Last week’s IPOs and Transactions

There were 51 transactions filed with the SEC last week.

Congratulations to all of our clients and law firms that used our transactions services last week including ARC Realty Finance Trust, Inc., Free Seas, Inc. (NASDAQ) and Toxic Pharmaceuticals Holding Corp. (OTC). We appreciate that they selected to work with us for this important step in their company’s growth and we’re pleased that they found us both accurate and affordable.

TRANSACTIONS_art_blog

Registrant Symbol Form Exchange Advisor / Law Firm
ALLY AUTO ASSETS LLC S-3 Ally Auto Assets LLC
ALLY AUTO ASSETS LLC S-3 Kirkland & Ellis LLP
ALLY AUTO ASSETS LLC S-3 Mayer Brown LLP
ARC REALTY FINANCE TRUST, INC. S-11 Alston & Bird LLP
CANYON MINERALS INC. S-1 Diane D. Dalmy Attorney at Law
CARDINAL FINANCIAL CORP CFNL S-3 Nasdaq Williams Mullen
CELLCEUTIX CORP CTIX S-3 OTC Kane Kessler, P.C.
CENTERSTATE BANKS, INC. CSFL S-3 Nasdaq Smith Mackinnon, PA
CEREPLAST INC CERP S-1 OTC Sichenzia Ross Friedman Ference LLP
COLD CAM, INC. S-1 State Agent & Transfer Syndicate, Inc.
COMMUNITY FINANCIAL SHARES INC CFIS S-1 OTC Kilpatrick Townsend & Stockton LLP
CORONATION MINING CORP. S-1 Diane D. Dalmy Attorney at Law
DANIELS CORPORATE ADVISORY COMPANY, INC. S-1 Norman T. Reynolds Law Firm
DISCOVER FINANCIAL SERVICES DFSPRB S-4 NYSE Sidley Austin LLP
DOLAN CO. DM S-3 NYSE Faegre Baker Daniels LLP
FIRSTHAND TECHNOLOGY VALUE FUND, INC. SVVC N-2 Nasdaq Firsthand Capital Management, Inc.
FIRSTHAND TECHNOLOGY VALUE FUND, INC. SVVC N-2 Nasdaq Paul Hastings LLP
FLEETMATICS GROUP PLC FLTX F-1 NYSE Davis Polk & Wardwell LLP
FLEETMATICS GROUP PLC FLTX F-1 NYSE FleetMatics USA Group Holdings, Inc.
FLEETMATICS GROUP PLC FLTX F-1 NYSE Goodwin Procter LLP
FNB CORP/FL/ FNB S-4 NYSE Patton Boggs LLP
FNB CORP/FL/ FNB S-4 NYSE Reed Smith LLP
FREE SEAS INC. FREE F-1 Nasdaq Sichenzia Ross Friedman Ference LLP
FUELSTREAM INC FLST S-1 OTC Kenneth I. Denos, P.C.
GASPARD MINING INC. S-1 Diane D. Dalmy Attorney at Law
GOODRICH PETROLEUM CORP GDPAN S-3 OTC Vinson & Elkins L.L.P.
HEMISPHERE MEDIA GROUP, INC. S-4 Greenberg Traurig, LLP
HEMISPHERE MEDIA GROUP, INC. S-4 Paul, Weiss, Rifkind, Wharton & Garrison LLP
IMAG GROUP, INC. S-1 RULE144Solution
JEWEL EXPLORATIONS INC. S-1 Diane D. Dalmy Attorney at Law
JMGT STUDIOS SATELLITE TELEVISION NETWORK, LLC. S-1 JMGT Studios Satellite Television Network, LLC.
LAKES ENTERTAINMENT INC LACO S-3 Nasdaq Gray Plant Mooty
LAKES ENTERTAINMENT INC LACO S-3 Nasdaq Lakes Entertainment, Inc.
LAMAR MEDIA CORP/DE S-4 Edwards Wildman Palmer LLP
OCEAN POWER TECHNOLOGIES, INC. OPTT S-3 Nasdaq Drinker Biddle & Reath LLP
OMEGA COMMERCIAL FINANCE CORP OCFN S-1 OTC Legal & Compliance, LLC
PACIFIC GREEN TECHNOLOGIES INC. S-1 Macdonald Tuskey
PANTRY INC PTRY S-4 Nasdaq Smith, Anderson, Blount, Dorsett, Mitchell & Jernigan, L.L.P.
PBF INVESTMENTS LLC S-1 PBF Holding Company LLC
PBF INVESTMENTS LLC S-1 Stroock & Stroock & Lavan LLP
PERFORMANT FINANCIAL CORP PFMT S-1 Nasdaq Kirkland & Ellis LLP
PERFORMANT FINANCIAL CORP PFMT S-1 Nasdaq Pillsbury Winthrop Shaw Pittman LLP
PHARMAGEN, INC. PHRX S-1 OTC Lebrecht Group, APLC
PROVALUE, LLC S-4 Debevoise & Plimpton LLP
PURAMED BIOSCIENCE INC. PMBS S-1 OTC Lucosky Brookman LLP
RECOVERY ENERGY, INC. RECV S-1 Nasdaq Davis Graham & Stubbs LLP
SEVEN ARTS ENTERTAINMENT INC. SAPX S-1 OTC Baker & Hostetler LLP
THERAPEUTICSMD, INC. TXMD S-3 OTC Greenberg Traurig, LLP
THERAPEUTICSMD, INC. TXMD S-3 OTC TherapeuticsMD, Inc.
TONIX PHARMACEUTICALS HOLDING CORP. TNXP S-1 OTC Sichenzia Ross Friedman Ference LLP
TROVAGENE INC. TROVU S-3 Nasdaq Sichenzia Ross Friedman Ference LLP

Have a great day.

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