IPO Underwriters of the Week: October 6 – 10

Congratulations to the corporations and underwriters that worked with our transaction services team. Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.

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Registrant Form Underwriter 1 Underwriter 2 Underwriter 3 +
ALLSTATE LIFE INSURANCE CO S-3 ALFS, Inc. Allstate Distributors, L.L.C. Morgan Stanley & Co. LLC
IBIO, INC. S-1 Aspire Capital Fund, LLC ~ ~
HEAT BIOLOGICS, INC. S-3 Cantor Fitzgerald & Co. ~ ~
ONCONOVA THERAPEUTICS, INC. S-3 Cantor Fitzgerald & Co. ~ ~
ONEMAIN FINANCIAL HOLDINGS, INC. S-1 Citigroup Global Markets Inc. ~ ~
HISTOGENICS CORP S-1 Cowen and Company, LLC Needham & Company, LLC Canaccord Genuity Inc. / BTIG, LLC
INTERCORP FINANCIAL SERVICES INC. F-1 Credit Suisse Securities (USA) LLC Merrill Lynch, Pierce, Fenner & Smith Inc. Morgan Stanley & Co. LLC / Itau BBA USA Securities Inc.
ENERGIE HOLDINGS, INC. S-1 Dutchess Opportunity Fund, II, LP ~ ~
NEW REMY HOLDCO CORP. S-4 Fidelity National Financial, Inc. ~ ~
INC RESEARCH HOLDINGS, INC. S-1 Goldman, Sachs & Co. Credit Suisse Securities (USA) LLC Robert W. Baird & Co. Inc. / Wells Fargo Securities, LLC / William Blair & Company L.L.C.
NAVIOS MARITIME MIDSTREAM PARTNERS LP F-1 Merrill Lynch, Pierce, Fenner & Smith Inc. Citigroup Global Markets Inc. Credit Suisse Securities (USA) LLC / J.P. Morgan Securities LLC / S. Goldman Advisors LLC
MINISTRY PARTNERS INVESTMENT COMPANY, LLC S-1 Ministry Partners Securities, LLC ~ ~
AGENUS INC S-3 MLV & Co. LLC ~ ~
ATLAS RESOURCES LLC S-4 Morgan Stanley & Co. LLC UBS Securities LLC ~
LANDMARK INFRASTRUCTURE PARTNERS LP S-11 Robert W. Baird & Co. Inc. Raymond James & Associates, Inc. RBC Capital Markets, LLC / Janney Montgomery Scott LLC
AUTOGENOMICS, INC. S-1 Stifel, Nicolaus & Company, Inc. Canaccord Genuity Inc. Cantor Fitzgerald & Co.

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors.

Have a great week.

The SEC is closed for Columbus Day: Monday, October 13

colunbus

In honor of Columbus Day, the SEC is closed on Monday, October 13, 2014. No files can be received.

Files submitted after 5:30 pm ET, Friday, October 10, 2014 will receive a filing date of October 14, 2014 and will be posted to the public on October 14, 2014 at 6:00 am ET.

As with other holiday closings, the following file types will receive a Friday, October 10, 2014 filing date if filed by 10:00 pm ET on Friday:

  • Form 13H filings
  • Section 16 filings (3, 3/A, 4, 4/A, 5, 5/A)

For any filing with a due date of Monday, October 13, 2014, the SEC will move the due date to the next business day, Tuesday, October 14, 2014.

Have a great holiday.

How Investors Consume Content Q#10: Do you use Twitter and/or StockTwits for research and investor news updates?

One of the topics featured on the all the agendas at last month’s corporate conferences was social media. Even though the event creators made time for the topic, the energy for the discussions within the rooms were lackluster – not negative, just blasé. There was a sense of leveling out on social media.

This seemed like an opportunity to review where investors are on the topic of social media, specially Twitter and StockTwits. Although the percentage of “yes” has dropped 4% since mid-2013, (assuming from Twitter fatigue) 13% is a meaningful audience.  Not to be ignored.

Q10_2014_100072zzzz

 

 Click image to enlarge.

Is there an easy way to reach the 13%? Yes.  Download this whitepaper for a practical plan.

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Have a great day.

IPOs and Transactions: September 29 – October 3

There were 54 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including Palatin Technologies Inc. w/ Goodwin Procter LLP and Thompson Hine LLP, RCS Capital Corp. w/ Proskauer Rose LLP and Sino-Global Shipping America LTD w/ Duane Morris LLP and Gusrae Kaplan Nusbaum PLLC.

We appreciate that they selected to work with us and we’re pleased that they found us to be the intelligent value.

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Registrant Symbol Form Exchange Law firm / Advisor
ALLIANCE DATA SYSTEMS CORP ADS S-4 NYSE Akin Gump Strauss Hauer & Feld LLP
MEMORIAL RESOURCE DEVELOPMENT CORP. MRD S-1 Nasdaq Akin Gump Strauss Hauer & Feld LLP
NORTHSTAR HEALTHCARE INCOME, INC. ~ S-11 ~ Alston & Bird LLP
SEVENTY SEVEN ENERGY INC. ~ S-4 NYSE Baker Botts L.L.P.
COLUMBIA PIPELINE PARTNERS LP ~ S-1 ~ Baker Botts L.L.P.
BOOT BARN HOLDINGS, INC. ~ S-1 ~ Bingham McCutchen LLP
NABORS RED LION LTD ~ S-4 ~ C&J Energy Services, Inc.
NOGALES RESOURCES CORP ~ S-1 ~ Clark Corporate Law Group LLP
SUTHERLAND ASSET MANAGEMENT CORP ~ S-11 ~ Clifford Chance US LLP
FIBROGEN INC ~ S-1 Nasdaq Cooley LLP
COSTAMARE PARTNERS LP ~ F-1 ~ Cravath, Swaine & Moore LLP
BOOT BARN HOLDINGS, INC. ~ S-1 ~ Cravath, Swaine & Moore LLP
GOLDEN MINERALS CO AUMN S-3 NYSE Davis Graham & Stubbs LLP
NEVRO CORP ~ S-1 ~ Davis Polk & Wardwell LLP
CORPORATE CAPITAL TRUST II – T ~ N-2 ~ Dechert LLP
CORPORATE CAPITAL TRUST II – A ~ N-2 ~ Dechert LLP
DIGITAL ALLY INC DGLY S-3 Nasdaq Digital Ally, Inc.
PEOPLES BANCORP INC PEBO S-4 Nasdaq Dinsmore & Shohl LLP
LIPOCINE INC. LPCN S-3 Nasdaq Dorsey & Whitney LLP
HATTERAS CORE ALTERNATIVES TEI INSTITUTIONAL FUND, L.P. ~ N-2 ~ Drinker Biddle & Reath LLP
HATTERAS CORE ALTERNATIVES TEI FUND, L.P. ~ N-2 ~ Drinker Biddle & Reath LLP
HATTERAS CORE ALTERNATIVES INSTITUTIONAL FUND, L.P. ~ N-2 ~ Drinker Biddle & Reath LLP
HATTERAS CORE ALTERNATIVES FUND, L.P. ~ N-2 ~ Drinker Biddle & Reath LLP
S1 BIOPHARMA, INC. ~ S-1 ~ Duane Morris LLP
SINO-GLOBAL SHIPPING AMERICA, LTD. SINO S-1 Nasdaq Duane Morris LLP
SOLIGENIX, INC. SNGX S-1 OTC Duane Morris LLP
APPLIED DNA SCIENCES INC ~ S-1 OTC Fulbright & Jaworski LLP
ALLIANCE DATA SYSTEMS CORP ADS S-4 NYSE Gibson, Dunn & Crutcher LLP
FATE THERAPEUTICS INC FATE S-3 Nasdaq Goodwin Procter LLP
PALATIN TECHNOLOGIES INC PTN S-1 NYSE Goodwin Procter LLP
YOUNGEVITY INTERNATIONAL, INC. YGYI S-1 ~ Gracin & Marlow, LLP
VERSHIRE CORP ~ S-1 ~ Grenfell Capital Limited
SINO-GLOBAL SHIPPING AMERICA, LTD. SINO S-1 Nasdaq Gusrae Kaplan Nusbaum PLLC
BANK OF THE OZARKS INC OZRK S-4 Nasdaq Harris Beach PLLC
PACIFICORP INTERNATIONAL HOTEL MANAGEMENT ~ S-1 ~ Harrison Law, P.A.
APPLIED DNA SCIENCES INC ~ S-1 OTC Harter Secrest & Emery LLP
RADIUS BANCORP INC. ~ S-1 ~ Hogan Lovells US LLP
NEXPOINT RESIDENTIAL TRUST, INC. ~ 10-12B ~ Jones Day
S1 BIOPHARMA, INC. ~ S-1 ~ K&L Gates LLP
RADIUS BANCORP INC. ~ S-1 ~ Kilpatrick Townsend & Stockton LLP
BANK OF THE OZARKS INC OZRK S-4 Nasdaq Kutak Rock LLP
PENNTEX MIDSTREAM PARTNERS, LP ~ S-1 ~ Latham & Watkins LLP
NEVRO CORP ~ S-1 ~ Latham & Watkins LLP
COSTAMARE PARTNERS LP ~ F-1 ~ Latham & Watkins LLP
ACTAVIS, INC. ~ S-4 ~ Latham & Watkins LLP
BIND THERAPEUTICS, INC BIND S-3 Nasdaq Latham & Watkins LLP
GREEN MEADOW PRODUCTS, INC. ~ S-1 ~ Law Offices of Mont E. Tanner
BRIDGE BANCORP INC BDGE S-3 Nasdaq Luse Gorman Pomerenk & Schick, P.C.
PREMIER, INC. PINC S-3 Nasdaq McDermott Will & Emery LLP
NABORS RED LION LTD ~ S-4 ~ Milbank, Tweed, Hadley & McCloy LLP
MABVAX THERAPEUTICS HOLDINGS, INC. TELK S-1 OTC Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.
COSTAMARE PARTNERS LP ~ F-1 ~ Morgan, Lewis & Bockius LLP
TRIANGLE CAPITAL CORP TCAP N-2 NYSE Morrison & Foerster LLP
EHI CAR SERVICES LTD ~ F-1 ~ O’Melveny & Myers LLP
INLAND RESIDENTIAL PROPERTIES TRUST, INC. ~ S-11 ~ Proskauer Rose LLP
RCS CAPITAL CORP RCAP S-3 NYSE Proskauer Rose LLP
ENERJEX RESOURCES, INC. ENRJ.P S-3 NYSE Reicker, Pfau, Pyle & McRoy LLP
OZ SAFEROOMS TECHNOLOGIES, INC. ~ S-1 ~ Robert Brantl, Esq.
XG TECHNOLOGY, INC. XGTI S-1 Nasdaq Robinson Brog Leinwand Greene Genovese & Gluck P.C.
KIMREE, INC. ~ F-1 ~ Shearman & Sterling LLP
EHI CAR SERVICES LTD ~ F-1 ~ Shearman & Sterling LLP
MEDBOX, INC. ~ S-1 ~ Sichenzia Ross Friedman Ference LLP
SUTHERLAND ASSET MANAGEMENT CORP ~ S-11 ~ Skadden, Arps, Slate, Meagher & Flom LLP
KIMREE, INC. ~ F-1 ~ Skadden, Arps, Slate, Meagher & Flom LLP
FIBROGEN INC ~ S-1 Nasdaq Sullivan & Cromwell LLP
CAPITALA FINANCE CORP. CPTA N-2 Nasdaq Sutherland Asbill & Brennan LLP
LEGACY VENTURES INTERNATIONAL INC. ~ S-1 ~ Szaferman, Lakind, Blumstein & Blader, P.C.
SUMMIT NETWORKS INC. ~ S-1 ~ The Mcbride Law Firm, PC
PRINCETON PRIVATE EQUITY FUND ~ N-2 ~ Thompson Hine LLP
PALATIN TECHNOLOGIES INC PTN S-1 NYSE Thompson Hine LLP
PENNTEX MIDSTREAM PARTNERS, LP ~ S-1 ~ Vinson & Elkins L.L.P.
NABORS RED LION LTD ~ S-4 ~ Vinson & Elkins L.L.P.
COLUMBIA PIPELINE PARTNERS LP ~ S-1 ~ Vinson & Elkins L.L.P.
MEMORIAL RESOURCE DEVELOPMENT CORP. MRD S-1 Nasdaq Vinson & Elkins L.L.P.
ENERGY TRANSFER PARTNERS, L.P. ETP S-3 NYSE Vinson & Elkins, L.L.P.
PEOPLES BANCORP INC PEBO S-4 Nasdaq Vorys, Sater, Seymour and Pease LLP
VOYA RETIREMENT INSURANCE & ANNUITY CO ~ S-3 ~ Voya Retirement Insurance and Annuity Company

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors. Click here and opt-in to receive this weekly summary via email.

Click here to review the week’s underwriters.

Have a great week.

IPO Underwriters of the Week: September 29 – October 3

Congratulations to the corporations and underwriters that worked with our transaction services team. Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.

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Registrant Form Type Underwriter 1 Underwriter 2 Underwriter 3 +
COLUMBIA PIPELINE PARTNERS LP S-1 Barclays Capital Inc. Citigroup Global Markets Inc. ~
KIMREE, INC. F-1 Citigroup Global Markets Inc. ~ ~
MEMORIAL RESOURCE DEVELOPMENT CORP. S-1 Citigroup Global Markets Inc. - ~
PENNTEX MIDSTREAM PARTNERS, LP S-1 Citigroup Global Markets Inc. Barclays Capital Inc. RBC Capital Markets, LLC / Tudor, Pickering, Holt & Co. Securities, Inc.
FIBROGEN INC S-1 Goldman, Sachs & Co. Citigroup Global Markets Inc. Leerink Partners LLC / RBC Capital Markets, LLC / Stifel, Nicolaus & Company, Inc. / William Blair & Company, L.L.C.
BOOT BARN HOLDINGS, INC. S-1 J.P. Morgan Securities LLC Piper Jaffray & Co. Jefferies LLC / Wells Fargo Securities, LLC / Robert W. Baird & Co. Inc.
SUTHERLAND ASSET MANAGEMENT CORP S-11 J.P. Morgan Securities LLC Morgan Stanley & Co. LLC FBR Capital Markets & Co. / Citigroup Global Markets Inc. / JMP Securities LLC / Keefe, Bruyette & Woods, Inc.
NEVRO CORP S-1 J.P. Morgan Securities LLC Morgan Stanley & Co. LLC Leerink Partners LLC / JMP Securities LLC
EHI CAR SERVICES LTD F-1 J.P. Morgan Securities LLC Goldman Sachs (Asia) L.L.C. Deutsche Bank Securities Inc.
XG TECHNOLOGY, INC. S-1 Lincoln Park Capital Fund, LLC ~ ~
APPLIED DNA SCIENCES INC S-1 Maxim Group LLC ~ ~
S1 BIOPHARMA, INC. S-1 MLV & Co. LLC ~ ~
COSTAMARE PARTNERS LP F-1 Morgan Stanley & Co. LLC Barclays Capital Inc. Citigroup Global Markets Inc. / Wells Fargo Securities, LLC / Credit Suisse Securities (USA) LLC / J.P. Morgan Securities LLC
SINO-GLOBAL SHIPPING AMERICA, LTD. S-1 National Securities Corporation ~ ~
PALATIN TECHNOLOGIES INC S-1 Piper Jaffray & Co. ~ ~
RADIUS BANCORP INC. S-1 Robert W. Baird & Co. Inc. Sandler O’Neill & Partners, L.P. Janney Montgomery Scott LLC / Wunderlich Securities, Inc.
VOYA RETIREMENT INSURANCE & ANNUITY CO S-3 Voya Financial Partners, LLC ~ ~

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors.

Have a great week.

Chinese companies embracing transparency to build US investor trust

Two weeks ago, coincidently with the enthusiasm and optimism surrounding the Alibaba IPO, a select audience of Chinese senior management (within public and pre-IPO companies) assembled in Beijing to learn about the latest compliance and communications issues for publicly traded companies in the US.

MarcumBP ChinaBest Ideas Investment Conference, Beijing, topics included:

  • Governance Matters: Issues Investors Care About Most
  • Accounting Update: New Rules and Key Concerns
  • SEC Hot Buttons: Critical Disclosure Issues

Trevor Loe, VP at Vintage, was invited to add his expertise alongside executives from HC Wainwright, Loeb & Loeb and The Cathay Funds.

The audience was measurably different from the Chinese corporations that eroded investors’ confidence in US-listed Chinese companies three years ago. They are smarter and have learned from their peers’ past mistakes – especially those that listed by reverse merger.

IMG_80172

Above ~ Jim Wang, HC Wainwright: Trevor Loe, Vintage: Mitch Nussbaum, Loeb & Loeb: David Selvia, The Cathay Funds

The 2010 – 2011 boom in Chinese reverse mergers, in which privately-held Chinese companies went public on a US-exchange by merging with US publicly-traded shell companies, was initially driven by the difficulties of going public in China. But that boom abruptly became a bust via a series of financial scandals – the result of the lighter regulatory scrutiny during the listing process.

One interesting point that has come out in a Stanford Graduate School of Business study, is that since “the bust,” the Chinese reverse mergers that have remained US-listed performed much better as a group than other publicly traded companies that were of similar size, in the same industry and traded over the same US-exchange.

Long before the 2010 surge of Chinese companies, reverse mergers existed. Most were US-based penny stocks, which trade through over-the-counter “pink sheets. Many are pump-and-dump with poor survival rates.

However, Chinese reverse mergers are different, says study leader, Charles Lee, professor of accounting at Stanford Graduate School of Business. Because China’s IPO market is so highly restricted, many Chinese companies that are qualified to go public in the US, cannot get approval in their own county of China. As a result, remarkably, “many of the Chinese companies that came to the United States through reverse mergers are more mature, better capitalized and show more promise than their American counterparts.” Certainly, no matter where an equity calls home, there can be fraud.

“Contrary to popular media perception, we find no evidence that Chinese reverse mergers are systematically more problematic than similar firms already trading on the same exchange,” Lee and his colleagues wrote.

We appreciate the opportunity to help these innovative and ethical Chinese corporations navigate through the S-1 process, (whitepaper – click here), communicate clearly to meet the expectations of US-based investors (whitepaper – click here) and demonstrate great governance.

Have a great day

IPOs and Transactions: September 22 – 26

There were 45 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including Skyline Medical Inc. w/ Greenberg Traurig LLP, Maslon Edelman Borman & Brand LLP and Reed Smith LLP, Genspera Inc. w/ Silvestre Law Group PC and Sigma Labs Inc. w/ TroyGould PC.

We appreciate that they selected to work with us and we’re pleased that they found us to be the intelligent value.

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Registrant Symbol Form Exchange Law firm / Advisor
MAMMOTH ENERGY PARTNERS LP S-1 Akin Gump Strauss Hauer & Feld LLP
HESS MIDSTREAM PARTNERS LP S-1 Andrews Kurth LLP
COSI INC COSI S-1 Nasdaq Cadwalader, Wickersham & Taft LLP
WELLS FARGO REAL ESTATE INVESTMENT CORP. S-11 Cleary Gottlieb Steen & Hamilton LLP
RETAIL OPPORTUNITY INVESTMENTS CORP ROICW S-3 Nasdaq Clifford Chance US LLP
CHC GROUP LTD. HELI S-1 NYSE Cooley LLP
DBV TECHNOLOGIES S.A. F-1 Cooley LLP
FANTEX, INC. S-1 OTC Cooley LLP
VITAL THERAPIES INC VTL S-1 Nasdaq Cooley LLP
COHERUS BIOSCIENCES, INC. S-1 Davis Polk & Wardwell LLP
CHC GROUP LTD. HELI S-1 NYSE Debevoise & Plimpton LLP
TRIBUNE MEDIA CO TRBAA 10-12B OTC Debevoise & Plimpton LLP
CAREY CREDIT INCOME FUND – SERIES 2015 T N-2 Dechert LLP
PETROSHARE CORP. S-1 Dufford & Brown, P.C.
MAD CATZ INTERACTIVE INC MCZ S-3 NYSE Durham Jones & Pinegar, P.C.
CURRENCY SHARES CHINESE RENMINBI TRUST FXCH S-1 NYSE Foley & Lardner LLP
CURRENCY SHARES SINGAPORE DOLLAR TRUST FXSG S-1 NYSE Foley & Lardner LLP
GROWBLOX SCIENCES, INC. GBLX S-1 OTC Gary R. Henrie, Esq.
DBV TECHNOLOGIES S.A. F-1 Goodwin Procter LLP
QUINPARIO ACQUISITION CORP. 2 S-1 Graubard Miller
SKYLINE MEDICAL INC. BIOR S-1 OTC Greenberg Traurig, LLP
PANTOP CORP S-1 Grenfell Capital Limited
FULLCIRCLE REGISTRY INC FLCR S-1 OTC Haddan & Zepfel LLP
PETRICHOR CORP. S-1 Harrison Law, P.A.
AMERICAN MIDSTREAM PARTNERS, LP AMID S-3 NYSE Holland & Hart LLP
CORENERGY INFRASTRUCTURE TRUST, INC. CORR S-3 NYSE Husch Blackwell LLP
QUINPARIO ACQUISITION CORP. 2 S-1 Kirkland & Ellis LLP
COHERUS BIOSCIENCES, INC. S-1 Latham & Watkins LLP
CORESITE REALTY CORP COR S-3 NYSE Latham & Watkins LLP
EVRAZ NORTH AMERICA LTD F-1 Latham & Watkins LLP
EXMAR ENERGY PARTNERS LP F-1 Latham & Watkins LLP
FANTEX, INC. S-1 OTC Latham & Watkins LLP
HESS MIDSTREAM PARTNERS LP S-1 Latham & Watkins LLP
MAMMOTH ENERGY PARTNERS LP S-1 Latham & Watkins LLP
PES LOGISTICS PARTNERS LP S-1 Latham & Watkins LLP
GEOTRAQ INC. GTRQ S-1 OTC Law Offices of Thomas E. Puzzo, PLLC
ARABELLA EXPLORATION, INC. AXPLF F-1 OTC Loeb & Loeb LLP
BODY CENTRAL CORP BODY S-1 OTC Lowenstein Sandler LLP
SKYLINE MEDICAL INC. BIOR S-1 OTC Maslon Edelman Borman & Brand, LLP
MOMS ONLINE, INC. 10-12G Moms Online Inc.
PANAMERA HEALTHCARE CORP S-1 Parsons/ Burnett/ Bjordahl/ Hume, LLP
SKYLINE MEDICAL INC. BIOR S-1 OTC Reed Smith LLP
ENERJEX RESOURCES, INC. ENRJ.P S-1 NYSE Reicker, Pfau, Pyle & McRoy LLP
COVENANT TRANSPORTATION GROUP INC CVTI S-3 Nasdaq Scudder Law Firm, P.C., L.L.O.
GENSPERA INC GNSZ S-1 OTC Silvestre Law Group, P.C.
CHC GROUP LTD. HELI S-1 NYSE Simpson Thacher & Bartlett LLP
KILGORE COMPANIES, LLC S-4 Simpson Thacher & Bartlett LLP
GAMCO GLOBAL GOLD, NATURAL RESOURCES & INCOME TRUST GGN.PR.A N-2 NYSE Skadden, Arps, Slate, Meagher & Flom LLP
EVRAZ NORTH AMERICA LTD F-1 Skadden, Arps, Slate, Meagher and Flom LLP
ARISTOCRAT GROUP CORP. ASCC S-1 OTC Sonfield & Sonfield
WELLS FARGO REAL ESTATE INVESTMENT CORP. S-11 Sullivan & Cromwell LLP
CREDIT SUISSE CORPORATE CREDIT SOLUTIONS FUND, INC. N-2 Sutherland Asbill & Brennan LLP
PERIYA CORP. S-1 Szaferman, Lakind, Blumstein & Blader, P.C.
RICH PHARMACEUTICALS, INC. RCHAD S-1 OTC Szaferman, Lakind, Blumstein & Blader, P.C.
SIGMA LABS, INC. SGLB S-3 OTC TroyGould PC
SB FINANCIAL GROUP, INC. SBFG S-1 Nasdaq Tucker Ellis LLP
EXMAR ENERGY PARTNERS LP F-1 Vinson & Elkins L.L.P.
PES LOGISTICS PARTNERS LP S-1 Vinson & Elkins L.L.P.
SB FINANCIAL GROUP, INC. SBFG S-1 Nasdaq Vorys, Sater, Seymour and Pease LLP
CREDIT SUISSE CORPORATE CREDIT SOLUTIONS FUND, INC. N-2 Willkie Farr & Gallagher LLP
VITAL THERAPIES INC VTL S-1 Nasdaq Wilson Sonsini Goodrich & Rosati PC

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors. Click here and opt-in to receive this weekly summary via email.

Click here to review the week’s underwriters.

Have a great week.