IPOs and Transactions: July 14 – 18

There were 45 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including Biofuel Energy Corp w/ Cravath, Swaine & Moore LLP, Xcel Mobility Inc w/ Greenberg Traurig LLP and 3D Total Solutions w/ JMS Law Group PLLC.

We appreciate that they selected to work with us and we’re pleased that they found us to be the intelligent value. Watch our video.

TRANSACTIONS_500

Registrant Symbol Form Exchange Law firm / Advisor
BDCA SENIOR CAPITAL, INC. N-2 Alston & Bird LLP
MAVENIR SYSTEMS INC MVNR S-1 NYSE Andrews Kurth LLP
FIRST CITIZENS BANCSHARES INC /TN/ FIZN S-4 OTC Baker, Donelson, Bearman, Caldwell & Berkowitz, PC
FIRST FIXTURES, INC. S-1 Befumo & Schaeffer, PLLC
TOP SHIPS INC. TOPS F-1 Nasdaq Blank Rome LLP
PHARMAMED, INC. S-1 Business Filings Inc.
MEDTRONIC HOLDINGS LTD S-4 Cleary Gottlieb Steen & Hamilton LLP
BIOFUEL ENERGY CORP. BIOF S-1 Nasdaq Cravath, Swaine & Moore LLP
MOL GLOBAL, INC. z F-1 z Davis Polk & Wardwell LLP
MAVENIR SYSTEMS INC MVNR S-1 NYSE Davis Polk & Wardwell LLP
LAMAR MEDIA CORP/DE S-4 Edwards Wildman Palmer LLP
SINO MERCURY ACQUISITION CORP. S-1 Graubard Miller
GLASSESOFF INC. S-1 OTC Greenberg Traurig, LLP
XCELMOBILITY INC. XCLL S-1 OTC Greenberg Traurig, LLP
ENERGY 11, L.P. S-1 Haynes and Boone, LLP
FIRST CITIZENS BANCSHARES INC /DE/ FCNCA S-4 OTC Haynsworth Sinkler Boyd, P.A.
JOYMAIN INTERNATIONAL DEVELOPMENT GROUP INC. JIDG S-1 OTC Hunter Taubman Weiss LLP
ENTERPRISE BANCORP INC /MA/ EBTC S-3 Nasdaq Hunton & Williams LLP
3D TOTAL SOLUTIONS INC. S-1 JMS Law Group, PLLC
ESCALERA RESOURCES CO. ESCR S-3 Nasdaq Jones & Keller, P.C.
NANOVIRICIDES, INC. NNVC S-3 NYSE Kane Kessler, P.C.
JASON INDUSTRIES, INC. QPAC S-1 Nasdaq Kirkland & Ellis LLP
LEE ENTERPRISES, INC LEE S-3 NYSE Lane & Waterman LLP
ARATANA THERAPEUTICS, INC. PETX S-3 Nasdaq Latham & Watkins LLP
AMERICAN RENAISSANCE CAPITAL, INC. S-1 Law Office of Azuka L. Uzoh
AMERICAN DOCTORS ONLINE INC 10-12G Legal and Compliance, LLC
STATE NATIONAL COMPANIES, INC. S-1 Locke Lord LLP
SINO MERCURY ACQUISITION CORP. S-1 Loeb & Loeb LLP
INTERCLOUD SYSTEMS, INC. ICLD S-1 Nasdaq Loeb & Loeb LLP
VERTEX ENERGY INC. VTNR S-3 Nasdaq Loev Law Firm, PC
GERMAN AMERICAN BANCORP, INC. GABC S-3 Nasdaq Mark Barnes Law PC
FIFTH THIRD HOLDINGS FUNDING, LLC S-3 Mayer Brown LLP
PIZZA INN HOLDINGS, INC /MO/ PZZI S-3 Nasdaq McGuire, Craddock & Strother, P.C.
HELIUS MEDICAL TECHNOLOGIES, INC. S-1 McMillan LLP
AMEDICA CORP AMDA S-1 Nasdaq Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.
NEUROMETRIX, INC. NURO S-3 Nasdaq Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.
JASON INDUSTRIES, INC. QPAC S-1 Nasdaq Olshan Frome Wolosky LLP
BIGLARI HOLDINGS INC. BH S-3 NYSE Olshan Frome Wolosky LLP
IZEA, INC. IZEA S-1 OTC Olshan Frome Wolosky LLP
INTERCLOUD SYSTEMS, INC. ICLD S-1 Nasdaq Pryor Cashman LLP
BDCA SENIOR CAPITAL, INC. N-2 RCS Capital Corporation
FIRST CITIZENS BANCSHARES INC /DE/ FCNCA S-4 OTC Robinson, Bradshaw & Hinson, P.A.
TOP SHIPS INC. TOPS F-1 Nasdaq Seward & Kissel LLP
IRONWOOD INSTITUTIONAL MULTI-STRATEGY FUND LLC N-2 Shearman & Sterling LLP
IRONWOOD MULTI-STRATEGY FUND LLC N-2 Shearman & Sterling LLP
AV THERAPEUTICS, INC. AVTH S-1 OTC Sichenzia Ross Friedman Ference LLP
DARLING INGREDIENTS INC. DAR S-4 NYSE Sidley Austin LLP
CRESTWOOD MIDSTREAM PARTNERS LP CMLP S-4 NYSE Simpson Thacher & Bartlett LLP
MOL GLOBAL, INC. F-1 Skadden, Arps, Slate, Meagher & Flom LLP
FIRST CITIZENS BANCSHARES INC /DE/ FCNCA S-4 OTC Smith, Anderson, Blount, Dorsett, Mitchell & Jernigan, L.L.P.
AMERICAN RENAISSANCE CAPITAL, INC. S-1 The Tracy Firm, Ltd.
RESTORGENEX CORP RESX S-1 OTC TroyGould PC
MEDTRONIC HOLDINGS LTD S-4 Wachtell, Lipton, Rosen & Katz
LEVEL 3 COMMUNICATIONS INC LVLT S-4 NYSE Wachtell, Lipton, Rosen & Katz
FIRST CITIZENS BANCSHARES INC /TN/ FIZN S-4 OTC Waller Lansden Dortch & Davis, LLP
FIRST CITIZENS BANCSHARES INC /DE/ FCNCA S-4 OTC Ward and Smith, P.A.
COWEN GROUP, INC. COWN S-3 Nasdaq Willkie Farr & Gallagher LLP
LEVEL 3 COMMUNICATIONS INC LVLT S-4 NYSE Willkie Farr & Gallagher LLP

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors. Click here and opt-in to receive this weekly summary via email.

Click here to review the week’s underwriters.

Have a great week.

IPO Underwriters of the Week: July 14 – 18

Congratulations to the corporations and underwriters that worked with our transaction services team. Whether in-house, your-house or 100% virtual… click here to discover why we are a top choice for both traditional and confidential IPOs.

VDR_PPC_EMAIL

Registrant Form Underwriter 1 Underwriter 2 Underwriter 3 +
INTERCLOUD SYSTEMS, INC. S-1 Aegis Capital Corp.
TOP SHIPS INC. F-1 Aegis Capital Corp.
SINO MERCURY ACQUISITION CORP. S-1 Cantor Fitzgerald & Co.
MOL GLOBAL, INC. F-1 Citigroup Global Markets Inc. Credit Suisse Securities (USA) LLC Deutsche Bank Securities Inc. / UBS Securities LLC
ENERGY 11, L.P. S-1 David Lerner Associates, Inc.
IRONWOOD INSTITUTIONAL MULTI-STRATEGY FUND LLC N-2 Foreside Fund Services, LLC
IRONWOOD MULTI-STRATEGY FUND LLC N-2 Foreside Fund Services, LLC
MEDTRONIC HOLDINGS LTD S-4 Goldman, Sachs & Co.
MAVENIR SYSTEMS INC S-1 Merrill Lynch, Pierce, Fenner & Smith Inc. Deutsche Bank Securities Inc. Stifel, Nicolaus & Company, Inc. / Needham & Company, LLC / Pacific Crest Securities LLC / Cowen and Company, LLC
FIRST CITIZENS BANCSHARES INC /DE/ S-4 Merrill Lynch, Pierce, Fenner & Smith Inc.

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors.Have a great week.

Total capital markets transactions: Q1 – Q2 2014

So far, 2014 is being well-celebrated for the return of IPOs to the capital markets, with 151 IPOs counted by industry watchdog Renaissance Capital.

However, important as they are, IPOs are a small percentage of the celebration. In fact, these 151 IPO S-1 filings are only NYSE and NASDAQ listed – and less than 30% of the total S-1 filings count of 533. Remember, an S-1 is not just for an Initial Public Offering. Public companies submit a Secondary Offering S-1 (and sometimes S-3) file to the SEC anytime they issue new stock for public sale. Post IPO, this S-1 registration is typically to refinance or raise more capital for growth.

Total transactions for the first half of 2014 is 1,249. We carefully track all capital markets transactions as Vintage executes the end-to-end registrations tasks for issuers: typesetting to filings to hardcopy printing. You can see a drafting session in this video. Presentation1   Transaction types:

  • S-1: General form of registration statement for all companies including face-amount certificate companies
  • S-3: Registration statement for specified transactions by certain issuers
  • S-4 Registration of securities issued in business combination transactions
  • N-2: Initial filing of a registration statement on Form N-2 for closed-end investment companies
  • F-1: Registration statement for securities of certain foreign private issuers
  • S-11: Registration statement for securities to be issued by real estate companies
  • 10-12G: Initial general form for registration of a class of securities pursuant to Section 12(g)
  • 10-12B: Initial general form for registration of a class of securities pursuant to Section 12(b)

A last point is to re-emphasize is that the media (i.e. Jim Cramer shouting and honking horns) tends to focus on the NYSE and NASDAQ IPOs. Hundreds of Emerging Growth Companies and large international companies IPO each year on the OTC Markets. Dig deeper to see growth.

Have a great day.

Should auld (GAAP) taxonomies be forgot, and never brought to file…

It’s a new year for XBRL filers! As of now, all corporate issuers should be on either the US GAAP 2014 or 2013 taxonomies. The 2012 taxonomies are retired – the SEC’s two-year acceptance window has officially expired. Certainly, all Vintage clients are already up-to-date.

sec_2014_tax

The new GAAP taxonomies affect the following SEC corporate form types:

Filing Program Att. Type EDGAR Forms
Interactive Data EX-101 10-K, 10-K/A,10-KT, 10-KT/A,10-Q, 10-Q/A, 10-QT, 10-12B, 10-QT/A, 10-12B/A, 10-12G, 10-12G/A, 8-K, 8-K/A, 8-K12B, 8-K12B/A, 8-K12G3, 8-K12G3/A, 8-K15D5, 8-K15D5/A, 20-F, 20-F/A, 20FR12B, 20FR12B/A, 20FR12G, 20FR12G/A, 40-F, 40-F/A, 40FR12B, 40FR12B/A, 40FR12G, 40FR12G/A, 6-K,6-K/A, SP 15D2 ,SP 15D2/A, S-1,S-1/A, S-1MEF, S-3, S-3/A,S-3ASR, S-3D, S-3DPOS, S-3MEF, S-4, S-4/A, S-4EF, S-4MEF, S-4 POS, S-11, S-11/A, S-11MEF, POS AM, POS EX, POSASR, F-1, F-1/A, F-1MEF, F-3,F-3/A, F-3ASR,F-3D, F-3DPOS,F-3MEF, F-4,F-4/A, F-4EF, F-4MEF, F-4 POS,F-10, F-10/A, F-10EF, F-10POS

If you are having ANY difficulties with your taxonomies, PLEASE reach out to us. This is especially important for corporate issuers who feel they have been left at the XBRL Support Alter i.e. “DIY” SaaS XBRL portals that charge extra for support. Download the SaaS portal checklist here. 

We don’t charge extra. It’s part of delivering intelligent value.

Have a great day.

IPOs and Transactions: July 7 – 11

There were 44 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including Brainstorm Cell Therapeutics Inc. w/ BRL Law Group LLC, CytoMedix Inc. w/ Schiff Hardin LLP and Gramercy Property Trust Inc. w/ Morgan, Lewis & Bockius LLP.

We appreciate that they selected to work with us and we’re pleased that they found us to be the intelligent value. Watch our video.

TRANSACTIONS_500

Registrant Symbol Form Exchange Law firm / Advisor
INTERFACE SECURITY SYSTEMS HOLDINGS INC S-4 Akin Gump Strauss Hauer & Feld LLP
C1 FINANCIAL, INC. S-1 Alston & Bird LLP
HIGH SIERRA ENERGY L P S-4 Andrews Kurth LLP
LEGACY RESERVES LP LGCY S-3 Nasdaq Andrews Kurth LLP
VANTAGE ENERGY INC. S-1 Baker Botts L.L.P.
RICE ENERGY INC. RICE S-1 NYSE Baker Botts L.L.P.
AAC HOLDINGS, INC. S-1 Bass, Berry & Sims PLC
ELITE BOOKS INC S-1 Bauman & Associates Law Firm
MODUSLINK GLOBAL SOLUTIONS INC MLNK S-3 Nasdaq Bingham McCutchen LLP
BRAINSTORM CELL THERAPEUTICS INC. BCLI S-1 OTC BRL Law Group LLC
LIVE FIT CORP. S-1 Brunson Chandler & Jones, PLLC
RING ENERGY, INC. REI S-1 NYSE Burleson LLP
YODLE INC S-1 Cooley LLP
OTONOMY, INC. S-1 Cooley LLP
APPLIED GENETIC TECHNOLOGIES CORP AGTC S-1 Nasdaq Cooley LLP
ALCOA INC AA S-3 NYSE Cravath, Swaine & Moore LLP
C1 FINANCIAL, INC. S-1 Davis Polk & Wardwell LLP
GOLDMAN SACHS MLP ENERGY RENAISSANCE FUND N-2 Dechert LLP
CHS INC CHSCO S-1 Nasdaq Dorsey & Whitney LLP
HARMONY MERGER CORP. S-1 Ellenoff Grossman & Schole LLP
APPLIED GENETIC TECHNOLOGIES CORP AGTC S-1 Nasdaq Foley Hoag LLP
HARVEST NATURAL RESOURCES, INC. HNR S-3 NYSE Fulbright & Jaworski LLP
GLOBAL CLEAN ENERGY, INC. GCEI 10-12G OTC Global Clean Energy, Inc.
FIRST BUSINESS FINANCIAL SERVICES, INC. FBIZ S-4 Nasdaq Godfrey & Kahn, S.C.
REWALK ROBOTICS LTD. F-1 Goldfarb Seligman & Co.
HARMONY MERGER CORP. S-1 Graubard Miller
WESTMORELAND COAL CO WLB S-3 Nasdaq Holland & Hart LLP
GALENFEHA, INC. S-3 Karlen & Stolzar, LLP
FINJAN HOLDINGS, INC. FNJN S-3 Nasdaq Katten Muchin Rosenman LLP
GALENFEHA, INC. S-3 Kyle L. Tingle, CPA, LLC
YODLE INC S-1 Latham & Watkins LLP
RENTECH, INC. RTK S-3 Nasdaq Latham & Watkins LLP
ENERGY TRANSFER EQUITY, L.P. ETE S-4 NYSE Latham & Watkins LLP
FERRELLGAS L P S-4 McGuireWoods LLP
FERRELLGAS PARTNERS L P FGP S-4 NYSE McGuireWoods LLP
REWALK ROBOTICS LTD. F-1 Meitar Liquornik Geva Leshem Tal
GRAMERCY PROPERTY TRUST INC. GPT S-3 NYSE Morgan, Lewis & Bockius LLP
NORTH BAY RESOURCES INC NBRI S-1 OTC North Bay Resources Inc.
REMARK MEDIA, INC. MARK S-1 Nasdaq Olshan Frome Wolosky LLP
OTONOMY, INC. S-1 Otonomy, Inc.
INCONTACT, INC. SAAS S-3 Nasdaq Parsons Behle & Latimer
GEVO, INC. GEVO S-3 Nasdaq Paul Hastings LLP
NATIONAL PENN BANCSHARES INC NPBC S-4 Nasdaq Reed Smith LLP
RENTECH, INC. RTK S-3 Nasdaq Rentech, Inc.
ANDES 1 INC. 10-12G Richard Chiang
ANDES 2 INC. 10-12G Richard Chiang
ANDES 3 INC. 10-12G Richard Chiang
TELETRONICS INTERNATIONAL, INC. 10-12G Saul Holdings Limited Partnership
CYTOMEDIX INC CMXI S-1 OTC Schiff Hardin LLP
AAC HOLDINGS, INC. S-1 Sidley Austin LLP
REWALK ROBOTICS LTD. F-1 Skadden, Arps, Slate, Meagher & Flom LLP
NATIONAL PENN BANCSHARES INC NPBC S-4 Nasdaq Spidi & Fisch, PC
FIRST BUSINESS FINANCIAL SERVICES, INC. FBIZ S-4 Nasdaq Stinson Leonard Street LLP
VANTAGE ENERGY INC. S-1 Vinson & Elkins L.L.P.
RICE ENERGY INC. RICE S-1 NYSE Vinson & Elkins L.L.P.
CRESTWOOD MIDSTREAM PARTNERS LP CMLP S-3 NYSE Vinson & Elkins L.L.P.
PROVINCE HEALTHCARE CO S-4 White & Case LLP
REWALK ROBOTICS LTD. F-1 White & Case LLP
OTONOMY, INC. S-1 Wilson Sonsini Goodrich & Rosati, P.C.
AMERICAN CHURCH MORTGAGE CO ACMC S-11 OTC Winthrop & Weinstine, P.A.
YODLE INC S-1 Yodle, Inc.

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors. Click here and opt-in to receive this weekly summary via email.

Click here to review the week’s underwriters.

Have a great week.

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IPO Underwriters of the Week: July 7 – 11

Congratulations to the corporations and underwriters that worked with our transaction services team. Whether in-house, your-house or 100% virtual… click here to discover why we are a top choice for both traditional and confidential IPOs.

VDR_PPC_EMAIL

Registrant Form Underwriter 1 Underwriter 2 Underwriter 3 +
VANTAGE ENERGY INC. S-1 Barclays Capital Inc. Goldman, Sachs & Co. Citigroup Global Markets Inc. / Credit Suisse Securities (USA) LLC / Tudor, Pickering, Holt & Co. Securities, Inc. / Wells Fargo Securities, LLC
REWALK ROBOTICS LTD. F-1 Barclays Capital Inc. Jefferies LLC Canaccord Genuity Inc.
APPLIED GENETIC TECHNOLOGIES CORP S-1 BMO Capital Markets Corp. Stifel, Nicolaus & Company, Inc. Wedbush Securities Inc. / Cantor Fitzgerald & Co. / Roth Capital Partners, LLC
HARMONY MERGER CORP. S-1 Cantor Fitzgerald & Co.
YODLE INC S-1 Credit Suisse Securities (USA) LLC Deutsche Bank Securities Inc. Jefferies LLC / Piper Jaffray & Co. / Canaccord Genuity Inc. / Needham & Company, LLC / Oppenheimer & Co. Inc.
RICE ENERGY INC. S-1 Goldman, Sachs & Co. Barclays Capital Inc. Citigroup Global Markets Inc.
GOLDMAN SACHS MLP ENERGY RENAISSANCE FUND N-2 Goldman, Sachs & Co.
OTONOMY, INC. S-1 J.P. Morgan Securities LLC Merrill Lynch, Pierce, Fenner & Smith Inc. Piper Jaffray & Co. / Sanford C. Bernstein & Co., LLC
C1 FINANCIAL, INC. S-1 Keefe, Bruyette & Woods, Inc. Raymond James & Associates, Inc.
AAC HOLDINGS, INC. S-1 William Blair & Company, L.L.C. Wells Fargo Securities, LLC Raymond James & Associates, Inc. / Avondale Partners, LLC

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors.

Have a great week.

IPOs and Transactions: June 30 – July 3

There were 49 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including Access Pharmaceuticals Inc. w / Bingham McCutchen LLP + Sichenzia Ross Friedman Ference LLP, Vuzix Corp. w/ Sichenzia Ross Friedman Ference LLP and RCS Capital Corp. w/ Proskauer Rose LLP.

We appreciate that they selected to work with us and we’re pleased that they found us to be the intelligent value. Watch our video.

TRANSACTIONS_500

Registrant Symbol Form Exchange Law firm / Advisor
ASHFORD INC S-4 Andrews Kurth LLP
HOEGH LNG PARTNERS LP F-1 Baker Botts L.L.P.
QCR HOLDINGS INC QCRH S-3 Nasdaq Barack Ferrazzano Kirschbaum & Nagelberg LLP
OLD NATIONAL BANCORP /IN/ ONB S-4 Nasdaq Barnes & Thornburg LLP
ACCESS PHARMACEUTICALS INC ACCP S-1 OTC Bingham McCutchen LLP
OM ASSET MANAGEMENT LTD S-1 Bingham McCutchen LLP
COMMERCE UNION BANCSHARES, INC. S-4 Bone McAllester Norton PLLC
COMMERCE UNION BANCSHARES, INC. S-4 Butler Snow LLP
GENOCEA BIOSCIENCES, INC. S-1 Nasdaq Cooley LLP
T2 BIOSYSTEMS, INC. S-1 Cooley LLP
AVALANCHE BIOTECHNOLOGIES, INC. S-1 Covington & Burling LLP
SYNCHRONY FINANCIAL S-1 Covington & Burling LLP
DIPLOMAT PHARMACY, INC. S-1 Cravath, Swaine & Moore LLP
HPEV, INC. WARM S-1 OTC David Lubin & Associates, PLLC
IDREAMSKY TECHNOLOGY LTD F-1 Nasdaq Davis Polk & Wardwell LLP
LOXO ONCOLOGY, INC. S-1 Davis Polk & Wardwell LLP
SYNCHRONY FINANCIAL S-1 Davis Polk & Wardwell LLP
VIAMET PHARMACEUTICALS HOLDINGS LLC S-1 Dechert LLP
DT ASIA INVESTMENTS LTD S-1 Ellenoff Grossman & Schole LLP
IMPERIAL RESOURCES, LLC S-1 Ellenoff Grossman & Schole LLP
LOXO ONCOLOGY, INC. S-1 Fenwick & West LLP
OM ASSET MANAGEMENT LTD S-1 Fried, Frank, Harris, Shriver & Jacobson LLP
ZAYO GROUP HOLDINGS, INC. S-1 Gibson, Dunn & Crutcher LLP
ADVANCED CELL TECHNOLOGY, INC. S-3 OTC Goodwin Procter LLP
ESPERION THERAPEUTICS, INC. ESPR S-3 Nasdaq Goodwin Procter LLP
ESSEX PROPERTY TRUST INC ESS S-4 NYSE Goodwin Procter LLP
FOUNDATION HEALTHCARE, INC. FDNH S-1 OTC Goodwin Procter LLP
VIKING THERAPEUTICS, INC. S-1 Goodwin Procter LLP
DT ASIA INVESTMENTS LTD S-1 Graubard Miller
DIPLOMAT PHARMACY, INC. S-1 Honigman Miller Schwartz and Cohn LLP
AMERICAN RESIDENTIAL PROPERTIES, INC. ARPI S-3 NYSE Hunton & Williams LLP
CORDIA BANCORP INC BVA S-3 Nasdaq Kilpatrick Townsend & Stockton LLP
IDREAMSKY TECHNOLOGY LTD F-1 Nasdaq Kirkland & Ellis International LLP
TWIST BEAUTY S.A R.L. & PARTNERS S.C.A. F-1 Kirkland & Ellis LLP
CORSAIR OPPORTUNITY FUND N-2 Kramer Levin Naftalis & Frankel LLP
MAINSOURCE FINANCIAL GROUP MSFG S-4 Nasdaq Krieg DeVault LLP
OLD NATIONAL BANCORP /IN/ ONB S-4 Nasdaq Krieg DeVault LLP
AVALANCHE BIOTECHNOLOGIES, INC. S-1 Latham & Watkins LLP
T2 BIOSYSTEMS, INC. S-1 Latham & Watkins LLP
TWIST BEAUTY S.A R.L. & PARTNERS S.C.A. F-1 Latham & Watkins LLP
GWG LIFE, LLC S-1 Maslon Edelman Borman & Brand, LLP
REPROS THERAPEUTICS INC. RPRX S-3 Nasdaq Morgan, Lewis & Bockius LLP
ATRINSIC, INC. ATRNQ 10-12G OTC Morse, Zelnick, Rose & Lander, LLP
DT ASIA INVESTMENTS LTD S-1 Ogier
BENEFITFOCUS,INC. BNFT S-1 Nasdaq Orrick, Herrington & Sutcliffe LLP
VIKING THERAPEUTICS, INC. S-1 Paul Hastings LLP
PLY GEM INDUSTRIES INC S-4 Paul, Weiss, Rifkind, Wharton & Garrison LLP
UNILIFE CORP UNIS S-3 OTC Pepper Hamilton LLP
RCS CAPITAL CORP RCAP S-3 NYSE Proskauer Rose LLP
IMPERIAL RESOURCES, LLC S-1 Reed Smith LLP
RENEWABLE ENERGY & POWER, INC. 10-12G Renewable Energy and Power, Inc.
GENOCEA BIOSCIENCES, INC. S-1 Nasdaq Ropes & Gray LLP
PC NEXTCO HOLDINGS, LLC S-4 Ropes & Gray LLP
LAGOON GROUP CORP. S-1 Scott D. Olson Esq.
AEMETIS, INC AMTXD S-3 Nasdaq Shearman & Sterling LLP
JOHN DEERE RECEIVABLES, INC. S-3 Shearman & Sterling LLP
ZAYO GROUP HOLDINGS, INC. S-1 Shearman & Sterling LLP
ACCESS PHARMACEUTICALS INC ACCP S-1 OTC Sichenzia Ross Friedman Ference LLP
EASTGATE ACQUISITIONS CORP ESAQ S-1 OTC Sichenzia Ross Friedman Ference LLP
VUZIX CORP S-1 OTC Sichenzia Ross Friedman Ference LLP
JOHN DEERE RECEIVABLES, INC. S-3 Sidley Austin LLP
GOOD TIMES RESTAURANTS INC GTIM S-3 Nasdaq Snell & Wilmer L.L.P.
GLYECO, INC. GLYE S-1 OTC Squire Patton Boggs (US) LLP
SUNOPTA INC. STKL S-3 Nasdaq Stoel Rives LLP
AT&T INC. T S-4 NYSE Sullivan & Cromwell LLP
YODLEE INC S-1 Sullivan & Cromwell LLP
HOEGH LNG PARTNERS LP F-1 Vinson & Elkins L.L.P.
OASIS PETROLEUM INC. OAS S-4 NYSE Vinson & Elkins L.L.P.
MAINSOURCE FINANCIAL GROUP MSFG S-4 Nasdaq Vorys, Sater, Seymour and Pease LLP
AT&T INC. T S-4 NYSE Weil, Gotshal & Manges LLP
SYNCHRONY FINANCIAL S-1 Weil, Gotshal & Manges LLP
VIAMET PHARMACEUTICALS HOLDINGS LLC S-1 Wilmer Cutler Pickering Hale and Dorr LLP
YODLEE INC S-1 Wilson Sonsini Goodrich & Rosati PC
BENEFITFOCUS,INC. BNFT S-1 Nasdaq Wyrick Robbins Yates & Ponton LLP

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors. Click here and opt-in to receive this weekly summary via email.

Click here to review the week’s underwriters.

Have a great week.

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