNOLOGIES INC SCON S-1 Nasdaq Ellenoff Grossman & Schole LLP
EXCEL TRUST, L.P. 10-12G Excel Trust, L.P.
FIFTH STREET SENIOR FLOATING RATE CORP. N-2 Fried, Frank, Harris, Shriver & Jacobson LLP
CVR REFINING, LP CVRR S-4 NYSE Fried, Frank, Harris, Shriver & Jacobson LLP
DXP ENTERPRISES INC DXPE S-3 Nasdaq Fulbright & Jaworski L.L.P.
MULTI-STRATEGY GROWTH & INCOME FUND N-2 Gemini Compliance Services, LLC
SBA COMMUNICATIONS CORP SBAC S-4 Nasdaq Greenberg Traurig, P.A.
SBA COMMUNICATIONS CORP SBAC S-4 Nasdaq Greenberg Traurig, P.A.
GRUPO AVAL ACCIONES Y VALORES S.A. F-1 Grupo Aval Acciones y Valores S.A.
COSMO VENTURES INC S-1 IncSmart.biz
FIRST BANCSHARES INC /MS/ FBMS S-3 Nasdaq Jones Walker LLP
SALIENT MLP & ENERGY INCOME FUND N-2 K&L Gates LLP
SALIENT MIDSTREAM & MLP FUND SMM N-2 NYSE K&L Gates LLP
MAST THERAPEUTICS, INC. MSTX S-1 NYSE K&L Gates LLP
CITIGROUP COMMERCIAL MORTGAGE SECURITIES INC S-3 Kaye Scholer LLP
GLOBALWISE INVESTMENTS INC GWIV S-1 OTC Kegler Brown Hill & Ritter Co., L.P.A.
INERGY MIDSTREAM, L.P. NRGM S-4 NYSE Laura L. Ozenberger
SOELLINGEN ADVISORY GROUP, INC. S-1 Law Office of Clifford J. Hunt, P.A.
INTELLISENSE SOLUTIONS INC. S-1 Law Offices of Thomas E. Puzzo, PLLC
SUPERCONDUCTOR TECHNOLOGIES INC SCON S-1 Nasdaq Manatt, Phelps & Phillips, LLP
XUN ENERGY, INC. XNRG S-1 Other OTC Matthew C. McMurdo, Esq.
KISMET INC S-1 Michael Lasala
STATION CASINOS LLC S-4 Milbank, Tweed, Hadley & McCloy LLP
STATION CASINOS LLC S-1 Milbank, Tweed, Hadley & McCloy LLP
CAPITALA FINANCE CORP. N-2 Morrison & Foerster LLP
CAPITALSOUTH PARTNERS FUND II LP N-2 Morrison & Foerster LLP
ZOOM TELEPHONICS, INC. ZMTP S-1 OTC Morse, Barnes-Brown & Pendleton, PC
SIMON WORLDWIDE INC SWWI S-1 OTC Munger, Tolles & Olson LLP
HILLMAN COMPANIES INC S-4 Paul, Weiss, Rifkind, Wharton & Garrison LLP
ROCKY BRANDS, INC. RCKY S-3 Nasdaq Porter, Wright, Morris & Arthur LLP
NEWPAGE HOLDINGS INC. 10-12G Proskauer Rose LLP
BRIGHT HORIZONS FAMILY SOLUTIONS INC. BFAM S-1 NYSE Ropes & Gray LLP
AZUL SA F-1 Shearman & Sterling LLP
FREESEAS INC. FREE F-1 Nasdaq Sichenzia Ross Friedman Ference LLP
PRUDENTIAL REAL ESTATE INCOME FUND, INC. N-2 Sidley Austin LLP
KINGSWAY FINANCIAL SERVICES INC KFS S-3 NYSE Sidley Austin LLP
UNITED STATES CELLULAR CORP USM S-3 NYSE Sidley Austin LLP
GRUPO AVAL ACCIONES Y VALORES S.A. F-1 Simpson Thacher & Bartlett LLP
SUNGARD VPM INC. S-4 Simpson Thacher & Bartlett LLP
BRIGHT HORIZONS FAMILY SOLUTIONS INC. BFAM S-1 NYSE Simpson Thacher & Bartlett LLP
INERGY MIDSTREAM, L.P. NRGM S-4 NYSE Simpson Thacher & Bartlett LLP
AZUL SA F-1 Skadden, Arps, Slate, Meagher & Flom LLP
MEDIASHIFT, INC. MSHF S-1 OTC Stradling Yocca Carlson & Rauth
FIFTH STREET SENIOR FLOATING RATE CORP. N-2 Sutherland Asbill & Brennan LLP
CAPITALA FINANCE CORP. N-2 Sutherland Asbill & Brennan LLP
CAPITALSOUTH PARTNERS FUND II LP N-2 Sutherland Asbill & Brennan LLP
MULTI-STRATEGY GROWTH & INCOME FUND N-2 Thompson Hine LLP
UNITED BANKSHARES INC/WV UBSI S-4 Nasdaq Troutman Sanders LLP
JONES ENERGY, INC. S-1 Vinson & Elkins L.L.P.
GLOBAL PARTNERS LP GLP S-3 NYSE Vinson & Elkins L.L.P.
INERGY MIDSTREAM, L.P. NRGM S-4 NYSE Vinson & Elkins L.L.P.

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Have a great day.

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